DaveManuel.com · Institutional Ownership · Who Owns It
HARTFORD FDS EXCHANGE TRADED (HTRB)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
124
Reporting holders
$2.0B
Reported value
0.0%
Calls
0.0%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Hartford Funds Management Co LLC | $462.7M | 13,716,346 | 37.02% | 31q | +5.8%+$25.6M |
| BANK OF MONTREAL /CAN/ | $333.8M | 9,895,819 | 0.11% | 3q | +14.2%+$41.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $91.0M | 2,698,637 | 0.05% | 28q | +10.6%+$8.7M |
| BANK OF AMERICA CORP /DE/ | $70.7M | 2,097,045 | 0.00% | 23q | +5.7%+$3.8M |
| HOWARD FINANCIAL SERVICES, LTD. | $68.6M | 2,032,133 | 3.55% | 23q | +105.7%+$35.2M |
| Thrivent Financial for Lutherans | $54.1M | 1,602,540 | 0.09% | 5q | +209.6%+$36.6M |
| EVOLVE PRIVATE WEALTH, LLC | $51.1M | 1,508,341 | 3.12% | 3q | +6.5%+$3.1M |
| LPL Financial LLC | $48.7M | 1,443,464 | 0.01% | 28q | +17.9%+$7.4M |
| Mountain Capital Investment Advisors Inc. | $44.6M | 1,322,766 | 6.35% | 8q | +7.1%+$2.9M |
| UBS Group AG | $40.8M | 1,210,096 | 0.01% | 23q | +0.6%+$257.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $38.0M | 1,132,219 | 0.06% | 12q | HELD |
| HB Wealth Management, LLC | $36.4M | 1,077,974 | 0.20% | 6q | -10.9%-$4.5M |
| RAYMOND JAMES FINANCIAL INC | $35.2M | 1,042,571 | 0.01% | 7q | -2.9%-$1.1M |
| Berger Financial Group, Inc | $33.0M | 978,480 | 1.69% | 22q | +9.7%+$2.9M |
| Fragasso Financial Advisors Inc | $31.9M | 945,414 | 1.70% | 15q | +3.3%+$1.0M |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $31.8M | 943,797 | 4.16% | 18q | -6.1%-$2.1M |
| HighTower Advisors, LLC | $30.6M | 908,214 | 0.03% | 8q | -7.8%-$2.6M |
| JONES FINANCIAL COMPANIES LLLP | $28.9M | 850,737 | 0.01% | 9q | +13.5%+$3.4M |
| CATALYST FINANCIAL PARTNERS LLC | $25.3M | 750,389 | 2.51% | 7q | +5.5%+$1.3M |
| National Philanthropic Trust | $24.4M | 722,126 | 0.35% | 2q | -9.7%-$2.6M |
| Spire Wealth Management | $24.1M | 713,501 | 0.73% | 22q | HELD |
| Great Point Wealth Advisors, LLC | $23.2M | 687,937 | 3.75% | 16q | +4.9%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $21.4M | 634,309 | 0.03% | 27q | +1.6%+$336.1K |
| Brio Consultants, LLC | $17.8M | 528,257 | 2.09% | 16q | HELD |
| ATTICUS WEALTH MANAGEMENT, LLC | $17.1M | 507,709 | 4.08% | 8q | +7.0%+$1.1M |
| JPMORGAN CHASE & CO | $17.0M | 503,037 | 0.00% | 13q | +4.7%+$769.8K |
| Rehmann Capital Advisory Group | $15.8M | 469,691 | 0.73% | 16q | -4.3%-$709.1K |
| OSAIC HOLDINGS, INC. | $15.3M | 454,329 | 0.02% | 21q | +20.1%+$2.6M |
| ROYAL BANK OF CANADA | $14.9M | 441,964 | 0.00% | 31q | +3.9%+$558.9K |
| CAPTRUST FINANCIAL ADVISORS | $14.6M | 431,689 | 0.02% | 13q | -26.4%-$5.2M |
| CONDOR CAPITAL MANAGEMENT | $14.2M | 421,983 | 1.07% | 11q | +4.4%+$605.2K |
| PRAIRIEVIEW WEALTH PARTNERS, LLC | $13.4M | 396,778 | 10.00% | 5q | +13.1%+$1.6M |
| WCG Wealth Advisors LLC | $13.2M | 392,209 | 0.31% | 17q | +1.9%+$240.5K |
| Steward Partners Investment Advisory, LLC | $12.2M | 360,246 | 0.06% | 8q | +21.3%+$2.1M |
| Bensler, LLC | $9.9M | 292,610 | 0.87% | 11q | -10.2%-$1.1M |
| Private Advisor Group, LLC | $9.6M | 283,260 | 0.04% | 12q | +3.3%+$304.0K |
| Integrated Wealth Concepts LLC | $8.9M | 263,684 | 0.06% | 7q | +3.8%+$325.2K |
| Sanchez Wealth Management Group | $8.8M | 259,710 | 1.54% | 8q | +5.7%+$469.7K |
| PRIVATE CLIENT SERVICES, LLC | $8.4M | 248,705 | 2.20% | 6q | HELD |
| Sanctuary Advisors, LLC | $8.2M | 242,117 | 0.04% | 5q | +6.7%+$510.4K |
| IRON Financial LLC | $6.5M | 194,088 | 2.70% | 27q | -21.2%-$1.8M |
| Apella Capital, LLC | $6.2M | 183,718 | 0.09% | 5q | +10.9%+$608.1K |
| STIFEL FINANCIAL CORP | $6.0M | 178,470 | 0.01% | 26q | HELD |
| Integrity Financial Corp /WA | $5.8M | 171,669 | 2.78% | 5q | +10.8%+$567.3K |
| Strid Group, LLC | $5.5M | 163,558 | 0.61% | 31q | +3.1%+$163.6K |
| MBE Wealth Management, LLC | $5.5M | 162,492 | 1.93% | 8q | +76.9%+$2.4M |
| Freedom Financial Partners LLC | $4.7M | 138,907 | 1.53% | 7q | HELD |
| United Advisor Group, LLC | $4.7M | 138,512 | 0.49% | 11q | +2.9%+$133.6K |
| CFO4Life Group, LLC | $4.2M | 123,973 | 0.56% | 7q | HELD |
| Cetera Investment Advisers | $3.9M | 115,905 | 0.00% | 15q | +23.2%+$735.4K |
| Mariner, LLC | $3.6M | 106,238 | 0.00% | 15q | -46.6%-$3.1M |
| CENTRAL TRUST Co | $3.2M | 96,127 | 0.06% | 21q | +4.0%+$125.8K |
| Kingsview Wealth Management, LLC | $3.1M | 93,289 | 0.04% | 8q | -7.6%-$257.4K |
| LEGACY SOLUTIONS, LLC | $3.0M | 90,400 | 2.47% | 7q | +11.3%+$310.6K |
| DAVENPORT & Co LLC | $2.8M | 83,321 | 0.01% | 26q | -9.7%-$301.7K |
| Baird Financial Group, Inc. | $2.8M | 82,059 | 0.00% | 11q | -3.6%-$104.5K |
| Marshall Financial Group, LLC | $2.5M | 73,571 | 0.36% | 23q | -1.8%-$44.9K |
| CITADEL ADVISORS LLC | $2.3M | 68,459 | 0.00% | 7q | -31.7%-$1.1M |
| 49 WEALTH MANAGEMENT, LLC | $2.3M | 67,919 | 0.44% | new | NEW |
| ALONGSIDE, LLC | $2.3M | 67,919 | 0.44% | 2q | -81.2%-$9.9M |
| ENVESTNET ASSET MANAGEMENT INC | $1.7M | 50,427 | 0.00% | 27q | -23.5%-$523.5K |
| First Heartland Consultants, Inc. | $1.7M | 49,675 | 0.11% | 7q | -31.1%-$755.6K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.6M | 46,016 | 0.02% | 6q | HELD |
| Gotham Asset Management, LLC | $1.5M | 43,631 | 0.00% | 10q | +4.6%+$64.2K |
| Clarendon Private LLC | $1.5M | 43,410 | 0.94% | 7q | +6.2%+$85.6K |
| NATIXIS ADVISORS, LLC | $1.4M | 40,447 | 0.00% | 3q | +121.3%+$747.6K |
| Laraway Financial Advisors Inc | $1.2M | 34,934 | 0.72% | 19q | +3.3%+$37.1K |
| Mann Financial Group, Inc. | $1.0M | 30,621 | 0.86% | 4q | HELD |
| &PARTNERS | $948.7K | 28,123 | 0.00% | 8q | -31.6%-$437.5K |
| Westside Investment Management, Inc. | $797.3K | 23,635 | 0.10% | 12q | HELD |
| NewEdge Advisors, LLC | $765.1K | 22,681 | 0.00% | 9q | -38.5%-$479.3K |
| Kestra Advisory Services, LLC | $670.6K | 19,877 | 0.00% | 5q | +5.4%+$34.5K |
| Nuveen, LLC | $594.6K | 17,625 | 0.00% | new | NEW |
| Golden State Wealth Management, LLC | $567.7K | 16,828 | 0.05% | 10q | HELD |
| MSH Capital Advisors LLC | $558.2K | 16,547 | 0.10% | 13q | -47.9%-$512.4K |
| VICTORY FINANCIAL GROUP, LLC | $529.2K | 15,686 | 0.06% | 6q | -6.6%-$37.6K |
| Rockefeller Capital Management L.P. | $521.9K | 15,471 | 0.00% | 7q | HELD |
| Beacon Pointe Advisors, LLC | $489.9K | 14,522 | 0.00% | 2q | +12.1%+$53.1K |
| Advance Capital Management, Inc. | $468.7K | 13,894 | 0.02% | 10q | -13.5%-$73.1K |
| AQR CAPITAL MANAGEMENT LLC | $440.9K | 13,069 | 0.00% | 4q | +10.2%+$40.7K |
| Cambridge Investment Research Advisors, Inc. | $424.0K | 12,568 | 0.00% | 25q | +61.5%+$161.5K |
| Fermata Advisors, LLC | $418.9K | 12,417 | 0.08% | 21q | +1.3%+$5.5K |
| Sovran Advisors, LLC | $401.6K | 12,001 | 0.03% | 6q | -12.6%-$57.7K |
| Allworth Financial LP | $369.1K | 10,940 | 0.00% | 21q | +29.3%+$83.7K |
| Prostatis Group LLC | $343.8K | 10,191 | 0.08% | 11q | -17.5%-$72.9K |
| MAI Capital Management | $336.5K | 9,975 | 0.00% | 7q | -13.8%-$53.9K |
| Stonehearth Capital Management, LLC | $327.4K | 9,704 | 0.11% | 11q | -1.1%-$3.6K |
| Farther Finance Advisors, LLC | $320.5K | 9,500 | 0.00% | 3q | +729.0%+$281.8K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $286.5K | 8,493 | 0.01% | 2q | +12.6%+$32.1K |
| Wealth Enhancement Trust Services, Inc. | $248.8K | 7,374 | 0.03% | 3q | HELD |
| May Hill Capital, LLC | $247.8K | 7,344 | 0.05% | new | NEW |
| Keel Point, LLC | $241.1K | 7,148 | 0.01% | 16q | -11.4%-$30.9K |
| Vise Technologies, Inc. | $234.5K | 6,952 | 0.00% | new | NEW |
| Concurrent Investment Advisors, LLC | $225.6K | 6,686 | 0.00% | 9q | -2.1%-$4.8K |
| FIFTH THIRD BANCORP | $221.1K | 6,555 | 0.00% | 3q | -42.0%-$160.2K |
| Krilogy Financial LLC | $220.3K | 6,530 | 0.01% | 4q | -42.8%-$164.7K |
| Wealthcare Advisory Partners LLC | $212.6K | 6,303 | 0.00% | 4q | -1.4%-$3.0K |
| INSPIRION WEALTH ADVISORS, LLC | $207.9K | 6,175 | 0.02% | 19q | -28.6%-$83.1K |
| Barnes Dennig Private Wealth Management LLC | $192.9K | 5,718 | 0.15% | 5q | +16.3%+$27.0K |
| AdvisorNet Financial, Inc | $183.4K | 5,437 | 0.01% | 6q | +920.1%+$165.4K |
Showing the largest 100 of 124 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $206.7M | 6,464,831 | 5 | 14 | 9 | 0.0% |
| Q2 2026 | 124 | $2.0B | 58,566,294 | 8 | 54 | 38 | 0.0% |
| Q1 2026 | 129 | $1.9B | 55,654,865 | 12 | 57 | 45 | 0.0% |
| Q4 2025 | 128 | $1.7B | 50,009,985 | 13 | 52 | 43 | 0.0% |
| Q3 2025 | 117 | $1.6B | 46,990,960 | 10 | 52 | 38 | 0.0% |
| Q2 2025 | 118 | $1.6B | 46,314,435 | 13 | 51 | 36 | 0.0% |
| Q1 2025 | 112 | $1.5B | 44,733,987 | 13 | 45 | 44 | 0.0% |
| Q4 2024 | 118 | $1.5B | 45,523,470 | 11 | 54 | 32 | 0.0% |
| Q3 2024 | 111 | $1.5B | 41,675,667 | 20 | 47 | 28 | 0.0% |
| Q2 2024 | 100 | $1.3B | 37,955,077 | 14 | 47 | 32 | 0.0% |
| Q1 2024 | 89 | $1.3B | 35,509,049 | 8 | 53 | 23 | 0.0% |
| Q4 2023 | 95 | $1.2B | 34,314,040 | 14 | 44 | 26 | 0.0% |
| Q3 2023 | 91 | $1.1B | 33,428,550 | 11 | 43 | 27 | 0.0% |
| Q2 2023 | 86 | $1.0B | 30,683,533 | 14 | 34 | 25 | 0.0% |
| Q1 2023 | 79 | $981.6M | 28,865,428 | 7 | 36 | 25 | 0.0% |
| Q4 2022 | 83 | $885.0M | 26,786,906 | 16 | 30 | 27 | 0.0% |
| Q3 2022 | 70 | $17.8B | 547,488,254 | 14 | 22 | 27 | 0.0% |
| Q2 2022 | 66 | $13.1B | 383,943,421 | 9 | 11 | 40 | 0.0% |
| Q1 2022 | 74 | $14.6B | 397,517,088 | 15 | 32 | 21 | 0.0% |
| Q4 2021 | 66 | $13.8B | 346,694,235 | 14 | 29 | 14 | 0.0% |
| Q3 2021 | 56 | $13.3B | 326,436,286 | 9 | 27 | 11 | 0.0% |
| Q2 2021 | 52 | $12.5B | 305,389,275 | 8 | 27 | 11 | 0.0% |
| Q1 2021 | 50 | $11.4B | 284,174,929 | 11 | 23 | 9 | 0.0% |
| Q4 2020 | 45 | $10.9B | 261,507,705 | 9 | 22 | 6 | 0.0% |
| Q3 2020 | 32 | $9.7B | 235,078,524 | 6 | 18 | 6 | 0.0% |
| Q2 2020 | 30 | $9.3B | 222,940,753 | 8 | 16 | 4 | 0.0% |
| Q1 2020 | 23 | $8.3B | 207,579,080 | 8 | 10 | 4 | 0.0% |
| Q4 2019 | 21 | $623.6M | 15,062,991 | 7 | 7 | 4 | 0.0% |
| Q3 2019 | 14 | $597.1M | 14,397,478 | 4 | 4 | 2 | 0.0% |
| Q2 2019 | 11 | $586.7M | 14,369,787 | 2 | 4 | 1 | 0.0% |
| Q1 2019 | 11 | $572.5M | 14,345,567 | 4 | 3 | 2 | 0.0% |
| Q4 2018 | 8 | $494.3M | 12,767,224 | 0 | 0 | 0 | 0.0% |