DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (HUSV)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
50
Reporting holders
$63.5M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bank of New York Mellon Corp | $16.5M | 419,796 | 0.00% | 10q | -0.6%-$96.5K |
| ENVESTNET ASSET MANAGEMENT INC | $10.9M | 277,623 | 0.00% | 31q | +35.8%+$2.9M |
| Cetera Investment Advisers | $5.3M | 136,124 | 0.00% | 15q | +4.2%+$214.1K |
| Golden State Wealth Management, LLC | $4.4M | 111,374 | 0.40% | 9q | -4.0%-$180.0K |
| LPL Financial LLC | $4.3M | 108,800 | 0.00% | 31q | HELD |
| Cambridge Investment Research Advisors, Inc. | $3.8M | 97,950 | 0.00% | 31q | +83.8%+$1.8M |
| Asset Allocation Strategies LLC | $2.8M | 71,103 | 0.43% | 8q | -10.5%-$328.4K |
| BENJAMIN EDWARDS INC | $2.5M | 64,598 | 0.02% | 8q | +5.5%+$132.7K |
| RFG Advisory, LLC | $1.8M | 45,040 | 0.03% | 2q | +2.5%+$43.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 38,508 | 0.00% | 10q | +31.7%+$364.2K |
| GOLDMAN SACHS GROUP INC | $1.2M | 29,376 | 0.00% | 3q | +21.2%+$201.9K |
| CITADEL ADVISORS LLC | $1.0M | 26,679 | 0.00% | 2q | -32.2%-$497.6K |
| LaSalle St. Investment Advisors, LLC | $927.9K | 23,625 | 0.11% | 7q | HELD |
| TRUIST FINANCIAL CORP | $875.2K | 22,283 | 0.00% | 27q | HELD |
| RAYMOND JAMES FINANCIAL INC | $736.2K | 18,743 | 0.00% | 7q | -2.9%-$22.2K |
| CARLSON FINANCIAL, INC. | $572.9K | 14,584 | 0.29% | 3q | -7.1%-$43.6K |
| TWO SIGMA INVESTMENTS, LP | $540.9K | 13,771 | 0.00% | 5q | -60.7%-$836.6K |
| ROYAL BANK OF CANADA | $435.0K | 11,078 | 0.00% | 27q | -48.5%-$409.4K |
| J.W. COLE ADVISORS, INC. | $392.9K | 10,002 | 0.01% | new | NEW |
| HighTower Advisors, LLC | $381.3K | 9,709 | 0.00% | 9q | HELD |
| GTS SECURITIES LLC | $311.9K | 7,940 | 0.01% | 2q | HELD |
| United Advisor Group, LLC | $262.3K | 6,678 | 0.03% | 10q | HELD |
| MORGAN STANLEY | $245.6K | 6,253 | 0.00% | 35q | HELD |
| OPPENHEIMER & CO INC | $229.3K | 5,838 | 0.00% | 23q | HELD |
| Orion Porfolio Solutions, LLC | $222.0K | 5,652 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $211.9K | 5,350 | 0.01% | 9q | -8.5%-$19.8K |
| Prospera Financial Services Inc | $208.6K | 5,310 | 0.00% | 23q | HELD |
| Capital Investment Advisory Services, LLC | $205.8K | 5,240 | 0.01% | 3q | HELD |
| OSAIC HOLDINGS, INC. | $181.3K | 4,616 | 0.00% | 26q | +73.7%+$77.0K |
| Farther Finance Advisors, LLC | $128.4K | 3,270 | 0.00% | new | NEW |
| Smartleaf Asset Management LLC | $103.2K | 2,621 | 0.00% | 3q | HELD |
| ASSETMARK, INC | $82.5K | 2,100 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $53.5K | 1,350 | 0.00% | new | NEW |
| Arax Advisory Partners | $34.1K | 869 | 0.00% | 3q | HELD |
| IFP Advisors, Inc | $24.9K | 634 | 0.00% | 18q | HELD |
| LANARK FINANCIAL, INC. | $22.1K | 562 | 0.00% | 6q | HELD |
| N.E.W. Advisory Services LLC | $20.0K | 509 | 0.00% | 3q | HELD |
| US BANCORP \DE\ | $15.8K | 401 | 0.00% | new | NEW |
| UBS Group AG | $12.5K | 318 | 0.00% | 10q | -39.3%-$8.1K |
| Truvestments Capital LLC | $10.3K | 263 | 0.00% | 8q | HELD |
| HARBOUR INVESTMENTS, INC. | $7.9K | 200 | 0.00% | 2q | HELD |
| AE Wealth Management LLC | $7.4K | 188 | 0.00% | 3q | HELD |
| AdvisorNet Financial, Inc | $5.3K | 134 | 0.00% | 6q | HELD |
| Spire Wealth Management | $4.9K | 125 | 0.00% | 8q | HELD |
| Kingdom Financial Group LLC. | $3.8K | 97 | 0.00% | 3q | -97.2%-$133.2K |
| Larson Financial Group LLC | $3.2K | 81 | 0.00% | 9q | HELD |
| Steward Partners Investment Advisory, LLC | $2.0K | 50 | 0.00% | 18q | HELD |
| Horizon Investments, LLC | $746 | 19 | 0.00% | 14q | -47.2% |
| WELLS FARGO & COMPANY/MN | $67 | 2 | 0.00% | 31q | +100.0% |
| Russell Investments Group, Ltd. | $37 | 1 | 0.00% | 6q | -92.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $3.2M | 82,269 | 0 | 0 | 3 | 0.0% |
| Q2 2026 | 50 | $63.5M | 1,617,437 | 6 | 9 | 13 | 0.0% |
| Q1 2026 | 48 | $59.7M | 1,555,680 | 5 | 11 | 12 | 0.0% |
| Q4 2025 | 48 | $80.0M | 2,068,581 | 8 | 13 | 14 | 0.0% |
| Q3 2025 | 42 | $80.0M | 2,007,850 | 1 | 13 | 16 | 0.0% |
| Q2 2025 | 50 | $69.7M | 1,746,134 | 1 | 11 | 24 | 0.0% |
| Q1 2025 | 54 | $90.3M | 2,251,330 | 8 | 12 | 21 | 0.0% |
| Q4 2024 | 52 | $81.7M | 2,189,115 | 3 | 15 | 13 | 0.0% |
| Q3 2024 | 47 | $82.5M | 2,158,764 | 8 | 12 | 15 | 0.0% |
| Q2 2024 | 43 | $58.7M | 1,656,979 | 6 | 11 | 17 | 0.0% |
| Q1 2024 | 38 | $60.2M | 1,682,410 | 7 | 9 | 16 | 0.0% |
| Q4 2023 | 39 | $68.5M | 2,040,135 | 5 | 6 | 21 | 0.0% |
| Q3 2023 | 40 | $69.0M | 2,214,887 | 2 | 10 | 20 | 0.0% |
| Q2 2023 | 42 | $76.6M | 2,312,060 | 4 | 10 | 15 | 0.7% |
| Q1 2023 | 39 | $73.2M | 2,270,099 | 6 | 8 | 12 | 0.0% |
| Q4 2022 | 34 | $76.1M | 2,315,444 | 6 | 11 | 10 | 0.0% |
| Q3 2022 | 32 | $66.4M | 2,240,935 | 4 | 8 | 12 | 0.0% |
| Q2 2022 | 34 | $82.8M | 2,596,257 | 6 | 15 | 6 | 0.0% |
| Q1 2022 | 35 | $96.6M | 2,785,668 | 4 | 14 | 10 | 0.0% |
| Q4 2021 | 38 | $122.3M | 3,409,983 | 4 | 15 | 10 | 0.0% |
| Q3 2021 | 35 | $102.7M | 3,190,078 | 3 | 8 | 14 | 0.0% |
| Q2 2021 | 34 | $82.3M | 2,592,485 | 5 | 7 | 15 | 0.0% |
| Q1 2021 | 31 | $87.8M | 2,928,723 | 5 | 4 | 17 | 0.0% |
| Q4 2020 | 28 | $145.3M | 5,031,157 | 3 | 4 | 13 | 0.0% |
| Q3 2020 | 27 | $140.3M | 5,130,194 | 2 | 4 | 14 | 0.0% |
| Q2 2020 | 31 | $151.6M | 5,962,997 | 3 | 12 | 11 | 0.0% |
| Q1 2020 | 35 | $134.4M | 6,197,295 | 6 | 8 | 17 | 0.0% |
| Q4 2019 | 37 | $187.2M | 6,727,561 | 11 | 14 | 7 | 0.0% |
| Q3 2019 | 28 | $172.2M | 6,254,611 | 7 | 9 | 7 | 0.0% |
| Q2 2019 | 23 | $165.4M | 6,237,975 | 7 | 10 | 3 | 0.0% |
| Q1 2019 | 20 | $134.2M | 5,352,881 | 6 | 7 | 6 | 0.0% |
| Q4 2018 | 16 | $103.5M | 4,660,218 | 0 | 2 | 0 | 0.0% |