DaveManuel.com · Institutional Ownership · Who Owns It
HAWTHORN BANCSHARES INC (HWBK)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
69
Reporting holders
$87.0M
Reported value
32.1%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+5
Holder change
Institutions report 2,214,384 shares against 6,900,678 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | $13.5M | 342,390 | 6.05% | 30q | HELD |
| BlackRock, Inc. | $13.2M | 335,276 | 0.00% | 8q | +7.9%+$966.9K |
| VANGUARD CAPITAL MANAGEMENT LLC | $9.9M | 250,722 | 0.00% | 2q | +1.8%+$178.2K |
| FJ Capital Management LLC | $7.5M | 190,710 | 0.97% | 31q | HELD |
| DIMENSIONAL FUND ADVISORS LP | $6.4M | 161,622 | 0.00% | 31q | +2.1%+$129.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $5.9M | 148,965 | 0.00% | 31q | +8.9%+$478.2K |
| STATE STREET CORP | $3.3M | 84,776 | 0.00% | 31q | +2.1%+$69.6K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $2.5M | 64,813 | 0.04% | 31q | -0.6%-$14.7K |
| NORTHERN TRUST CORP | $1.9M | 48,071 | 0.00% | 29q | +9.6%+$166.1K |
| Pinnacle Holdings, LLC | $1.8M | 46,073 | 0.56% | 31q | HELD |
| MONETA GROUP INVESTMENT ADVISORS LLC | $1.8M | 44,745 | 0.01% | 8q | -8.2%-$156.4K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.5M | 39,180 | 0.00% | 2q | +17.6%+$230.7K |
| RBF Capital, LLC | $1.5M | 39,167 | 0.06% | 31q | HELD |
| VANGUARD FIDUCIARY TRUST CO | $1.5M | 37,750 | 0.00% | 2q | +4.7%+$65.9K |
| RENAISSANCE TECHNOLOGIES LLC | $1.4M | 35,319 | 0.00% | 10q | +1.4%+$18.7K |
| Empowered Funds, LLC | $1.3M | 32,677 | 0.01% | 2q | -1.1%-$14.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.3M | 32,589 | 0.00% | 10q | HELD |
| GOLDMAN SACHS GROUP INC | $936.6K | 23,833 | 0.00% | 4q | -6.2%-$62.4K |
| AMERICAN CENTURY COMPANIES INC | $809.7K | 20,603 | 0.00% | 21q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $798.5K | 20,319 | 0.01% | new | NEW |
| Mariner, LLC | $734.0K | 18,678 | 0.00% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $632.8K | 16,101 | 0.00% | 5q | +10.5%+$60.3K |
| ALEXANDER LABRUNERIE & CO., INC. | $608.0K | 15,471 | 0.21% | 10q | HELD |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $602.3K | 15,325 | 0.00% | 5q | -1.8%-$11.0K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $578.0K | 14,707 | 0.00% | 8q | +19.7%+$95.3K |
| Bank of New York Mellon Corp | $561.7K | 14,294 | 0.00% | 5q | +10.5%+$53.3K |
| Eagle Bluffs Wealth Management LLC | $543.1K | 13,747 | 0.18% | 10q | HELD |
| Nuveen, LLC | $451.9K | 11,498 | 0.00% | 5q | +53.2%+$156.9K |
| CITADEL ADVISORS LLC | $372.8K | 9,485 | 0.00% | 7q | -29.6%-$156.5K |
| Focus Partners Wealth | $364.6K | 9,278 | 0.00% | 8q | HELD |
| RHUMBLINE ADVISERS | $278.8K | 7,094 | 0.00% | 5q | +2.5%+$6.9K |
| HSBC HOLDINGS PLC | $246.5K | 6,569 | 0.00% | 3q | -31.6%-$114.0K |
| AQR CAPITAL MANAGEMENT LLC | $245.7K | 6,253 | 0.00% | new | NEW |
| Creative Planning | $245.6K | 6,250 | 0.00% | 4q | -21.4%-$67.0K |
| CENTRAL TRUST Co | $203.1K | 5,168 | 0.00% | 31q | HELD |
| DEUTSCHE BANK AG\ | $191.5K | 4,873 | 0.00% | 4q | -20.5%-$49.4K |
| WELLS FARGO & COMPANY/MN | $191.3K | 4,867 | 0.00% | 31q | +124.0%+$105.9K |
| MORGAN STANLEY | $171.4K | 4,360 | 0.00% | 32q | -7.8%-$14.5K |
| MetLife Investment Management, LLC | $142.3K | 3,620 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $135.3K | 3,443 | 0.00% | 4q | +389.8%+$107.7K |
| BARCLAYS PLC | $124.0K | 3,154 | 0.00% | 8q | -31.5%-$57.1K |
| CITIGROUP INC | $106.0K | 2,696 | 0.00% | 11q | +876.8%+$95.1K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $105.2K | 2,676 | 0.00% | 5q | -3.1%-$3.4K |
| Vanguard Global Advisers, LLC | $100.8K | 2,565 | 0.00% | 2q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $95.1K | 2,420 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $93.2K | 2,409 | 0.00% | 6q | +2.9%+$2.7K |
| BNP PARIBAS FINANCIAL MARKETS | $59.0K | 1,500 | 0.00% | 5q | +5.4%+$3.0K |
| Police & Firemen's Retirement System of New Jersey | $49.9K | 1,269 | 0.00% | 5q | HELD |
| UBS Group AG | $47.4K | 1,206 | 0.00% | 6q | +20.6%+$8.1K |
| UMB Bank, n.a. | $39.3K | 1,000 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $29.7K | 755 | 0.00% | 13q | +2.2% |
| Ameritas Investment Partners, Inc. | $23.3K | 593 | 0.00% | 5q | HELD |
| Legal & General Group Plc | $20.7K | 527 | 0.00% | 5q | HELD |
| ROYAL BANK OF CANADA | $15.0K | 405 | 0.00% | 13q | +114.3%+$8.0K |
| Sterling Capital Management LLC | $4.6K | 117 | 0.00% | 5q | -39.1%-$2.9K |
| FMR LLC | $4.1K | 105 | 0.00% | 4q | +10.5% |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $3.1K | 80 | 0.00% | 5q | -74.5%-$9.2K |
| Quarry LP | $2.8K | 72 | 0.00% | new | NEW |
| Arax Advisory Partners | $2.1K | 54 | 0.00% | new | NEW |
| FNY Investment Advisers, LLC | $1.0K | 30 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $707 | 18 | 0.00% | 4q | +100.0% |
| Allworth Financial LP | $590 | 15 | 0.00% | 4q | +114.3% |
| GAMMA Investing LLC | $550 | 14 | 0.00% | new | NEW |
| Essential Partners LLC | $432 | 11 | 0.00% | 4q | -66.7% |
| PNC Financial Services Group, Inc. | $197 | 5 | 0.00% | 3q | HELD |
| ROTHSCHILD INVESTMENT LLC | $118 | 3 | 0.00% | 3q | +200.0% |
| Farther Finance Advisors, LLC | $118 | 3 | 0.00% | 6q | HELD |
| True Wealth Design, LLC | $40 | 1 | 0.00% | new | NEW |
| Covestor Ltd | $0 | none filed | 0.00% | new | NEW |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-04 | 2026-09-03 | Acquisition or disposal completed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $534.3K | 13,982 | 2 | 2 | 1 | 0.0% |
| Q2 2026 | 69 | $87.0M | 2,214,384 | 9 | 26 | 15 | 0.0% |
| Q1 2026 | 64 | $71.6M | 2,123,494 | 3 | 14 | 21 | 0.0% |
| Q4 2025 | 64 | $75.5M | 2,163,886 | 8 | 22 | 15 | 0.0% |
| Q3 2025 | 60 | $64.9M | 2,090,781 | 12 | 14 | 16 | 0.0% |
| Q2 2025 | 51 | $61.2M | 2,099,231 | 15 | 18 | 9 | 0.0% |
| Q1 2025 | 41 | $53.3M | 1,887,982 | 6 | 11 | 11 | 0.0% |
| Q4 2024 | 37 | $53.8M | 1,896,974 | 4 | 16 | 7 | 0.0% |
| Q3 2024 | 34 | $47.8M | 1,908,094 | 4 | 6 | 8 | 0.0% |
| Q2 2024 | 32 | $37.6M | 1,899,630 | 1 | 6 | 13 | 0.0% |
| Q1 2024 | 33 | $40.3M | 1,971,244 | 4 | 13 | 7 | 0.0% |
| Q4 2023 | 39 | $47.7M | 1,881,775 | 10 | 13 | 6 | 0.0% |
| Q3 2023 | 36 | $30.4M | 1,871,386 | 4 | 15 | 9 | 0.0% |
| Q2 2023 | 36 | $33.1M | 1,845,103 | 8 | 16 | 9 | 0.0% |
| Q1 2023 | 31 | $45.8M | 1,960,685 | 3 | 5 | 11 | 0.0% |
| Q4 2022 | 33 | $45.6M | 2,094,699 | 2 | 6 | 9 | 0.0% |
| Q3 2022 | 34 | $9.5B | 435,830,419 | 1 | 10 | 12 | 0.0% |
| Q2 2022 | 35 | $11.1B | 435,173,154 | 3 | 20 | 9 | 0.0% |
| Q1 2022 | 36 | $10.6B | 418,576,120 | 2 | 12 | 10 | 0.0% |
| Q4 2021 | 37 | $10.9B | 418,586,027 | 4 | 5 | 13 | 0.0% |
| Q3 2021 | 32 | $9.7B | 418,208,098 | 2 | 11 | 12 | 0.0% |
| Q2 2021 | 37 | $9.3B | 405,335,965 | 10 | 8 | 15 | 0.0% |
| Q1 2021 | 36 | $7.9B | 369,313,820 | 1 | 8 | 15 | 0.0% |
| Q4 2020 | 35 | $8.1B | 369,390,826 | 1 | 12 | 7 | 0.0% |
| Q3 2020 | 35 | $7.0B | 369,347,342 | 0 | 7 | 18 | 0.0% |
| Q2 2020 | 37 | $6.6B | 335,083,329 | 2 | 22 | 7 | 0.0% |
| Q1 2020 | 38 | $6.1B | 335,041,595 | 1 | 12 | 16 | 0.0% |
| Q4 2019 | 43 | $8.6B | 336,242,693 | 2 | 17 | 8 | 0.0% |
| Q3 2019 | 46 | $8.0B | 336,241,420 | 7 | 18 | 10 | 0.0% |
| Q2 2019 | 43 | $8.7B | 323,321,936 | 13 | 21 | 6 | 0.0% |
| Q1 2019 | 32 | $7.5B | 324,723,338 | 8 | 8 | 3 | 0.0% |
| Q4 2018 | 24 | $609.6M | 28,984,000 | 0 | 0 | 2 | 0.0% |