DaveManuel.com · Institutional Ownership · Who Owns It
AB ACTIVE ETFS INC (HYFI)
Institutional ownership reported to the SEC as of Q2 2026, across 14 quarters.
58
Reporting holders
$260.7M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $115.5M | 3,092,237 | 0.03% | 13q | +9.5%+$10.0M |
| RAYMOND JAMES FINANCIAL INC | $22.5M | 601,687 | 0.01% | 7q | +1.9%+$413.6K |
| ASSETMARK, INC | $17.0M | 455,472 | 0.03% | 4q | +1.3%+$221.7K |
| ALLIANCEBERNSTEIN L.P. | $12.6M | 339,848 | 0.00% | 13q | +14.9%+$1.6M |
| Bank of New York Mellon Corp | $11.6M | 310,267 | 0.00% | 4q | -0.9%-$107.0K |
| ENVESTNET ASSET MANAGEMENT INC | $10.1M | 269,296 | 0.00% | 13q | +1.0%+$104.2K |
| Anderson Financial Strategies, LLC | $9.8M | 262,229 | 5.07% | 7q | +7.6%+$691.1K |
| SageGuard Financial Group, LLC | $6.6M | 176,737 | 0.93% | 2q | +355.8%+$5.2M |
| JANE STREET GROUP, LLC | $6.1M | 164,472 | 0.00% | new | NEW |
| IHT Wealth Management, LLC | $5.6M | 150,112 | 0.12% | 8q | -1.1%-$60.5K |
| Stratos Wealth Partners, LTD. | $5.2M | 140,078 | 0.05% | 6q | +7.9%+$385.2K |
| Advisory Resource Group | $5.1M | 136,439 | 0.77% | 4q | +4.2%+$205.8K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.9M | 131,049 | 0.01% | 7q | +12.0%+$523.6K |
| UBS Group AG | $4.7M | 126,579 | 0.00% | 8q | +147.9%+$2.8M |
| OSAIC HOLDINGS, INC. | $3.9M | 104,475 | 0.00% | 13q | +18.4%+$605.1K |
| Western Wealth Management, LLC | $2.7M | 71,558 | 0.09% | 4q | +3.5%+$91.2K |
| Fjell Capital, LLC | $1.8M | 49,134 | 1.25% | 7q | -0.6%-$11.3K |
| TRUIST FINANCIAL CORP | $1.3M | 36,129 | 0.00% | 4q | +7.2%+$90.1K |
| Kingsview Wealth Management, LLC | $1.2M | 33,334 | 0.02% | 11q | +5.2%+$61.5K |
| Kestra Advisory Services, LLC | $1.2M | 31,490 | 0.00% | 4q | +1.2%+$13.4K |
| Private Advisor Group, LLC | $1.2M | 30,915 | 0.01% | 9q | +387.8%+$917.7K |
| VICTORY FINANCIAL GROUP, LLC | $1.1M | 29,482 | 0.12% | 6q | +14.9%+$143.1K |
| Platform Technology Partners | $937.1K | 25,097 | 0.15% | 10q | +2.7%+$24.6K |
| BETO FINANCIAL GROUP, LLC | $855.4K | 22,998 | 0.45% | 3q | +15.9%+$117.4K |
| Cambridge Investment Research Advisors, Inc. | $842.0K | 22,546 | 0.00% | 13q | +92.9%+$405.5K |
| RHODES INVESTMENT ADVISORS INC /ADV | $646.9K | 17,325 | 0.48% | 3q | -7.5%-$52.3K |
| CITADEL ADVISORS LLC | $641.7K | 17,184 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $554.5K | 14,850 | 0.00% | 9q | -0.6%-$3.3K |
| CAPTRUST FINANCIAL ADVISORS | $552.9K | 14,808 | 0.00% | 11q | +22.1%+$100.1K |
| CAP Partners, LLC | $461.6K | 12,362 | 0.23% | new | NEW |
| Redwood Financial Network Corp | $427.1K | 11,439 | 0.24% | 13q | HELD |
| MML INVESTORS SERVICES, LLC | $343.7K | 9,206 | 0.00% | 3q | -49.9%-$342.2K |
| M.E. ALLISON & CO., INC. | $298.7K | 8,000 | 0.17% | 4q | HELD |
| PRIVATE TRUST CO NA | $286.7K | 7,677 | 0.02% | 13q | +1.4%+$4.0K |
| Sage Advisory Services, Ltd.Co. | $278.0K | 7,435 | 0.14% | 4q | HELD |
| Perigon Wealth Management, LLC | $253.2K | 6,781 | 0.00% | 4q | +6.2%+$14.7K |
| NewEdge Advisors, LLC | $229.9K | 6,158 | 0.00% | 5q | +6742.2%+$226.6K |
| FIFTH THIRD BANCORP | $214.2K | 5,737 | 0.00% | 2q | -29.8%-$91.0K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $202.9K | 5,440 | 0.00% | 6q | -0.7%-$1.5K |
| HighPoint Advisor Group LLC | $201.6K | 5,400 | 0.01% | new | NEW |
| Wagner Wealth Management, LLC | $156.5K | 4,192 | 0.03% | 11q | -99.4%-$24.5M |
| BITTERROOT CAPITAL ADVISORS LLC | $103.8K | 2,781 | 0.06% | 3q | +1.6%+$1.7K |
| Allworth Financial LP | $94.7K | 2,537 | 0.00% | 3q | +0.8% |
| Steward Partners Investment Advisory, LLC | $80.0K | 2,143 | 0.00% | 8q | -24.8%-$26.3K |
| MORGAN STANLEY | $74.4K | 1,992 | 0.00% | 13q | HELD |
| PNC Financial Services Group, Inc. | $61.4K | 1,645 | 0.00% | 4q | HELD |
| Global Retirement Partners, LLC | $47.2K | 1,263 | 0.00% | 11q | -8.5%-$4.4K |
| EverSource Wealth Advisors, LLC | $33.3K | 891 | 0.00% | 5q | +2684.4%+$32.1K |
| UMB Bank, n.a. | $30.0K | 803 | 0.00% | new | NEW |
| IFG Advisory, LLC | $19.1K | 512 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $18.1K | 486 | 0.00% | new | NEW |
| Continuum Advisory, LLC | $18.1K | 484 | 0.00% | new | NEW |
| Rossby Financial, LCC | $8.6K | 231 | 0.00% | 4q | +69.9%+$3.5K |
| N.E.W. Advisory Services LLC | $7.2K | 192 | 0.00% | 6q | +1.6% |
| Parallel Advisors, LLC | $5.3K | 142 | 0.00% | 2q | -32.7%-$2.6K |
| Farther Finance Advisors, LLC | $3.7K | 100 | 0.00% | new | NEW |
| Signature Equity Partners, LLC | $3.5K | 92 | 0.00% | 3q | +1.1% |
| Pinnacle Wealth Planning Services, Inc. | $1.1K | 28 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $29.3M | 812,269 | 2 | 5 | 5 | 0.0% |
| Q2 2026 | 58 | $260.7M | 6,983,976 | 9 | 31 | 12 | 0.0% |
| Q1 2026 | 57 | $279.0M | 7,497,791 | 6 | 28 | 14 | 0.0% |
| Q4 2025 | 58 | $247.5M | 6,584,275 | 7 | 28 | 9 | 0.0% |
| Q3 2025 | 54 | $217.3M | 5,727,779 | 15 | 22 | 10 | 0.0% |
| Q2 2025 | 45 | $152.6M | 4,071,887 | 7 | 20 | 10 | 0.0% |
| Q1 2025 | 45 | $143.7M | 3,901,023 | 8 | 20 | 13 | 0.0% |
| Q4 2024 | 44 | $140.6M | 3,809,882 | 7 | 21 | 6 | 0.0% |
| Q3 2024 | 38 | $109.6M | 2,913,825 | 8 | 12 | 13 | 0.0% |
| Q2 2024 | 35 | $98.1M | 2,695,533 | 7 | 15 | 7 | 0.0% |
| Q1 2024 | 28 | $82.2M | 2,235,538 | 3 | 14 | 5 | 0.0% |
| Q4 2023 | 29 | $57.5M | 1,575,484 | 12 | 4 | 7 | 0.0% |
| Q3 2023 | 19 | $65.2M | 1,872,246 | 4 | 6 | 4 | 0.0% |
| Q2 2023 | 19 | $51.8M | 1,465,992 | 19 | 0 | 0 | 0.0% |