DaveManuel.com · Institutional Ownership · Who Owns It
NEOS ETF TRUST (IAUI)
Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.
67
Reporting holders
$61.9M
Reported value
1.9%
Calls
3.8%
Puts
+21
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | $11.8M | 242,820 | 0.05% | 2q | +2.2%+$257.8K |
| ROYAL BANK OF CANADA | $11.6M | 239,794 | 0.00% | 3q | +315.0%+$8.8M |
| LPL Financial LLC | $5.6M | 115,326 | 0.00% | 2q | +91.7%+$2.7M |
| Belvedere Trading LLC | $2.9M incl. $1.9M options CALL+PUT | 21,021 | 0.00% | 2q | +2085.1%+$2.8M |
| Cambridge Investment Research Advisors, Inc. | $2.1M | 43,052 | 0.00% | 3q | +336.4%+$1.6M |
| Stratos Wealth Partners, LTD. | $2.1M | 42,591 | 0.02% | 2q | +816.3%+$1.8M |
| MADDEN SECURITIES Corp | $1.9M | 39,440 | 0.53% | 5q | +3.2%+$59.7K |
| Farther Finance Advisors, LLC | $1.8M | 38,098 | 0.01% | 3q | -8.5%-$170.5K |
| PFG Advisors | $1.6M | 33,560 | 0.08% | 3q | +35.3%+$423.9K |
| CITADEL ADVISORS LLC | $1.6M CALL+PUT | options only | 0.00% | 5q | OPTIONS |
| AE Wealth Management LLC | $1.5M | 31,581 | 0.01% | 2q | +234.4%+$1.1M |
| RED CRANE WEALTH MANAGEMENT, LLC | $1.3M | 26,151 | 0.93% | 4q | +8.9%+$103.8K |
| New England Private Wealth Advisors LLC | $1.2M | 25,195 | 0.12% | 2q | +46.4%+$387.5K |
| Diversify Advisory Services, LLC | $979.5K | 19,970 | 0.02% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $979.5K | 19,970 | 0.02% | new | NEW |
| STIFEL FINANCIAL CORP | $974.7K | 20,114 | 0.00% | 3q | +4.5%+$42.4K |
| Coastal Bridge Advisors, LLC | $849.6K | 17,535 | 0.05% | 4q | +2.8%+$23.2K |
| KINGSWOOD WEALTH ADVISORS, LLC | $845.5K | 17,452 | 0.03% | 2q | +74.3%+$360.5K |
| Compound Planning, Inc. | $800.0K | 16,512 | 0.02% | new | NEW |
| SBI Securities Co., Ltd. | $762.0K | 15,728 | 0.02% | 2q | +149.7%+$456.8K |
| HUB Investment Partners, LLC | $751.2K | 15,504 | 0.01% | 3q | -8.2%-$66.7K |
| Cresset Asset Management, LLC | $461.1K | 9,516 | 0.00% | 4q | -31.3%-$210.5K |
| NewEdge Advisors, LLC | $422.2K | 8,714 | 0.00% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $418.7K | 8,650 | 0.01% | new | NEW |
| HERBST GROUP, LLC | $402.5K | 8,307 | 0.22% | new | NEW |
| Kestra Advisory Services, LLC | $391.6K | 8,083 | 0.00% | 3q | +80.5%+$174.7K |
| Creative Planning | $386.2K | 7,972 | 0.00% | 3q | +23.7%+$74.0K |
| BCS Wealth Management | $383.4K | 7,913 | 0.07% | 3q | +34.7%+$98.7K |
| CAP Partners, LLC | $377.4K | 7,789 | 0.18% | 3q | +25.4%+$76.4K |
| Integrated Wealth Concepts LLC | $370.8K | 7,653 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $335.0K | 6,914 | 0.00% | new | NEW |
| BROWN WEALTH MANAGEMENT, LLC | $329.6K | 6,802 | 0.07% | new | NEW |
| Strategic Wealth Partners, Ltd. | $301.3K | 6,218 | 0.02% | new | NEW |
| HBW ADVISORY SERVICES LLC | $301.0K | 6,212 | 0.03% | 3q | -10.1%-$33.9K |
| Steward Partners Investment Advisory, LLC | $282.5K | 5,830 | 0.00% | 2q | +21.3%+$49.7K |
| JANE STREET GROUP, LLC | $258.0K | 5,326 | 0.00% | new | NEW |
| THRYVE WEALTH MANAGEMENT LLC | $257.8K | 5,321 | 0.14% | new | NEW |
| Jaffetilchin Investment Partners, LLC | $232.5K | 4,799 | 0.01% | new | NEW |
| Kingsview Wealth Management, LLC | $230.7K | 4,762 | 0.00% | 2q | +15.2%+$30.5K |
| ZEGA Investments, LLC | $207.1K | 4,274 | 0.02% | new | NEW |
| MML INVESTORS SERVICES, LLC | $206.3K | 4,258 | 0.00% | new | NEW |
| WealthPlan Investment Management, LLC | $205.8K | 4,248 | 0.01% | new | NEW |
| Wealthcare Advisory Partners LLC | $205.8K | 4,247 | 0.00% | new | NEW |
| EFG International AG | $202.8K | 4,170 | 0.00% | 2q | HELD |
| UBS Group AG | $113.8K | 2,349 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $77.5K | 1,600 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $75.0K | 1,547 | 0.00% | new | NEW |
| Innovative Asset Advisors Group, LLC | $67.8K | 1,400 | 0.03% | 2q | HELD |
| NFSG Corp | $57.3K | 1,182 | 0.01% | 3q | +9.7%+$5.1K |
| Parallel Advisors, LLC | $53.7K | 1,109 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $48.3K | 996 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $38.4K | 793 | 0.00% | 4q | -57.2%-$51.3K |
| FIFTH THIRD BANCORP | $33.6K | 693 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $25.1K | 515 | 0.00% | 2q | +60.9%+$9.5K |
| Capital Investment Advisory Services, LLC | $24.2K | 500 | 0.00% | 2q | +400.0%+$19.4K |
| IMA Advisory Services, Inc. | $21.8K | 450 | 0.00% | 2q | +2150.0%+$20.8K |
| Founders Financial Alliance, LLC | $18.5K | 381 | 0.00% | 2q | +60.8%+$7.0K |
| BFC Planning, Inc. | $14.2K | 294 | 0.00% | 2q | +22.0%+$2.6K |
| TSFG, LLC | $13.0K | 274 | 0.00% | new | NEW |
| SALEM INVESTMENT COUNSELORS INC | $9.7K | 200 | 0.00% | 2q | HELD |
| Capital Analysts, LLC | $5.0K | 98 | 0.00% | 2q | HELD |
| GFS Advisors, LLC | $4.8K | 40,600? | 0.00% | new | |
| IFP Advisors, Inc | $4.8K | 100 | 0.00% | 2q | HELD |
| Main Street Group, LTD | $4.8K | 100 | 0.00% | new | NEW |
| Ashton Thomas Private Wealth, LLC | $1.8K | 38 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $921 | 19 | 0.00% | new | NEW |
| MORGAN STANLEY | $59 | 1 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $15 | none filed | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 30 | $36.1M | 747,167 | 10 | 13 | 4 | 0.0% |
| Q2 2026 | 67 | $61.9M | 1,204,031 | 27 | 27 | 6 | 5.7% |
| Q1 2026 | 46 | $45.2M | 770,264 | 23 | 16 | 4 | 3.0% |
| Q4 2025 | 24 | $21.6M | 377,561 | 16 | 6 | 1 | 2.3% |
| Q3 2025 | 11 | $6.4M | 121,602 | 9 | 2 | 0 | 0.0% |
| Q2 2025 | 2 | $476.4K | 9,732 | 2 | 0 | 0 | 0.0% |