DaveManuel.com · Institutional Ownership · Who Owns It
LAZARD ACTIVE ETF TR (IDEQ)
Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.
94
Reporting holders
$673.6M
Reported value
0.0%
Calls
0.0%
Puts
+36
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $85.0M | 2,424,439 | 0.02% | 4q | +42.5%+$25.4M |
| RAYMOND JAMES FINANCIAL INC | $60.6M | 1,727,238 | 0.02% | 2q | +160.3%+$37.3M |
| Northwest Financial Advisors | $58.8M | 1,676,055 | 7.82% | new | NEW |
| Bank of New York Mellon Corp | $55.1M | 1,569,805 | 0.01% | 3q | +3.9%+$2.1M |
| CIBC Bancorp USA Inc. | $40.8M | 1,168,787 | 0.05% | new | NEW |
| TOMPKINS FINANCIAL CORP | $30.5M | 869,425 | 2.13% | new | NEW |
| Snowden Capital Advisors LLC | $21.9M | 624,788 | 0.52% | new | NEW |
| DENVER WEALTH MANAGEMENT, INC. | $19.7M | 562,823 | 5.65% | 2q | +30.6%+$4.6M |
| Alliance Wealth Advisors, LLC | $16.0M | 455,384 | 5.19% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $15.9M | 458,737 | 0.01% | 4q | +54.0%+$5.6M |
| NORTHLAND SECURITIES, INC. | $14.5M | 412,738 | 8.43% | new | NEW |
| JSF Financial, LLC | $14.3M | 409,180 | 2.27% | new | NEW |
| Pinnacle Wealth Management, LLC | $14.2M | 405,922 | 8.82% | 2q | -10.4%-$1.6M |
| ENVESTNET ASSET MANAGEMENT INC | $13.1M | 373,249 | 0.00% | 4q | +194.2%+$8.6M |
| Navigation Group, LLC | $11.7M | 334,968 | 2.29% | new | NEW |
| Meridian Financial Partners LLC | $11.1M | 319,202 | 3.77% | 2q | +29.9%+$2.6M |
| Members Advisory Group LLC | $10.9M | 311,190 | 3.05% | 2q | +78.5%+$4.8M |
| Western Wealth Management, LLC | $10.8M | 308,941 | 0.35% | 2q | +54.1%+$3.8M |
| Prosperity Bancshares Inc | $10.8M | 308,275 | 7.06% | 3q | +29.8%+$2.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $10.6M | 302,354 | 0.01% | 2q | +578.7%+$9.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.6M | 274,463 | 0.01% | 3q | +1.2%+$118.3K |
| PNC Financial Services Group, Inc. | $8.8M | 250,650 | 0.00% | 2q | +5540.2%+$8.6M |
| WELLS FARGO & COMPANY/MN | $7.4M | 211,736 | 0.00% | new | NEW |
| Provident Wealth Management, LLC | $6.1M | 174,568 | 1.58% | 4q | +11.7%+$642.8K |
| Sigma Planning Corp | $5.9M | 169,655 | 0.15% | 2q | +15.0%+$776.7K |
| TRUIST FINANCIAL CORP | $5.8M | 166,436 | 0.01% | 4q | +17.7%+$878.7K |
| BAKER TILLY WEALTH MANAGEMENT, LLC | $5.7M | 163,102 | 1.22% | 2q | +417.7%+$4.6M |
| Spartan Wealth Advisory Services LLC | $5.7M | 161,455 | 0.46% | new | NEW |
| FLOW TRADERS U.S. LLC | $5.0M | 143,000 | 0.21% | 2q | +39.2%+$1.4M |
| SENTINEL PENSION ADVISORS, LLC | $5.0M | 145,966 | 0.65% | 2q | +9.8%+$441.3K |
| Coastline Trust Co | $4.8M | 135,925 | 0.42% | 2q | +91.4%+$2.3M |
| Cetera Investment Advisers | $4.6M | 131,939 | 0.00% | 2q | +24.1%+$897.6K |
| Private Advisor Group, LLC | $4.5M | 129,598 | 0.02% | new | NEW |
| Endowment Wealth Management, Inc. | $4.0M | 113,659 | 1.54% | 3q | +7.6%+$281.5K |
| Benson Investment Management Company, Inc. | $3.6M | 101,480 | 18.95% | new | NEW |
| HighTower Advisors, LLC | $3.5M | 100,271 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $3.4M | 96,505 | 0.02% | 2q | +12.2%+$369.3K |
| Sanctuary Advisors, LLC | $3.3M | 94,223 | 0.02% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $3.2M | 91,814 | 0.00% | 2q | +253.3%+$2.3M |
| Cornerstone Planning Group LLC | $3.0M | 87,244 | 0.38% | 2q | +4.0%+$115.9K |
| Steward Partners Investment Advisory, LLC | $3.0M | 84,974 | 0.02% | 4q | +79.7%+$1.3M |
| JANE STREET GROUP, LLC | $2.6M | 74,738 | 0.00% | 4q | +146.5%+$1.6M |
| Bill Few Associates, Inc. | $2.6M | 74,221 | 0.55% | 3q | +11.9%+$276.6K |
| Payne Capital LLC | $2.6M | 73,588 | 2.15% | 4q | HELD |
| Future Financial Wealth Managment LLC | $2.6M | 74,370 | 1.59% | 2q | -1.8%-$46.8K |
| Embree Financial Group | $2.5M | 70,856 | 0.25% | 2q | +237.2%+$1.7M |
| GTS SECURITIES LLC | $2.5M | 70,630 | 0.05% | new | NEW |
| MEMBERS WEALTH LLC | $2.2M | 62,418 | 1.20% | 3q | -2.6%-$57.9K |
| Dynamic Advisor Solutions LLC | $2.1M | 61,115 | 0.06% | 2q | +19.9%+$355.1K |
| Avise Financial Cooperative, Inc. | $1.7M | 48,563 | 1.21% | new | NEW |
| STIFEL FINANCIAL CORP | $1.5M | 41,802 | 0.00% | 2q | +117.1%+$790.7K |
| World Investment Advisors | $1.3M | 42,086 | 0.02% | 2q | HELD |
| LEAVELL INVESTMENT MANAGEMENT, INC. | $1.3M | 37,523 | 0.05% | 2q | +353.9%+$1.0M |
| AssuredPartners Investment Advisors, LLC | $1.3M | 37,097 | 0.13% | new | NEW |
| RASP WEALTH SOLUTIONS, LLC | $1.1M | 30,231 | 0.35% | new | FIRST |
| MARSHALL WACE, LLP | $1.0M | 29,692 | 0.00% | new | NEW |
| YHB Investment Advisors, Inc. | $983.7K | 28,050 | 0.06% | new | NEW |
| Concurrent Investment Advisors, LLC | $959.2K | 27,351 | 0.01% | new | NEW |
| Redwood Financial Network Corp | $897.8K | 25,601 | 0.50% | 2q | +116.4%+$482.9K |
| Swisher Financial Concepts, Inc. | $719.4K | 20,513 | 0.45% | 2q | +2.3%+$16.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $627.4K | 17,890 | 0.00% | 2q | +2.4%+$14.6K |
| VICTORY FINANCIAL GROUP, LLC | $592.1K | 16,882 | 0.06% | 5q | -20.9%-$156.4K |
| KPP Advisory Services LLC | $589.6K | 16,811 | 0.07% | new | NEW |
| NewEdge Advisors, LLC | $585.0K | 16,681 | 0.00% | 4q | +185.1%+$379.8K |
| NATIXIS ADVISORS, LLC | $576.0K | 16,434 | 0.00% | new | NEW |
| FIRST AMERICAN BANK | $463.5K | 13,217 | 0.03% | 2q | +11.1%+$46.4K |
| Quantinno Capital Management LP | $453.4K | 12,928 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $452.8K | 12,911 | 0.01% | 2q | +58.1%+$166.4K |
| Sunpointe, LLC | $420.2K | 11,983 | 0.12% | 2q | +41.7%+$123.6K |
| Tempus Wealth Planning, LLC | $403.3K | 11,500 | 0.08% | new | NEW |
| United Advisor Group, LLC | $397.1K | 11,324 | 0.04% | 2q | +33.6%+$99.8K |
| PlanVest Financial, Inc | $342.0K | 9,751 | 0.23% | 2q | +20.7%+$58.6K |
| INSIGNEO ADVISORY SERVICES, LLC | $326.2K | 9,300 | 0.01% | new | NEW |
| Focus Partners Advisor Solutions, LLC | $319.9K | 9,123 | 0.00% | new | NEW |
| OMNI 360 Wealth, Inc. | $319.9K | 9,123 | 0.15% | new | NEW |
| Dorsey & Whitney Trust CO LLC | $295.5K | 8,426 | 0.01% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $268.6K | 7,660 | 0.00% | new | NEW |
| Summit Financial, LLC | $268.0K | 7,641 | 0.00% | new | NEW |
| XML Financial, LLC | $242.4K | 6,913 | 0.02% | new | NEW |
| Core Wealth Partners LLC | $241.6K | 6,890 | 0.10% | new | NEW |
| MML INVESTORS SERVICES, LLC | $229.3K | 6,538 | 0.00% | new | NEW |
| Aptus Capital Advisors, LLC | $96.7K | 2,756 | 0.00% | new | NEW |
| JNBA Financial Advisors | $67.8K | 1,932 | 0.01% | 2q | +149.3%+$40.6K |
| FMR LLC | $46.5K | 1,325 | 0.00% | new | NEW |
| Harbor Asset Planning, Inc. | $38.1K | 1,086 | 0.03% | 2q | +1328.9%+$35.4K |
| PRIVATE TRUST CO NA | $25.4K | 723 | 0.00% | 3q | -74.2%-$73.0K |
| Global Retirement Partners, LLC | $24.5K | 700 | 0.00% | new | NEW |
| Cape Investment Advisory, Inc. | $14.0K | 400 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $8.0K | 217 | 0.00% | new | NEW |
| Medallion Wealth Advisors, LLC | $5.2K | 206 | 0.00% | 2q | +71.7%+$2.2K |
| Hartford Financial Management Inc. | $5.1K | 144 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $4.0K | 115 | 0.00% | new | NEW |
| Allworth Financial LP | $2.8K | 79 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $2.4K | 67 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 38 | $232.0M | 6,635,892 | 8 | 22 | 4 | 0.0% |
| Q2 2026 | 94 | $673.6M | 19,232,284 | 41 | 44 | 5 | 0.0% |
| Q1 2026 | 58 | $271.3M | 8,535,669 | 40 | 14 | 3 | 0.0% |
| Q4 2025 | 20 | $92.3M | 3,041,359 | 7 | 8 | 2 | 0.0% |
| Q3 2025 | 14 | $35.3M | 1,246,741 | 10 | 2 | 0 | 0.0% |
| Q2 2025 | 4 | $28.8M | 1,087,306 | 4 | 0 | 0 | 0.0% |