DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (IOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
100
Reporting holders
$143.4M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $15.8M | 428,174 | 0.02% | 18q | -0.9%-$140.6K |
| Broussard Financial Group LLC | $14.1M | 381,703 | 11.31% | 3q | -2.9%-$420.7K |
| Global Strategic Investment Solutions, LLC | $8.4M | 226,859 | 0.74% | 17q | -3.6%-$310.2K |
| Creative Planning | $8.1M | 217,734 | 0.00% | 2q | -4.2%-$353.0K |
| SageView Advisory Group, LLC | $8.0M | 216,854 | 0.26% | 7q | -4.2%-$353.0K |
| IFP Advisors, Inc | $8.0M | 216,088 | 0.14% | 15q | -0.5%-$43.0K |
| US BANCORP \DE\ | $5.3M | 143,014 | 0.01% | 4q | -12.3%-$743.1K |
| OSAIC HOLDINGS, INC. | $4.7M | 126,716 | 0.01% | 19q | +22.5%+$861.6K |
| Advus Financial Partners, LLC | $3.7M | 100,082 | 1.05% | new | NEW |
| PFG Advisors | $3.4M | 92,052 | 0.17% | 6q | HELD |
| Focus Partners Wealth | $3.3M | 88,919 | 0.00% | 9q | -13.4%-$511.1K |
| CAPTRUST FINANCIAL ADVISORS | $2.9M | 78,435 | 0.00% | 14q | HELD |
| Cetera Investment Advisers | $2.6M | 70,815 | 0.00% | 10q | -3.7%-$101.4K |
| PRINCIPAL SECURITIES, INC. | $2.6M | 69,180 | 0.03% | 7q | +3.6%+$88.6K |
| HighTower Advisors, LLC | $2.2M | 59,517 | 0.00% | 15q | -5.1%-$118.7K |
| WPWealth LLP | $2.0M | 54,176 | 0.30% | 15q | -18.7%-$459.5K |
| Talon Private Wealth, LLC | $2.0M | 52,801 | 0.23% | 2q | -1.7%-$34.1K |
| Signal Advisors Wealth, LLC | $2.0M | 52,801 | 0.10% | 3q | -1.7%-$34.1K |
| BFI Wealth Solutions, LLC | $1.9M | 52,574 | 1.44% | 3q | +0.8%+$15.7K |
| CORRADO ADVISORS, LLC | $1.9M | 51,871 | 0.88% | 3q | -1.4%-$27.6K |
| Berger Financial Group, Inc | $1.9M | 51,685 | 0.10% | 11q | -1.6%-$30.5K |
| RED CRANE WEALTH MANAGEMENT, LLC | $1.8M | 49,999 | 1.36% | 4q | -25.2%-$622.1K |
| Kestra Advisory Services, LLC | $1.7M | 45,942 | 0.01% | 10q | -11.4%-$219.7K |
| ENVESTNET ASSET MANAGEMENT INC | $1.6M | 44,195 | 0.00% | 15q | +4.6%+$71.7K |
| Triad Wealth Partners, LLC | $1.6M | 43,402 | 0.10% | 6q | -8.4%-$149.7K |
| RAYMOND JAMES FINANCIAL INC | $1.6M | 42,037 | 0.00% | 7q | -1.3%-$21.1K |
| LPL Financial LLC | $1.5M | 40,868 | 0.00% | 13q | +8.2%+$114.5K |
| NewEdge Advisors, LLC | $1.4M | 39,173 | 0.00% | 11q | +3.6%+$50.1K |
| GILL CAPITAL PARTNERS, LLC | $1.2M | 32,990 | 0.32% | 3q | -2.2%-$27.2K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.2M | 32,527 | 0.06% | 6q | +13.3%+$141.6K |
| FIDUCIARY FINANCIAL GROUP, LLC | $1.1M | 28,995 | 0.12% | 7q | HELD |
| OLD MISSION CAPITAL LLC | $1.1M | 28,615 | 0.02% | 3q | -2.9%-$31.1K |
| WEALTHGARDEN F.S. LLC | $974.3K | 26,340 | 0.55% | 9q | HELD |
| World Investment Advisors | $928.4K | 25,122 | 0.02% | 3q | -6.2%-$60.9K |
| Long Island Wealth Management, Inc. | $765.7K | 20,699 | 0.32% | 8q | HELD |
| JANE STREET GROUP, LLC | $675.7K | 18,268 | 0.00% | 3q | +67.7%+$272.8K |
| ACCESS FINANCIAL SERVICES, INC. | $663.6K | 17,941 | 0.22% | 3q | -89.9%-$5.9M |
| Fragasso Financial Advisors Inc | $663.0K | 17,923 | 0.04% | 7q | -4.3%-$29.9K |
| Cornerstone Wealth, LLC/TN | $658.0K | 17,683 | 0.33% | 2q | HELD |
| Cambridge Investment Research Advisors, Inc. | $640.0K | 17,280 | 0.00% | 3q | +168.4%+$401.6K |
| SIGNATUREFD, LLC | $594.8K | 16,079 | 0.01% | 8q | HELD |
| MMA ASSET MANAGEMENT LLC | $584.1K | 15,790 | 0.19% | 4q | HELD |
| Jacobi Capital Management LLC | $522.4K | 14,124 | 0.03% | 9q | HELD |
| Tradition Wealth Management, LLC | $514.8K | 13,916 | 0.03% | 19q | -5.7%-$31.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $514.2K | 13,900 | 0.00% | 2q | -61.9%-$834.9K |
| MAI Capital Management | $508.6K | 13,748 | 0.00% | 7q | HELD |
| Beacon Pointe Advisors, LLC | $495.7K | 13,401 | 0.00% | 3q | HELD |
| First Commonwealth Financial Corp /PA/ | $490.1K | 13,249 | 0.07% | 15q | -1.0%-$5.0K |
| Freedom Investment Management, Inc. | $481.5K | 13,018 | 0.13% | 3q | +74.0%+$204.8K |
| Simplicity Wealth,LLC | $481.5K | 13,017 | 0.02% | new | NEW |
| Rothschild Wealth LLC | $481.2K | 13,010 | 0.04% | 3q | HELD |
| TRUIST FINANCIAL CORP | $478.6K | 12,939 | 0.00% | 6q | HELD |
| BCS Wealth Management | $458.8K | 12,403 | 0.08% | 15q | HELD |
| WEALTH ALLIANCE, LLC | $450.5K | 12,178 | 0.04% | 7q | HELD |
| Liberty Atlantic Advisors LLC | $442.0K | 11,948 | 0.32% | 3q | HELD |
| Allen Capital Group, LLC | $439.6K | 11,883 | 0.04% | 14q | HELD |
| WealthPlan Investment Management, LLC | $421.7K | 11,401 | 0.02% | 3q | +3.3%+$13.6K |
| CYPRESS FINANCIAL PLANNING LLC | $413.4K | 11,176 | 0.10% | 11q | -3.1%-$13.4K |
| Forvis Mazars Wealth Advisors, LLC | $408.6K | 11,047 | 0.01% | 17q | -10.5%-$47.8K |
| Compass Advisory Group LLC | $408.3K | 11,039 | 0.10% | 6q | HELD |
| Diligent Investors, LLC | $403.9K | 10,919 | 0.09% | 11q | -2.7%-$11.1K |
| TrustBank | $398.2K | 10,765 | 0.14% | 3q | -2.7%-$11.1K |
| Caliber Wealth Management, LLC / KS | $382.5K | 10,340 | 0.04% | 4q | HELD |
| Vantage Point Financial LLC | $362.4K | 9,798 | 0.11% | 2q | +25.0%+$72.5K |
| Claro Advisors Inc. | $340.9K | 9,217 | 0.04% | 11q | -3.6%-$12.6K |
| Advisor OS, LLC | $334.9K | 9,055 | 0.02% | 2q | -3.1%-$10.7K |
| Americana Partners, LLC | $331.9K | 8,972 | 0.01% | 6q | -69.1%-$741.6K |
| Sound View Wealth Advisors Group, LLC | $322.9K | 8,729 | 0.02% | 3q | HELD |
| AdvisorNet Financial, Inc | $322.8K | 8,728 | 0.01% | 16q | HELD |
| NewCorp Financial Services, Inc. | $317.1K | 8,572 | 0.24% | 3q | HELD |
| BENJAMIN EDWARDS INC | $310.3K | 8,389 | 0.00% | 5q | HELD |
| HRT FINANCIAL LP | $295.0K | 7,980 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $287.1K | 7,761 | 0.00% | 3q | HELD |
| Summit Wealth Partners, LLC | $279.5K | 7,557 | 0.04% | 8q | -8.8%-$26.9K |
| Sequoia Financial Advisors, LLC | $265.4K | 7,176 | 0.00% | 3q | HELD |
| Trek Financial, LLC | $236.9K | 6,404 | 0.01% | 11q | -42.4%-$174.6K |
| Capital Investment Advisory Services, LLC | $224.4K | 6,067 | 0.01% | 6q | HELD |
| Straight Path Wealth Management | $216.4K | 5,849 | 0.05% | new | NEW |
| Waterloo Capital, L.P. | $207.8K | 5,618 | 0.01% | new | NEW |
| PFS Partners, LLC | $207.2K | 5,602 | 0.08% | 6q | HELD |
| D.B. Root & Company, LLC | $205.6K | 5,557 | 0.04% | new | NEW |
| James T. Borello RIA | $151.5K | 4,095 | 0.03% | 11q | -0.7%-$1.1K |
| AE Wealth Management LLC | $96.0K | 2,595 | 0.00% | 4q | -10.3%-$11.0K |
| DHJJ Financial Advisors, Ltd. | $94.4K | 2,553 | 0.03% | 12q | HELD |
| Capital Analysts, LLC | $94.0K | 2,532 | 0.00% | 16q | HELD |
| CoreCap Advisors, LLC | $85.6K | 2,313 | 0.00% | 10q | HELD |
| Steward Partners Investment Advisory, LLC | $76.3K | 2,062 | 0.00% | 7q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $75.8K | 2,049 | 0.01% | 15q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $64.7K | 1,750 | 0.00% | 6q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $43.4K | 1,174 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $43.1K | 1,164 | 0.00% | 18q | -25.4%-$14.7K |
| Continuum Advisory, LLC | $39.5K | 1,068 | 0.00% | new | NEW |
| Financial Network Wealth Advisors LLC | $32.3K | 873 | 0.03% | 6q | HELD |
| PlanVest Financial, Inc | $19.7K | 533 | 0.01% | 2q | HELD |
| Farther Finance Advisors, LLC | $18.5K | 500 | 0.00% | 6q | -22.5%-$5.4K |
| BFC Planning, Inc. | $11.5K | 311 | 0.00% | 3q | +57.1%+$4.2K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $11.2K | 303 | 0.00% | 3q | HELD |
| Ashton Thomas Private Wealth, LLC | $8.2K | 222 | 0.00% | 2q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.4K | 118 | 0.00% | 2q | -19.2%-$1.0K |
| ASSETMARK, INC | $3.4K | 91 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 42 | $56.2M | 1,488,457 | 5 | 10 | 11 | 0.0% |
| Q2 2026 | 100 | $143.4M | 3,876,676 | 7 | 13 | 41 | 0.0% |
| Q1 2026 | 102 | $145.3M | 4,144,872 | 9 | 20 | 34 | 0.0% |
| Q4 2025 | 105 | $146.9M | 4,212,354 | 29 | 35 | 13 | 0.0% |
| Q3 2025 | 76 | $90.7M | 2,656,045 | 6 | 20 | 22 | 0.0% |
| Q2 2025 | 75 | $87.8M | 2,671,586 | 3 | 23 | 20 | 0.0% |
| Q1 2025 | 82 | $77.3M | 2,524,732 | 22 | 20 | 21 | 0.0% |
| Q4 2024 | 68 | $67.7M | 2,311,027 | 15 | 17 | 15 | 0.0% |
| Q3 2024 | 55 | $69.4M | 2,253,887 | 6 | 14 | 15 | 0.0% |
| Q2 2024 | 57 | $74.4M | 2,541,443 | 5 | 9 | 22 | 0.0% |
| Q1 2024 | 57 | $79.0M | 2,728,915 | 9 | 6 | 25 | 0.0% |
| Q4 2023 | 52 | $80.4M | 2,878,578 | 14 | 15 | 11 | 0.0% |
| Q3 2023 | 42 | $59.8M | 2,277,941 | 6 | 9 | 15 | 0.0% |
| Q2 2023 | 40 | $85.8M | 3,309,564 | 4 | 4 | 18 | 0.0% |
| Q1 2023 | 40 | $71.4M | 2,831,391 | 7 | 7 | 12 | 0.0% |
| Q4 2022 | 39 | $77.9M | 3,209,775 | 17 | 13 | 2 | 0.0% |
| Q3 2022 | 20 | $25.9M | 1,167,195 | 5 | 6 | 6 | 0.0% |
| Q2 2022 | 19 | $7.3M | 316,871 | 5 | 4 | 4 | 0.0% |
| Q1 2022 | 16 | $6.3M | 258,092 | 5 | 2 | 4 | 0.0% |
| Q4 2021 | 15 | $6.2M | 243,904 | 13 | 0 | 0 | 0.0% |