DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (ISMD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
109
Reporting holders
$244.3M
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Inspire Advisors, LLC | $78.9M | 1,579,201 | 5.49% | 23q | +9.3%+$6.7M |
| OneAscent Financial Services LLC | $39.7M | 793,784 | 1.90% | 7q | +2.2%+$860.7K |
| Christian Investment Advisors, Inc. | $16.8M | 336,477 | 9.92% | 5q | -6.9%-$1.2M |
| LPL Financial LLC | $13.1M | 262,369 | 0.00% | 31q | +22.4%+$2.4M |
| Inspire Investing, LLC | $10.3M | 206,820 | 0.42% | 35q | +8.9%+$848.2K |
| PAX Financial Group, LLC | $10.0M | 200,796 | 1.49% | 22q | HELD |
| Sound Financial Strategies Group, LLC | $3.9M | 78,430 | 2.49% | 9q | +1.0%+$38.9K |
| SILVER OAK SECURITIES, INCORPORATED | $3.5M | 70,865 | 0.22% | 18q | +7.1%+$233.7K |
| AlphaStar Capital Management, LLC | $3.5M | 70,736 | 0.22% | 31q | +5.0%+$167.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.3M | 67,415 | 0.01% | 3q | +18.9%+$527.2K |
| GOLDMAN SACHS GROUP INC | $3.2M | 64,475 | 0.00% | 21q | -32.1%-$1.5M |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $2.6M | 51,047 | 0.12% | 31q | +2.2%+$54.5K |
| GTS SECURITIES LLC | $2.3M | 45,717 | 0.05% | 8q | +24.5%+$449.9K |
| TWO SIGMA INVESTMENTS, LP | $2.1M | 42,800 | 0.00% | 3q | +37.6%+$585.0K |
| UBS Group AG | $2.1M | 41,621 | 0.00% | 26q | HELD |
| Simplicity Wealth,LLC | $2.0M | 40,936 | 0.07% | 3q | +594.8%+$1.8M |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 38,140 | 0.00% | 15q | +83.3%+$866.4K |
| Cetera Investment Advisers | $1.9M | 37,044 | 0.00% | 15q | +4.7%+$83.3K |
| EverSource Wealth Advisors, LLC | $1.8M | 36,857 | 0.06% | 19q | +3.7%+$65.5K |
| WorthPointe, LLC | $1.8M | 35,099 | 0.44% | 3q | -12.7%-$254.7K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $1.7M | 34,824 | 0.01% | 7q | +15.7%+$236.5K |
| CITADEL ADVISORS LLC | $1.6M | 32,910 | 0.00% | new | NEW |
| CARLSON FINANCIAL, INC. | $1.6M | 31,681 | 0.81% | 3q | HELD |
| Chevy Chase Trust Holdings, LLC | $1.6M | 31,330 | 0.00% | 2q | -8.6%-$147.8K |
| LVZ, Inc. | $1.4M | 28,646 | 0.15% | 31q | -0.6%-$8.2K |
| Focus Partners Advisor Solutions, LLC | $1.4M | 27,900 | 0.01% | 4q | +10.4%+$131.7K |
| Bare Financial Services, Inc | $1.4M | 27,551 | 0.32% | 11q | -0.5%-$7.6K |
| FAMILY WEALTH PARTNERS, LLC | $1.2M | 23,465 | 0.36% | 4q | +11.3%+$119.3K |
| Cornerstone Financial Management LLC | $1.2M | 23,462 | 0.94% | 3q | -11.2%-$147.3K |
| AE Wealth Management LLC | $1.1M | 22,368 | 0.01% | 7q | +27.2%+$239.1K |
| JONES FINANCIAL COMPANIES LLLP | $1.0M | 20,432 | 0.00% | 7q | +21.7%+$179.8K |
| Financial Advisory Corp | $984.8K | 19,696 | 0.13% | 7q | -8.9%-$95.7K |
| Koss-Olinger Consulting, LLC | $949.3K | 18,988 | 0.07% | 9q | HELD |
| TRUST POINT INC. | $947.5K | 18,952 | 0.08% | 11q | -4.3%-$42.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $928.9K | 18,579 | 0.00% | 13q | +8.1%+$69.5K |
| Providence Financial Advisors, LLC | $834.7K | 16,694 | 0.47% | 4q | +16.5%+$118.0K |
| IFP Advisors, Inc | $767.5K | 15,350 | 0.01% | 9q | +2.6%+$19.1K |
| RMG Wealth Management LLC | $746.1K | 14,836 | 0.08% | 2q | +5.0%+$35.2K |
| Keel Point, LLC | $716.5K | 14,331 | 0.04% | 31q | HELD |
| Sterling Investment Advisors, Ltd. | $715.0K | 14,300 | 0.12% | 6q | HELD |
| RAYMOND JAMES FINANCIAL INC | $710.6K | 14,212 | 0.00% | 7q | +24.7%+$140.7K |
| CAPTRUST FINANCIAL ADVISORS | $694.8K | 13,897 | 0.00% | 21q | +18.3%+$107.2K |
| Pinnacle Financial Partners, Inc. | $685.1K | 13,702 | 0.00% | 2q | +146.1%+$406.7K |
| Faithward Advisors, LLC | $662.6K | 13,252 | 0.08% | 28q | HELD |
| Farther Finance Advisors, LLC | $659.5K | 13,191 | 0.01% | 2q | -3.4%-$23.3K |
| Revisor Wealth Management LLC | $577.0K | 11,489 | 0.14% | 12q | -21.9%-$162.1K |
| HARBOUR INVESTMENTS, INC. | $573.1K | 11,462 | 0.01% | 17q | +26.1%+$118.4K |
| OSAIC HOLDINGS, INC. | $556.0K | 11,113 | 0.00% | 26q | +6.8%+$35.4K |
| Sanctuary Advisors, LLC | $545.5K | 10,911 | 0.00% | 5q | -5.2%-$29.7K |
| Frontier Asset Management, LLC | $540.4K | 10,808 | 0.10% | 9q | -49.7%-$533.7K |
| ENVESTNET ASSET MANAGEMENT INC | $497.0K | 9,940 | 0.00% | 15q | +35.8%+$131.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $495.1K | 9,902 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $462.2K | 9,244 | 0.00% | 5q | +32.3%+$112.7K |
| Whitaker-Myers Wealth Managers, LTD. | $456.3K | 9,127 | 0.08% | 15q | +3.8%+$16.7K |
| Focus Financial Network, Inc. | $414.4K | 8,251 | 0.01% | new | NEW |
| Q3 Asset Management | $414.0K | 8,283 | 0.08% | new | NEW |
| ROYAL BANK OF CANADA | $388.0K | 7,751 | 0.00% | 20q | +1.9%+$7.3K |
| Gateway Wealth Partners, LLC | $352.2K | 7,044 | 0.02% | 4q | -39.2%-$227.1K |
| LaSalle St. Investment Advisors, LLC | $332.9K | 6,658 | 0.04% | 5q | +2.4%+$7.8K |
| MML INVESTORS SERVICES, LLC | $324.1K | 6,483 | 0.00% | new | NEW |
| Gambit Capital Management, LLC | $317.2K | 6,344 | 0.18% | new | NEW |
| Waverly Advisors, LLC | $303.4K | 6,068 | 0.00% | 3q | +13.5%+$36.0K |
| LITTLEJOHN FINANCIAL SERVICES, INC. | $299.6K | 5,993 | 0.22% | new | NEW |
| Hilltop Holdings Inc. | $269.2K | 5,385 | 0.02% | new | NEW |
| Legacy Wealth Asset Management, LLC | $267.5K | 5,350 | 0.06% | new | NEW |
| PFG Advisors | $266.5K | 5,330 | 0.01% | new | NEW |
| Harvest Investment Services, LLC | $252.4K | 5,048 | 0.04% | 8q | HELD |
| Larry Mathis Financial Planning, LLC | $250.5K | 5,011 | 0.19% | 2q | HELD |
| BENJAMIN EDWARDS INC | $233.8K | 4,676 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $226.1K | 4,522 | 0.00% | 14q | -96.9%-$7.0M |
| LifeWealth Investments, LLC | $220.6K | 4,412 | 0.06% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $220.3K | 4,406 | 0.00% | new | NEW |
| Merit Financial Group, LLC | $218.5K | 4,371 | 0.00% | new | NEW |
| Crossmark Global Holdings, Inc. | $215.9K | 4,324 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $215.7K | 4,315 | 0.01% | 2q | +273.6%+$158.0K |
| Betterment LLC | $214.0K | 4,280 | 0.00% | new | NEW |
| Cornerstone Planning Group LLC | $207.6K | 4,207 | 0.03% | 13q | HELD |
| MCF Advisors LLC | $207.1K | 4,129 | 0.01% | 3q | +168.3%+$129.9K |
| COURIER CAPITAL LLC | $206.4K | 4,128 | 0.01% | new | NEW |
| JOHNSON INVESTMENT COUNSEL INC | $201.8K | 4,036 | 0.00% | new | NEW |
| Arax Advisory Partners | $200.2K | 4,004 | 0.00% | 3q | +69.9%+$82.3K |
| Geneos Wealth Management Inc. | $200.0K | 4,000 | 0.00% | 32q | -60.0%-$299.8K |
| MORGAN STANLEY | $129.8K | 2,595 | 0.00% | 9q | +0.5% |
| Fairman Group, LLC | $128.1K | 2,551 | 0.10% | 11q | HELD |
| HOWE & RUSLING INC | $112.1K | 2,243 | 0.01% | 14q | -12.8%-$16.5K |
| Ameritas Advisory Services, LLC | $106.4K | 2,128 | 0.00% | new | NEW |
| Aptus Capital Advisors, LLC | $80.7K | 1,614 | 0.00% | new | NEW |
| Continuum Advisory, LLC | $74.5K | 1,491 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $66.5K | 1,331 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $64.2K | 1,285 | 0.00% | 10q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $47.2K | 945 | 0.00% | new | NEW |
| Blue Trust, Inc. | $43.2K | 864 | 0.00% | 7q | +6.4%+$2.6K |
| PRIVATE TRUST CO NA | $31.2K | 625 | 0.00% | 9q | HELD |
| PEOPLES FINANCIAL SERVICES CORP. | $23.5K | 470 | 0.01% | 2q | +91.1%+$11.2K |
| IFG Advisory, LLC | $19.3K | 386 | 0.00% | new | NEW |
| TRUST CO OF TOLEDO NA /OH/ | $18.5K | 370 | 0.00% | 5q | HELD |
| Values First Advisors, Inc. | $15.4K | 309 | 0.01% | 27q | -25.7%-$5.3K |
| Noble Wealth Management PBC | $15.0K | 300 | 0.01% | 6q | HELD |
| Winch Advisory Services, LLC | $11.9K | 238 | 0.00% | 15q | HELD |
| WELLS FARGO & COMPANY/MN | $10.5K | 210 | 0.00% | 15q | +20900.0%+$10.4K |
Showing the largest 100 of 109 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 31 | $30.4M | 655,251 | 1 | 13 | 4 | 0.0% |
| Q2 2026 | 109 | $244.3M | 4,888,991 | 26 | 44 | 19 | 0.0% |
| Q1 2026 | 95 | $190.9M | 4,759,403 | 12 | 39 | 21 | 0.0% |
| Q4 2025 | 92 | $149.5M | 3,866,402 | 18 | 35 | 16 | 0.0% |
| Q3 2025 | 76 | $157.9M | 4,065,044 | 8 | 24 | 23 | 0.0% |
| Q2 2025 | 79 | $140.8M | 3,955,443 | 8 | 29 | 26 | 0.0% |
| Q1 2025 | 79 | $122.0M | 3,567,344 | 6 | 27 | 26 | 0.0% |
| Q4 2024 | 81 | $142.8M | 3,805,424 | 13 | 22 | 26 | 0.0% |
| Q3 2024 | 72 | $124.8M | 3,293,587 | 8 | 24 | 20 | 0.0% |
| Q2 2024 | 71 | $120.6M | 3,472,341 | 12 | 17 | 24 | 0.0% |
| Q1 2024 | 62 | $128.0M | 3,562,893 | 8 | 19 | 17 | 0.0% |
| Q4 2023 | 61 | $143.9M | 4,158,066 | 1 | 23 | 16 | 0.0% |
| Q3 2023 | 60 | $109.2M | 3,594,379 | 4 | 22 | 17 | 0.0% |
| Q2 2023 | 57 | $111.0M | 3,455,877 | 10 | 20 | 15 | 0.0% |
| Q1 2023 | 51 | $94.8M | 3,053,509 | 6 | 14 | 16 | 0.0% |
| Q4 2022 | 50 | $87.5M | 2,905,420 | 12 | 14 | 12 | 0.0% |
| Q3 2022 | 42 | $76.5M | 2,793,462 | 4 | 15 | 13 | 0.0% |
| Q2 2022 | 42 | $84.9M | 2,965,981 | 2 | 18 | 14 | 0.0% |
| Q1 2022 | 44 | $121.0M | 3,649,381 | 4 | 21 | 11 | 0.0% |
| Q4 2021 | 42 | $141.4M | 4,030,098 | 6 | 21 | 4 | 0.0% |
| Q3 2021 | 37 | $135.9M | 3,818,340 | 2 | 18 | 6 | 0.0% |
| Q2 2021 | 38 | $93.9M | 2,559,990 | 7 | 9 | 11 | 0.0% |
| Q1 2021 | 37 | $91.9M | 2,576,317 | 6 | 10 | 9 | 0.0% |
| Q4 2020 | 35 | $77.0M | 2,552,651 | 1 | 13 | 5 | 0.0% |
| Q3 2020 | 29 | $27.8M | 1,218,337 | 3 | 7 | 12 | 0.0% |
| Q2 2020 | 32 | $40.0M | 1,765,607 | 6 | 13 | 6 | 0.0% |
| Q1 2020 | 30 | $45.4M | 2,356,466 | 4 | 13 | 6 | 0.0% |
| Q4 2019 | 34 | $680.0M | 24,110,852 | 3 | 11 | 8 | 0.0% |
| Q3 2019 | 28 | $553.1M | 20,954,492 | 5 | 12 | 3 | 0.0% |
| Q2 2019 | 26 | $619.6M | 23,147,604 | 7 | 12 | 4 | 0.0% |
| Q1 2019 | 20 | $544.4M | 20,669,676 | 4 | 9 | 4 | 0.0% |
| Q4 2018 | 15 | $22.5M | 983,302 | 1 | 1 | 1 | 0.0% |