DaveManuel.com · Institutional Ownership · Who Owns It
NEOS ETF TRUST (IWMI)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
113
Reporting holders
$188.4M
Reported value
2.2%
Calls
1.5%
Puts
+25
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $39.6M | 739,510 | 0.01% | 6q | +31.1%+$9.4M |
| MADDEN SECURITIES Corp | $14.1M | 263,232 | 3.91% | 6q | HELD |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $9.4M | 175,355 | 1.40% | 2q | +88.4%+$4.4M |
| Gradient Investments LLC | $8.9M | 165,461 | 0.12% | 7q | +0.8%+$67.2K |
| Cascade Wealth Advisors, Inc | $6.6M | 124,435 | 2.66% | 4q | HELD |
| Farther Finance Advisors, LLC | $6.2M | 116,283 | 0.05% | 2q | +14.0%+$762.3K |
| ROYAL BANK OF CANADA | $5.3M | 99,238 | 0.00% | 4q | +90.0%+$2.5M |
| Private Advisor Group, LLC | $5.1M | 94,467 | 0.02% | 2q | +1929.8%+$4.8M |
| UBS Group AG | $4.9M | 92,263 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $4.8M | 89,382 | 0.00% | 7q | +40.9%+$1.4M |
| Owen LaRue, LLC | $4.3M | 81,072 | 1.51% | 4q | +213.8%+$3.0M |
| CITADEL ADVISORS LLC | $4.3M incl. $3.7M options CALL+PUT | 11,275 | 0.00% | 3q | HELD |
| MML INVESTORS SERVICES, LLC | $3.8M | 70,420 | 0.01% | 3q | -16.3%-$731.7K |
| Palacios Wealth Management, LLC | $3.3M | 62,100 | 1.96% | 4q | +6.2%+$193.9K |
| Garden State Investment Advisory Services LLC | $3.2M | 60,325 | 0.58% | 7q | +38.5%+$897.3K |
| Summit Financial, LLC | $3.2M | 60,003 | 0.04% | 3q | +29.8%+$736.9K |
| Rockefeller Capital Management L.P. | $3.2M | 59,828 | 0.00% | 3q | +12.2%+$348.7K |
| Marshall & Sterling Wealth Advisors Inc. | $3.1M | 57,258 | 1.81% | 2q | +17.7%+$459.9K |
| Independence Wealth Advisors, LLC | $2.9M | 54,710 | 1.47% | 3q | +14.6%+$372.3K |
| JANE STREET GROUP, LLC | $2.6M CALL+PUT | options only | 0.00% | 9q | OPTIONS |
| Moran Wealth Management, LLC | $2.3M | 42,152 | 0.06% | 3q | +31.2%+$537.1K |
| OLD MISSION CAPITAL LLC | $2.1M | 38,838 | 0.03% | 2q | +214.3%+$1.4M |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 36,376 | 0.00% | 4q | +182.2%+$1.3M |
| Mutual Advisors, LLC | $1.9M | 35,853 | 0.04% | 6q | +23.6%+$366.8K |
| Capital Investment Advisory Services, LLC | $1.8M | 33,157 | 0.11% | 7q | +12.4%+$195.3K |
| High Net Worth Advisory Group LLC | $1.7M | 31,258 | 0.36% | 8q | HELD |
| HERBST GROUP, LLC | $1.7M | 31,151 | 0.91% | new | NEW |
| INSIGNEO ADVISORY SERVICES, LLC | $1.6M | 29,700 | 0.06% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.5M | 27,711 | 0.00% | 2q | +142.1%+$870.4K |
| Brookwood Investment Group LLC | $1.4M | 26,256 | 0.16% | 5q | -12.8%-$205.4K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.4M | 26,215 | 0.03% | 3q | +11.9%+$149.5K |
| Wellington Grp LLC | $1.4M | 25,777 | 0.37% | 2q | +883.1%+$1.2M |
| FSA Advisors, Inc. | $1.3M | 24,916 | 0.61% | 3q | +21.2%+$232.8K |
| SEAVIEW INVESTMENT MANAGERS LLC | $1.3M | 23,887 | 0.38% | 2q | +50.1%+$426.9K |
| Steward Partners Investment Advisory, LLC | $1.3M | 23,613 | 0.01% | 2q | +48.3%+$411.6K |
| Kestra Advisory Services, LLC | $1.2M | 23,077 | 0.00% | 4q | +11.8%+$130.4K |
| STEPHENS INC /AR/ | $1.2M | 22,885 | 0.01% | 5q | -4.4%-$56.2K |
| KINGSWOOD WEALTH ADVISORS, LLC | $1.1M | 20,291 | 0.04% | 2q | +70.9%+$450.5K |
| NFSG Corp | $984.3K | 18,391 | 0.12% | 6q | +11.7%+$103.3K |
| Belvedere Trading LLC | $851.0K CALL+PUT | options only | 0.00% | new | OPTIONS |
| Valmark Advisers, Inc. | $828.8K | 15,485 | 0.01% | 2q | HELD |
| Diversify Advisory Services, LLC | $808.8K | 15,541 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $808.8K | 15,541 | 0.01% | new | NEW |
| ENTREWEALTH, LLC | $791.0K | 15,000 | 0.29% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $778.3K | 14,542 | 0.01% | 6q | +12.5%+$86.5K |
| SeaCrest Wealth Management, LLC | $776.0K | 14,500 | 0.09% | 5q | +31.8%+$187.3K |
| Gateway Wealth Partners, LLC | $773.1K | 14,445 | 0.05% | 3q | -20.6%-$200.5K |
| PFG Investments, LLC | $713.5K | 13,332 | 0.03% | 3q | +0.8%+$5.6K |
| HighTower Advisors, LLC | $674.6K | 12,604 | 0.00% | new | NEW |
| Navis Wealth Advisors, LLC | $669.6K | 12,512 | 0.25% | new | NEW |
| PSI Advisors, LLC | $669.4K | 12,508 | 0.16% | 4q | +146.1%+$397.4K |
| Walkner Condon Financial Advisors LLC | $604.2K | 11,290 | 0.07% | 2q | +93.2%+$291.4K |
| TRUIST FINANCIAL CORP | $590.9K | 11,041 | 0.00% | new | NEW |
| WORLD EQUITY GROUP, INC. | $566.9K | 10,590 | 0.13% | 5q | +7.3%+$38.6K |
| Vann Equity Management LLC | $561.9K | 10,499 | 0.34% | 2q | +21.7%+$100.2K |
| IFG Advisory, LLC | $548.0K | 10,239 | 0.02% | new | NEW |
| Gladstone Institutional Advisory LLC | $478.3K | 8,937 | 0.02% | 3q | +6.6%+$29.5K |
| &PARTNERS | $450.1K | 8,410 | 0.00% | new | NEW |
| J.W. COLE ADVISORS, INC. | $433.6K | 8,101 | 0.01% | 2q | +11.2%+$43.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $411.4K | 7,687 | 0.00% | new | NEW |
| Cresset Asset Management, LLC | $404.8K | 7,563 | 0.00% | 4q | -36.7%-$235.1K |
| Quantum Private Wealth, LLC | $386.7K | 7,226 | 0.10% | 3q | +3.2%+$12.1K |
| Naviter Wealth, LLC | $359.8K | 6,722 | 0.03% | 3q | -12.3%-$50.4K |
| Stratos Wealth Partners, LTD. | $350.0K | 6,540 | 0.00% | 3q | -3.5%-$12.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $328.7K | 6,142 | 0.00% | 4q | +7.8%+$23.8K |
| PRIVATE TRUST CO NA | $326.5K | 6,100 | 0.03% | 6q | +27.1%+$69.6K |
| Quotient Wealth Partners, LLC | $314.9K | 5,883 | 0.01% | new | NEW |
| LANARK FINANCIAL, INC. | $301.4K | 5,631 | 0.02% | 2q | +365.0%+$236.6K |
| Virtue Capital Management, LLC | $267.7K | 5,001 | 0.04% | new | NEW |
| OneDigital Investment Advisors LLC | $267.6K | 5,000 | 0.00% | new | NEW |
| Cetera Investment Advisers | $253.8K | 4,742 | 0.00% | 3q | HELD |
| Advisory Advocates, LLC | $237.6K | 4,439 | 0.20% | new | NEW |
| Meridian Wealth Management, LLC | $230.1K | 4,300 | 0.01% | new | NEW |
| CAP Partners, LLC | $230.0K | 4,298 | 0.11% | new | NEW |
| Allworth Financial LP | $227.5K | 4,250 | 0.00% | 5q | +25.0%+$45.5K |
| Foguth Wealth Management, LLC. | $227.1K | 4,318 | 0.03% | 2q | -22.4%-$65.6K |
| FIFTH THIRD BANCORP | $224.2K | 4,190 | 0.00% | new | NEW |
| Laird Norton Wetherby Trust Company, LLC | $214.1K | 4,000 | 0.00% | new | NEW |
| Corient Private Wealth LP | $210.9K | 3,940 | 0.00% | new | NEW |
| FINANCIAL MANAGEMENT NETWORK INC | $206.8K | 3,911 | 0.03% | new | NEW |
| ANGELES WEALTH MANAGEMENT, LLC | $150.7K | 2,815 | 0.01% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $101.5K | 1,901 | 0.01% | 3q | HELD |
| STANCE CAPITAL LLC | $100.2K | 1,873 | 0.03% | new | NEW |
| Parallel Advisors, LLC | $94.3K | 1,762 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $93.4K | 1,745 | 0.00% | new | NEW |
| GHP Investment Advisors, Inc. | $83.0K | 1,551 | 0.00% | 3q | +4.7%+$3.7K |
| CoreCap Advisors, LLC | $76.9K | 1,436 | 0.00% | 5q | +4.3%+$3.2K |
| OSAIC HOLDINGS, INC. | $75.0K | 1,402 | 0.00% | 3q | +208.8%+$50.7K |
| Founders Financial Alliance, LLC | $72.1K | 1,346 | 0.01% | 2q | +20.5%+$12.3K |
| Luminist Capital LLC | $64.3K | 1,201 | 0.07% | new | NEW |
| Aptus Capital Advisors, LLC | $62.9K | 1,175 | 0.00% | 8q | HELD |
| GROUP ONE TRADING LLC | $61.7K | 1,152 | 0.00% | 7q | -45.1%-$50.7K |
| JPMORGAN CHASE & CO | $34.7K | 650 | 0.00% | 2q | HELD |
| Ameritas Advisory Services, LLC | $33.1K | 618 | 0.00% | new | NEW |
| IMA Advisory Services, Inc. | $32.1K | 600 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $27.8K | 520 | 0.00% | 2q | +4.0%+$1.1K |
| SHP Wealth Management | $26.3K | 491 | 0.00% | new | NEW |
| SALEM INVESTMENT COUNSELORS INC | $25.4K | 475 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $18.0K | 336 | 0.00% | 4q | +21.3%+$3.2K |
| Spire Wealth Management | $17.7K | 332 | 0.00% | 3q | +58.1%+$6.5K |
Showing the largest 100 of 113 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 41 | $60.4M | 1,234,294 | 9 | 15 | 11 | 0.0% |
| Q2 2026 | 113 | $188.4M | 3,390,130 | 34 | 52 | 11 | 3.8% |
| Q1 2026 | 88 | $123.1M | 2,515,207 | 26 | 43 | 9 | 2.4% |
| Q4 2025 | 63 | $77.5M | 1,569,718 | 26 | 22 | 9 | 1.2% |
| Q3 2025 | 42 | $53.4M | 1,098,775 | 15 | 20 | 3 | 0.0% |
| Q2 2025 | 34 | $28.9M | 634,921 | 14 | 11 | 6 | 0.0% |
| Q1 2025 | 22 | $14.6M | 335,302 | 11 | 6 | 2 | 0.0% |
| Q4 2024 | 18 | $13.7M | 279,694 | 12 | 4 | 0 | 0.0% |
| Q3 2024 | 10 | $4.3M | 84,547 | 9 | 1 | 0 | 0.0% |
| Q2 2024 | 1 | $246.0K | 4,918 | 1 | 0 | 0 | 0.0% |