DaveManuel.com · Institutional Ownership · Who Owns It
PGIM ROCK ETF TR (JANP)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
16
Reporting holders
$38.0M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17.6M | 507,307 | 0.02% | 9q | +43.5%+$5.3M |
| Foguth Wealth Management, LLC. | $14.8M | 424,827 | 1.68% | 3q | +5.3%+$747.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 41,588 | 0.00% | 6q | -0.8%-$11.4K |
| NewEdge Advisors, LLC | $810.7K | 23,350 | 0.00% | 6q | +3.5%+$27.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $723.8K | 20,847 | 0.00% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $681.0K | 19,620 | 0.03% | 6q | -0.7%-$4.7K |
| RAYMOND JAMES FINANCIAL INC | $500.9K | 14,428 | 0.00% | 2q | -3.8%-$19.7K |
| CYPRESS FINANCIAL PLANNING LLC | $492.9K | 14,195 | 0.12% | 2q | +11.7%+$51.7K |
| Kestra Advisory Services, LLC | $300.3K | 8,650 | 0.00% | 6q | -12.8%-$44.0K |
| Grantvest Financial Group LLC | $264.6K | 7,620 | 0.15% | 2q | HELD |
| Spire Wealth Management | $193.1K | 5,563 | 0.01% | 2q | HELD |
| DHJJ Financial Advisors, Ltd. | $121.2K | 3,491 | 0.03% | 9q | HELD |
| LANARK FINANCIAL, INC. | $52.7K | 1,518 | 0.00% | 2q | +100.3%+$26.4K |
| Parallel Advisors, LLC | $34.7K | 1,000 | 0.00% | 6q | HELD |
| PNC Financial Services Group, Inc. | $23.6K | 681 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $1.0K | 21 | 0.00% | 7q | -99.9%-$735.7K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $17.1M | 477,583 | 0 | 1 | 1 | 0.0% |
| Q2 2026 | 16 | $38.0M | 1,094,706 | 1 | 5 | 5 | 0.0% |
| Q1 2026 | 19 | $36.2M | 1,098,580 | 10 | 8 | 0 | 0.0% |
| Q4 2025 | 9 | $23.5M | 720,125 | 1 | 4 | 2 | 0.0% |
| Q3 2025 | 10 | $7.9M | 249,803 | 0 | 4 | 1 | 0.0% |
| Q2 2025 | 10 | $5.7M | 187,864 | 0 | 3 | 2 | 0.0% |
| Q1 2025 | 10 | $4.8M | 170,769 | 5 | 3 | 1 | 0.0% |
| Q4 2024 | 5 | $2.4M | 83,771 | 1 | 1 | 1 | 0.0% |
| Q3 2024 | 5 | $2.1M | 73,868 | 1 | 1 | 0 | 0.0% |
| Q2 2024 | 4 | $1.7M | 62,736 | 3 | 0 | 0 | 0.0% |
| Q1 2024 | 1 | $255.4K | 9,659 | 1 | 0 | 0 | 0.0% |