DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN CORE EQUITY ALPHA FD (JCE)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
51
Reporting holders
$80.0M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $9.5M | 577,911 | 0.00% | 7q | +0.9%+$88.3K |
| Shaker Financial Services, LLC | $8.7M | 519,128 | 2.73% | 14q | -15.7%-$1.6M |
| Baird Financial Group, Inc. | $8.7M | 531,973 | 0.01% | 8q | +10.4%+$818.6K |
| 1607 Capital Partners, LLC | $8.2M | 503,250 | 0.72% | 2q | +74.6%+$3.5M |
| MORGAN STANLEY | $6.4M | 389,113 | 0.00% | 35q | +4.0%+$243.3K |
| GUGGENHEIM CAPITAL LLC | $5.2M | 318,259 | 0.03% | 31q | HELD |
| RETIREMENT PLANNING GROUP, LLC / NY | $4.2M | 250,109 | 2.28% | 7q | -1.9%-$83.1K |
| Invesco Ltd. | $3.9M | 236,535 | 0.00% | 31q | -9.6%-$410.0K |
| Karpus Management, Inc. | $3.3M | 199,137 | 0.09% | 3q | +8.1%+$244.4K |
| OSAIC HOLDINGS, INC. | $3.0M | 180,614 | 0.00% | 26q | +1.0%+$30.5K |
| Capital Investment Advisors, LLC | $1.9M | 115,451 | 0.02% | 14q | -1.0%-$18.3K |
| WELLS FARGO & COMPANY/MN | $1.8M | 107,704 | 0.00% | 31q | -1.1%-$19.6K |
| LPL Financial LLC | $1.5M | 92,831 | 0.00% | 31q | +3.1%+$45.7K |
| Steward Partners Investment Advisory, LLC | $1.5M | 91,508 | 0.01% | 29q | +0.8%+$11.9K |
| Thrivent Financial for Lutherans | $1.3M | 80,761 | 0.00% | 4q | -5.9%-$82.8K |
| Advisors Asset Management, Inc. | $889.9K | 54,397 | 0.01% | 2q | +78.5%+$391.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $854.4K | 52,194 | 0.05% | 26q | HELD |
| Cambridge Investment Research Advisors, Inc. | $848.0K | 51,856 | 0.00% | 24q | +99.5%+$423.0K |
| Spire Wealth Management | $843.8K | 51,574 | 0.03% | 22q | HELD |
| AMERIPRISE FINANCIAL INC | $748.4K | 45,744 | 0.00% | 31q | -0.8%-$6.0K |
| UBS Group AG | $728.6K | 44,534 | 0.00% | 31q | +8.3%+$56.0K |
| Z3 Capital Partners, LLC | $677.5K | 41,411 | 0.14% | 3q | +2.0%+$13.4K |
| ROYAL BANK OF CANADA | $546.0K | 33,347 | 0.00% | 31q | +1.7%+$9.2K |
| BANK OF AMERICA CORP /DE/ | $545.6K | 33,348 | 0.00% | 31q | -6.8%-$40.0K |
| PMG Family Office LLC | $512.9K | 30,675 | 0.47% | 4q | +4.4%+$21.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $482.3K | 29,481 | 0.00% | 31q | -15.8%-$90.7K |
| Cetera Investment Advisers | $451.3K | 27,585 | 0.00% | 10q | -9.6%-$48.1K |
| NewEdge Advisors, LLC | $329.1K | 20,115 | 0.00% | 15q | -34.1%-$170.1K |
| TWO SIGMA INVESTMENTS, LP | $309.5K | 18,921 | 0.00% | 2q | HELD |
| Canal Capital Management, LLC | $296.4K | 18,116 | 0.04% | 3q | +62.2%+$113.6K |
| XTX Topco Ltd | $276.9K | 16,926 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $232.8K | 14,232 | 0.00% | 5q | -86.2%-$1.5M |
| Centurion Wealth Management LLC | $208.9K | 12,771 | 0.05% | 8q | +2.3%+$4.8K |
| NWF Advisory Services Inc. | $198.0K | 12,100 | 0.02% | 6q | +19.8%+$32.7K |
| DAYMARK WEALTH PARTNERS, LLC | $176.5K | 10,790 | 0.00% | 12q | HELD |
| David J Yvars Group | $175.0K | 11,000 | 0.08% | 17q | HELD |
| Founders Financial Alliance, LLC | $168.8K | 10,317 | 0.02% | 2q | HELD |
| BFC Planning, Inc. | $168.5K | 10,300 | 0.01% | 7q | +37.3%+$45.8K |
| Rockefeller Capital Management L.P. | $153.2K | 9,363 | 0.00% | 4q | HELD |
| FIFTH THIRD BANCORP | $64.9K | 3,969 | 0.00% | 2q | HELD |
| FNY Investment Advisers, LLC | $49.0K | 3,000 | 0.02% | 2q | HELD |
| EASTERN BANK | $30.6K | 1,869 | 0.00% | 6q | HELD |
| Ameritas Advisory Services, LLC | $28.6K | 1,751 | 0.00% | new | NEW |
| Centerpoint Advisors, LLC | $16.0K | 1,000 | 0.00% | 30q | HELD |
| PNC Financial Services Group, Inc. | $15.5K | 948 | 0.00% | 31q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $15.4K | 978 | 0.00% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $6.6K | 402 | 0.00% | 31q | +2.3% |
| Colonial Trust Co / SC | $5.9K | 371 | 0.00% | 15q | HELD |
| Institute for Wealth Management, LLC. | $4.9K | 300 | 0.00% | new | NEW |
| ST GERMAIN D J CO INC | $2.0K | 125 | 0.00% | 13q | HELD |
| Transamerica Financial Advisors, LLC | $1.6K | 95 | 0.00% | 4q | +4.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 13 | $13.0M | 727,347 | 4 | 3 | 2 | 0.0% |
| Q2 2026 | 51 | $80.0M | 4,870,189 | 4 | 20 | 12 | 0.0% |
| Q1 2026 | 51 | $70.3M | 4,734,259 | 7 | 13 | 12 | 0.0% |
| Q4 2025 | 51 | $70.5M | 4,421,694 | 6 | 21 | 12 | 0.0% |
| Q3 2025 | 50 | $67.1M | 4,246,891 | 7 | 16 | 8 | 0.0% |
| Q2 2025 | 46 | $62.7M | 4,027,417 | 3 | 19 | 11 | 0.0% |
| Q1 2025 | 45 | $56.1M | 3,829,822 | 7 | 16 | 9 | 0.0% |
| Q4 2024 | 43 | $57.4M | 3,610,262 | 0 | 15 | 10 | 0.0% |
| Q3 2024 | 48 | $89.0M | 3,734,434 | 5 | 20 | 7 | 0.0% |
| Q2 2024 | 46 | $43.1M | 2,871,160 | 3 | 13 | 16 | 0.0% |
| Q1 2024 | 49 | $53.8M | 3,822,741 | 8 | 11 | 12 | 0.0% |
| Q4 2023 | 46 | $48.1M | 3,552,986 | 2 | 16 | 12 | 0.0% |
| Q3 2023 | 44 | $40.6M | 3,260,846 | 3 | 20 | 10 | 0.0% |
| Q2 2023 | 47 | $40.0M | 3,135,816 | 6 | 15 | 14 | 0.0% |
| Q1 2023 | 44 | $33.0M | 2,678,742 | 6 | 15 | 11 | 0.0% |
| Q4 2022 | 37 | $33.8M | 2,495,172 | 3 | 14 | 12 | 0.0% |
| Q3 2022 | 40 | $51.3M | 3,434,010 | 4 | 12 | 14 | 0.0% |
| Q2 2022 | 40 | $47.7M | 3,570,363 | 8 | 15 | 9 | 0.0% |
| Q1 2022 | 36 | $142.7M | 8,133,658 | 4 | 13 | 7 | 0.0% |
| Q4 2021 | 39 | $158.9M | 8,572,608 | 5 | 12 | 8 | 0.0% |
| Q3 2021 | 34 | $148.1M | 8,657,591 | 3 | 15 | 6 | 0.0% |
| Q2 2021 | 37 | $74.6M | 4,538,778 | 3 | 13 | 12 | 0.0% |
| Q1 2021 | 37 | $75.1M | 4,936,102 | 2 | 12 | 14 | 0.0% |
| Q4 2020 | 42 | $73.7M | 5,235,644 | 3 | 20 | 12 | 0.0% |
| Q3 2020 | 39 | $66.3M | 5,180,513 | 4 | 11 | 14 | 0.0% |
| Q2 2020 | 37 | $55.7M | 4,562,809 | 3 | 14 | 10 | 0.0% |
| Q1 2020 | 41 | $47.6M | 4,443,076 | 5 | 15 | 11 | 0.0% |
| Q4 2019 | 38 | $61.5M | 4,202,806 | 7 | 9 | 12 | 0.0% |
| Q3 2019 | 34 | $57.2M | 3,994,779 | 1 | 15 | 8 | 0.0% |
| Q2 2019 | 37 | $54.7M | 3,899,052 | 5 | 13 | 11 | 0.0% |
| Q1 2019 | 35 | $51.3M | 3,648,906 | 4 | 11 | 11 | 0.0% |
| Q4 2018 | 36 | $45.9M | 3,812,075 | 0 | 1 | 2 | 0.0% |