DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN FLOATING RATE INCOME (JFR)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
175
Reporting holders
$459.7M
Reported value
0.0%
Calls
0.0%
Puts
-13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $69.3M | 9,031,373 | 0.00% | 35q | +48.8%+$22.7M |
| SIT INVESTMENT ASSOCIATES INC | $31.3M | 4,082,097 | 0.59% | 6q | -12.0%-$4.3M |
| Congress Park Capital LLC | $26.7M | 3,477,794 | 7.20% | 21q | +11.4%+$2.7M |
| LOOMIS SAYLES & CO L P | $22.8M | 2,973,326 | 0.03% | 2q | +2.6%+$585.1K |
| Invesco Ltd. | $22.5M | 2,935,750 | 0.00% | 31q | HELD |
| Penserra Capital Management LLC | $22.2M | 2,892,702 | 0.17% | 27q | +4.0%+$846.8K |
| LPL Financial LLC | $20.1M | 2,621,477 | 0.00% | 31q | HELD |
| WELLS FARGO & COMPANY/MN | $20.0M | 2,604,993 | 0.00% | 31q | +4.5%+$852.4K |
| BANK OF AMERICA CORP /DE/ | $15.6M | 2,029,187 | 0.00% | 31q | +6.0%+$874.1K |
| Cyndeo Wealth Partners, LLC | $15.3M | 1,999,420 | 0.72% | 11q | +11.4%+$1.6M |
| Advisors Asset Management, Inc. | $14.0M | 1,827,295 | 0.21% | 17q | +17.7%+$2.1M |
| GUGGENHEIM CAPITAL LLC | $14.0M | 1,822,745 | 0.09% | 31q | -6.4%-$952.0K |
| RAYMOND JAMES FINANCIAL INC | $13.7M | 1,782,406 | 0.00% | 7q | +13.1%+$1.6M |
| ROYAL BANK OF CANADA | $10.0M | 1,301,970 | 0.00% | 31q | +1.8%+$175.3K |
| 1607 Capital Partners, LLC | $9.3M | 1,218,608 | 0.81% | 3q | -43.7%-$7.3M |
| Thomas J. Herzfeld Advisors, Inc. | $8.5M | 1,111,921 | 2.62% | 12q | +55.9%+$3.1M |
| ICON ADVISERS INC/CO | $7.4M | 971,097 | 1.40% | 6q | -43.4%-$5.7M |
| Kanen Wealth Management LLC | $7.4M | 959,147 | 1.79% | 5q | +17.9%+$1.1M |
| UBS Group AG | $7.0M | 912,982 | 0.00% | 31q | HELD |
| COHEN & STEERS, INC. | $6.5M | 853,263 | 0.01% | 21q | HELD |
| AMERIPRISE FINANCIAL INC | $6.2M | 805,512 | 0.00% | 31q | -3.2%-$202.7K |
| Rockefeller Capital Management L.P. | $5.5M | 722,018 | 0.01% | 23q | -1.1%-$64.3K |
| ENVESTNET ASSET MANAGEMENT INC | $5.3M | 691,859 | 0.00% | 16q | +45.9%+$1.7M |
| Ethos Financial Group, LLC | $4.5M | 581,044 | 0.30% | 6q | -10.1%-$501.2K |
| Almitas Capital LLC | $3.3M | 435,208 | 0.80% | 3q | +5.7%+$180.9K |
| Coastal Bridge Advisors, LLC | $3.2M | 414,174 | 0.20% | 12q | +1.8%+$55.3K |
| Cetera Investment Advisers | $3.1M | 405,966 | 0.00% | 12q | -10.5%-$364.9K |
| J.W. COLE ADVISORS, INC. | $2.9M | 381,673 | 0.05% | new | NEW |
| GraniteShares Advisors LLC | $2.7M | 356,400 | 1.76% | 11q | +15.1%+$357.8K |
| Cambridge Investment Research Advisors, Inc. | $2.7M | 349,828 | 0.00% | 31q | +111.7%+$1.4M |
| Baird Financial Group, Inc. | $2.2M | 292,973 | 0.00% | 31q | -4.1%-$96.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.2M | 286,282 | 0.13% | 12q | -1.0%-$22.1K |
| NewEdge Advisors, LLC | $2.1M | 277,570 | 0.01% | 19q | +24.0%+$412.1K |
| Atlas Wealth LLC | $2.1M | 271,569 | 0.30% | new | NEW |
| Matisse Capital | $1.9M | 250,000 | 0.77% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.9M | 245,449 | 0.03% | 12q | +2.4%+$44.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 234,220 | 0.00% | 31q | -21.4%-$490.0K |
| RFG Advisory, LLC | $1.7M | 227,248 | 0.03% | 26q | -5.2%-$96.5K |
| North Ground Capital | $1.7M | 222,501 | 2.05% | new | NEW |
| Capital Investment Advisors, LLC | $1.7M | 216,825 | 0.02% | 31q | -3.4%-$58.6K |
| Kovack Advisors, Inc. | $1.6M | 208,325 | 0.08% | 24q | +23.5%+$304.9K |
| OSAIC HOLDINGS, INC. | $1.6M | 204,292 | 0.00% | 26q | +9.4%+$134.1K |
| HOURGLASS CAPITAL, LLC | $1.5M | 193,824 | 0.29% | 2q | -1.9%-$28.4K |
| Aviance Capital Partners, LLC | $1.4M | 187,284 | 0.15% | 31q | -6.1%-$93.9K |
| Advisory Services Network, LLC | $1.1M | 149,412 | 0.01% | 31q | +19.3%+$185.2K |
| CHOREO, LLC | $1.1M | 138,875 | 0.01% | 10q | +37.1%+$290.3K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $908.5K | 118,450 | 0.01% | 12q | -0.7%-$6.6K |
| Sigma Planning Corp | $868.8K | 113,279 | 0.02% | 20q | +15.6%+$117.4K |
| MELFA WEALTH MANAGEMENT, INC. | $822.4K | 107,219 | 0.44% | 15q | HELD |
| Thrivent Financial for Lutherans | $819.0K | 106,834 | 0.00% | 31q | -9.2%-$83.1K |
| Janney Montgomery Scott LLC | $725.0K | 94,512 | 0.00% | 19q | -5.3%-$40.5K |
| Kestra Advisory Services, LLC | $674.6K | 87,957 | 0.00% | 11q | -13.6%-$105.9K |
| CastleKnight Management LP | $670.4K | 87,400 | 0.01% | 3q | HELD |
| Blackhawk Capital Partners, LLC | $580.0K | 75,620 | 0.19% | 4q | HELD |
| ROBINSON CAPITAL MANAGEMENT, LLC | $566.8K | 73,895 | 0.25% | 6q | HELD |
| FIRST TRUST ADVISORS LP | $558.0K | 72,748 | 0.00% | 5q | -1.5%-$8.6K |
| Gladstone Institutional Advisory LLC | $549.2K | 71,605 | 0.02% | 13q | -1.2%-$6.5K |
| GILL CAPITAL PARTNERS, LLC | $529.6K | 69,043 | 0.14% | 18q | -1.3%-$7.1K |
| &PARTNERS | $527.1K | 68,718 | 0.00% | 4q | +22.5%+$96.9K |
| Edgemoor Investment Advisors, Inc. | $524.8K | 68,421 | 0.04% | 31q | HELD |
| XTX Topco Ltd | $522.4K | 68,111 | 0.01% | 3q | -34.2%-$271.5K |
| Cerity Partners LLC | $494.9K | 64,526 | 0.00% | 7q | -13.4%-$76.7K |
| Seelaus Asset Management LLC | $487.8K | 63,592 | 0.34% | 25q | +4.4%+$20.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $487.7K | 63,591 | 0.01% | 16q | -21.2%-$130.9K |
| Steward Partners Investment Advisory, LLC | $481.9K | 62,823 | 0.00% | 29q | +13.1%+$55.8K |
| Virtus Investment Advisers, LLC | $441.3K | 57,539 | 0.10% | 6q | -22.6%-$129.1K |
| WORLD EQUITY GROUP, INC. | $439.5K | 57,298 | 0.10% | 8q | +10.8%+$43.0K |
| STIFEL FINANCIAL CORP | $434.6K | 56,669 | 0.00% | 25q | -9.7%-$46.8K |
| Fortitude Advisory Group L.L.C. | $421.7K | 54,980 | 0.16% | 15q | +20.1%+$70.6K |
| OPPENHEIMER & CO INC | $415.2K | 54,139 | 0.00% | 13q | +9.7%+$36.7K |
| Collar Capital Management, LLC | $409.6K | 53,397 | 0.24% | 7q | -1.8%-$7.6K |
| New England Private Wealth Advisors LLC | $401.1K | 52,431 | 0.04% | 2q | HELD |
| BFC Planning, Inc. | $387.8K | 50,559 | 0.02% | 7q | +14.1%+$48.0K |
| CoreCap Advisors, LLC | $364.1K | 47,474 | 0.01% | 18q | +38.1%+$100.5K |
| Yakira Capital Management, Inc. | $363.4K | 47,378 | 0.10% | 6q | -39.1%-$233.2K |
| Focus Partners Wealth | $348.6K | 45,443 | 0.00% | 2q | +2.3%+$7.7K |
| Coquina Private Wealth LLC | $339.8K | 44,304 | 0.23% | 3q | HELD |
| Global Retirement Partners, LLC | $336.1K | 43,816 | 0.01% | 10q | -7.6%-$27.5K |
| Calamos Advisors LLC | $332.1K | 43,300 | 0.00% | 2q | +7.1%+$22.1K |
| CONNING INC. | $330.2K | 43,050 | 0.01% | 31q | HELD |
| FIFTH THIRD BANCORP | $320.6K | 41,800 | 0.00% | 2q | +80.3%+$142.8K |
| Concurrent Investment Advisors, LLC | $315.2K | 41,091 | 0.00% | 11q | +3.8%+$11.6K |
| Koshinski Asset Management, Inc. | $313.2K | 40,838 | 0.02% | 27q | HELD |
| RVW Wealth, LLC | $309.5K | 40,349 | 0.02% | 12q | HELD |
| Spire Wealth Management | $283.8K | 37,000 | 0.01% | 14q | -8.6%-$26.8K |
| Geneos Wealth Management Inc. | $279.5K | 36,442 | 0.01% | 42q | +5854.6%+$274.8K |
| E&G Advisors, LLC | $273.5K | 35,659 | 0.05% | 12q | HELD |
| CALTON & ASSOCIATES, INC. | $254.1K | 33,125 | 0.04% | 6q | +5.3%+$12.9K |
| Closed-End Fund Advisors, Inc. | $252.7K | 32,942 | 0.25% | 3q | +1.7%+$4.3K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $249.4K | 32,520 | 0.02% | 6q | -91.5%-$2.7M |
| Integrated Wealth Concepts LLC | $240.2K | 31,319 | 0.00% | 20q | -1.2%-$2.9K |
| BLUELINE ADVISORS LLC | $238.0K | 30,870 | 0.16% | 3q | +4.6%+$10.4K |
| HBK Sorce Advisory LLC | $232.8K | 30,119 | 0.00% | 11q | HELD |
| Sanctuary Advisors, LLC | $225.2K | 29,367 | 0.00% | 9q | HELD |
| Private Advisor Group, LLC | $223.6K | 29,157 | 0.00% | 12q | -55.2%-$276.1K |
| BOOTHBAY FUND MANAGEMENT, LLC | $220.6K | 28,766 | 0.00% | 2q | +74.6%+$94.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $213.9K | 27,669 | 0.00% | 7q | +53.4%+$74.4K |
| Beacon Pointe Advisors, LLC | $204.0K | 26,598 | 0.00% | 4q | +5.3%+$10.4K |
| M Holdings Securities, Inc. | $200.0K | 26,139 | 0.03% | new | NEW |
| SHEETS SMITH WEALTH MANAGEMENT | $199.5K | 26,010 | 0.02% | 31q | HELD |
Showing the largest 100 of 175 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 59 | $60.4M | 8,124,137 | 5 | 16 | 17 | 0.0% |
| Q2 2026 | 175 | $459.7M | 59,936,674 | 14 | 56 | 49 | 0.0% |
| Q1 2026 | 188 | $450.7M | 59,910,473 | 24 | 48 | 64 | 0.0% |
| Q4 2025 | 191 | $456.1M | 58,254,118 | 28 | 55 | 57 | 0.0% |
| Q3 2025 | 178 | $441.3M | 53,940,649 | 21 | 51 | 55 | 0.0% |
| Q2 2025 | 171 | $486.0M | 57,348,537 | 11 | 58 | 54 | 0.0% |
| Q1 2025 | 174 | $470.4M | 55,515,681 | 33 | 65 | 30 | 0.0% |
| Q4 2024 | 165 | $320.2M | 35,892,600 | 17 | 50 | 41 | 0.0% |
| Q3 2024 | 160 | $314.0M | 35,604,848 | 12 | 53 | 51 | 0.0% |
| Q2 2024 | 172 | $312.6M | 36,125,030 | 19 | 58 | 47 | 0.0% |
| Q1 2024 | 177 | $430.4M | 49,296,909 | 24 | 54 | 45 | 0.0% |
| Q4 2023 | 178 | $385.0M | 46,819,326 | 25 | 56 | 50 | 0.0% |
| Q3 2023 | 171 | $337.8M | 41,133,857 | 79 | 69 | 6 | 0.0% |
| Q2 2023 | 101 | $144.0M | 18,249,171 | 15 | 33 | 29 | 0.0% |
| Q1 2023 | 100 | $151.0M | 18,405,047 | 14 | 24 | 35 | 0.0% |
| Q4 2022 | 102 | $148.0M | 18,657,838 | 16 | 28 | 28 | 0.0% |
| Q3 2022 | 91 | $179.6M | 22,137,503 | 9 | 23 | 22 | 0.0% |
| Q2 2022 | 94 | $221.0M | 26,459,871 | 11 | 27 | 22 | 0.0% |
| Q1 2022 | 99 | $1.3B | 129,832,105 | 11 | 33 | 21 | 0.0% |
| Q4 2021 | 103 | $1.3B | 130,734,774 | 11 | 33 | 18 | 0.0% |
| Q3 2021 | 101 | $1.3B | 129,818,175 | 9 | 35 | 26 | 0.0% |
| Q2 2021 | 105 | $280.7M | 28,012,086 | 17 | 32 | 19 | 0.0% |
| Q1 2021 | 94 | $235.3M | 24,358,879 | 9 | 27 | 28 | 0.0% |
| Q4 2020 | 102 | $235.5M | 26,934,959 | 15 | 27 | 28 | 0.0% |
| Q3 2020 | 89 | $201.8M | 24,274,313 | 9 | 21 | 30 | 0.0% |
| Q2 2020 | 90 | $185.7M | 23,490,245 | 10 | 30 | 25 | 0.0% |
| Q1 2020 | 94 | $174.7M | 23,163,721 | 16 | 20 | 29 | 0.0% |
| Q4 2019 | 106 | $219.4M | 21,433,311 | 16 | 31 | 27 | 0.0% |
| Q3 2019 | 96 | $192.3M | 19,791,061 | 9 | 32 | 28 | 0.0% |
| Q2 2019 | 98 | $194.0M | 19,703,322 | 16 | 27 | 26 | 0.0% |
| Q1 2019 | 97 | $183.1M | 18,995,418 | 11 | 34 | 32 | 0.0% |
| Q4 2018 | 99 | $175.8M | 19,021,005 | 0 | 1 | 3 | 0.0% |