DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN PFD & INCOME OPPORTUN (JPC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
335
Reporting holders
$523.1M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $44.6M | 5,655,933 | 0.00% | 35q | +3.9%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $39.7M | 5,038,736 | 0.00% | 31q | +5.5%+$2.1M |
| WELLS FARGO & COMPANY/MN | $37.0M | 4,690,122 | 0.01% | 31q | +0.9%+$325.7K |
| UBS Group AG | $34.4M | 4,361,872 | 0.00% | 31q | -0.8%-$294.1K |
| RAYMOND JAMES FINANCIAL INC | $32.7M | 4,146,808 | 0.01% | 7q | +1.8%+$589.8K |
| ROYAL BANK OF CANADA | $23.0M | 2,914,736 | 0.00% | 31q | +1.1%+$258.3K |
| Invesco Ltd. | $21.3M | 2,704,154 | 0.00% | 31q | +5.0%+$1.0M |
| LPL Financial LLC | $19.0M | 2,411,543 | 0.00% | 31q | +5.8%+$1.0M |
| GUGGENHEIM CAPITAL LLC | $13.3M | 1,692,635 | 0.08% | 31q | -11.3%-$1.7M |
| CAPTRUST FINANCIAL ADVISORS | $12.2M | 1,552,780 | 0.02% | 12q | +1.0%+$125.0K |
| OSAIC HOLDINGS, INC. | $10.8M | 1,365,893 | 0.01% | 26q | +12.5%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.6M | 1,222,486 | 0.01% | 31q | HELD |
| Cerity Partners LLC | $9.6M | 1,217,956 | 0.01% | 15q | +2.0%+$186.7K |
| Janney Montgomery Scott LLC | $8.7M | 1,107,404 | 0.02% | 31q | HELD |
| GREATMARK INVESTMENT PARTNERS, INC. | $7.7M | 973,962 | 0.85% | 11q | -1.2%-$93.8K |
| MGO ONE SEVEN LLC | $7.5M | 956,230 | 0.12% | 4q | -2.7%-$209.5K |
| TRUIST FINANCIAL CORP | $7.1M | 895,417 | 0.01% | 27q | +0.8%+$56.7K |
| Smith Asset Management Co., LLC | $7.0M | 890,862 | 5.52% | 7q | -2.3%-$161.9K |
| Cetera Investment Advisers | $6.6M | 833,198 | 0.01% | 23q | +3.7%+$235.3K |
| AMERIPRISE FINANCIAL INC | $6.5M | 825,013 | 0.00% | 31q | +3.8%+$236.6K |
| COHEN & STEERS, INC. | $6.2M | 785,251 | 0.01% | 31q | HELD |
| Kestra Advisory Services, LLC | $6.0M | 759,329 | 0.02% | 13q | +2.0%+$117.7K |
| Cambridge Investment Research Advisors, Inc. | $6.0M | 755,096 | 0.01% | 31q | +74.9%+$2.5M |
| FCA CORP /TX | $4.4M | 554,077 | 1.08% | 11q | +5.2%+$217.4K |
| Moors & Cabot, Inc. | $4.3M | 544,903 | 0.17% | 26q | +1.1%+$45.5K |
| STIFEL FINANCIAL CORP | $3.8M | 479,664 | 0.00% | 31q | +9.6%+$331.4K |
| Stratos Wealth Partners, LTD. | $3.8M | 476,950 | 0.04% | 31q | -2.6%-$100.3K |
| Lido Advisors, LLC | $3.6M | 454,537 | 0.01% | 11q | HELD |
| Chicago Partners Investment Group LLC | $3.6M | 463,127 | 0.07% | 11q | -5.2%-$193.9K |
| Advisors Asset Management, Inc. | $3.5M | 447,769 | 0.05% | 12q | -33.1%-$1.7M |
| PROTECTIVE LIFE CORP | $3.5M | 440,000 | 24.77% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $3.1M | 391,171 | 0.00% | 31q | -2.3%-$72.7K |
| Steward Partners Investment Advisory, LLC | $3.0M | 383,696 | 0.02% | 31q | +9.1%+$252.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.0M | 378,615 | 0.00% | 12q | +8.0%+$221.3K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $2.8M | 350,000 | 0.20% | 7q | +20.9%+$476.9K |
| Fiera Capital Corp | $2.7M | 341,744 | 0.01% | 22q | +3.6%+$93.7K |
| Sanctuary Advisors, LLC | $2.5M | 316,545 | 0.01% | 9q | -6.6%-$176.8K |
| NewEdge Advisors, LLC | $2.4M | 302,561 | 0.01% | 19q | -3.8%-$95.0K |
| IBEX WEALTH ADVISORS | $2.3M | 288,992 | 0.18% | 7q | -1.0%-$24.1K |
| Wealth Advisory Solutions, LLC | $2.1M | 261,844 | 0.42% | 10q | +19.3%+$333.9K |
| DAVENPORT & Co LLC | $1.9M | 241,523 | 0.01% | 18q | +0.6%+$11.8K |
| MSH Capital Advisors LLC | $1.9M | 240,963 | 0.33% | 19q | -4.5%-$88.9K |
| Capital Investment Advisors, LLC | $1.9M | 236,459 | 0.02% | 12q | -12.4%-$263.8K |
| Mission Hills Financial Advisory, LLC | $1.8M | 226,584 | 0.78% | 8q | +102.0%+$901.6K |
| CoreCap Advisors, LLC | $1.8M | 222,698 | 0.05% | 18q | +2.0%+$34.2K |
| FIRST TRUST ADVISORS LP | $1.7M | 215,674 | 0.00% | 31q | HELD |
| Wright Wealth LLC | $1.7M | 210,089 | 0.99% | 3q | +8.2%+$125.4K |
| XTX Topco Ltd | $1.6M | 202,045 | 0.02% | 2q | +123.5%+$879.8K |
| HARBOUR INVESTMENTS, INC. | $1.6M | 202,041 | 0.02% | 21q | -2.3%-$36.7K |
| Palogic Value Management, L.P. | $1.6M | 201,128 | 0.26% | 15q | +100.0%+$792.4K |
| Wealthspire Advisors, LLC | $1.6M | 199,488 | 0.01% | 5q | -1.6%-$25.0K |
| Geneos Wealth Management Inc. | $1.5M | 186,542 | 0.03% | 11q | -6.2%-$97.9K |
| &PARTNERS | $1.4M | 178,942 | 0.01% | 8q | HELD |
| UMB Bank, n.a. | $1.4M | 174,854 | 0.02% | 6q | +10.1%+$126.1K |
| Jupiter Wealth Management LLC | $1.3M | 168,733 | 0.53% | 2q | HELD |
| Thrivent Financial for Lutherans | $1.3M | 161,712 | 0.00% | 19q | HELD |
| JANE STREET GROUP, LLC | $1.2M | 157,446 | 0.00% | 5q | -49.3%-$1.2M |
| HighTower Advisors, LLC | $1.2M | 154,859 | 0.00% | 31q | HELD |
| E&G Advisors, LLC | $1.2M | 153,251 | 0.23% | 31q | HELD |
| Hennion & Walsh Asset Management, Inc. | $1.1M | 141,288 | 0.03% | 19q | -56.7%-$1.5M |
| Private Advisor Group, LLC | $1.1M | 139,246 | 0.01% | 31q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $1.1M | 137,079 | 0.02% | 7q | HELD |
| Wealthcare Advisory Partners LLC | $1.0M | 133,224 | 0.02% | 13q | -3.0%-$32.0K |
| AlphaCore Capital LLC | $1.0M | 130,543 | 0.02% | 6q | +31.7%+$249.7K |
| StoneX Group Inc. | $1.0M | 129,640 | 0.04% | 11q | +40.8%+$297.8K |
| Bramshill Investments, LLC | $994.2K | 126,165 | 0.08% | 16q | +67.5%+$400.6K |
| WEDBUSH SECURITIES INC | $940.0K | 119,264 | 0.02% | 31q | +3.4%+$30.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $869.4K | 110,331 | 0.02% | 26q | +18.7%+$137.1K |
| Advisory Services Network, LLC | $838.7K | 106,429 | 0.01% | 11q | -2.6%-$22.1K |
| Cornerstone Advisory, LLC | $826.5K | 104,883 | 0.07% | 4q | HELD |
| Triumph Capital Management | $812.2K | 103,070 | 0.15% | 8q | +10.2%+$75.0K |
| ONE WEALTH CAPITAL MANAGEMENT, LLC | $798.5K | 101,328 | 0.22% | 7q | +106.7%+$412.1K |
| Diversify Advisory Services, LLC | $765.9K | 99,591 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $765.9K | 99,591 | 0.01% | 7q | +0.9%+$6.8K |
| MELFA WEALTH MANAGEMENT, INC. | $763.6K | 96,899 | 0.41% | 15q | HELD |
| Benchmark Investment Advisors LLC | $693.4K | 88,000 | 0.30% | 2q | HELD |
| Spire Wealth Management | $692.2K | 87,837 | 0.02% | 22q | +9.8%+$62.0K |
| Shaker Financial Services, LLC | $689.3K | 87,000 | 0.22% | new | NEW |
| MARINO, STRAM & ASSOCIATES LLC | $682.2K | 86,571 | 0.11% | 11q | HELD |
| Abel Hall, LLC | $658.8K | 83,600 | 0.11% | 11q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $655.8K | 83,222 | 0.02% | 19q | -1.0%-$6.8K |
| Prospera Financial Services Inc | $651.1K | 82,625 | 0.01% | 12q | HELD |
| ROTHSCHILD INVESTMENT LLC | $638.0K | 80,967 | 0.02% | 11q | +13.9%+$77.9K |
| Shulman DeMeo Asset Management LLC | $609.0K | 77,280 | 0.11% | 11q | -0.5%-$3.3K |
| Samalin Investment Counsel, LLC | $590.1K | 74,884 | 0.18% | 11q | -29.1%-$242.6K |
| Pathstone Holdings, LLC | $587.1K | 74,508 | 0.00% | 11q | HELD |
| Waverly Advisors, LLC | $580.4K | 73,658 | 0.00% | 5q | -14.4%-$98.0K |
| FIFTH THIRD BANCORP | $560.3K | 71,105 | 0.00% | 19q | HELD |
| RVW Wealth, LLC | $558.9K | 70,922 | 0.04% | 14q | HELD |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | $545.7K | 69,250 | 0.19% | 31q | +3.0%+$15.8K |
| Arax Advisory Partners | $544.4K | 69,092 | 0.00% | 5q | +403.5%+$436.3K |
| PRINCIPAL SECURITIES, INC. | $535.7K | 67,977 | 0.01% | 11q | HELD |
| Mariner, LLC | $528.5K | 67,074 | 0.00% | 11q | -21.6%-$145.8K |
| Kingsbury Capital Investment Advisors LLC | $519.3K | 65,897 | 0.44% | 2q | +1.0%+$5.3K |
| KMT WEALTH MANAGEMENT, LLC | $519.3K | 65,897 | 0.44% | new | NEW |
| Live Oak Private Wealth LLC | $516.7K | 65,572 | 0.06% | 25q | HELD |
| Everstar Asset Management, LLC | $511.5K | 64,911 | 0.25% | 2q | -1.8%-$9.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $508.5K | 64,859 | 0.03% | 11q | +13.8%+$61.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $497.4K | 63,120 | 0.00% | 11q | +6.3%+$29.3K |
| Accel Wealth Management | $487.1K | 61,818 | 0.11% | 11q | -4.9%-$25.2K |
Showing the largest 100 of 335 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 122 | $64.6M | 9,446,450 | 11 | 21 | 39 | 0.0% |
| Q2 2026 | 335 | $523.1M | 66,362,373 | 35 | 107 | 75 | 0.0% |
| Q1 2026 | 327 | $490.7M | 64,983,798 | 39 | 90 | 84 | 0.0% |
| Q4 2025 | 331 | $529.8M | 65,275,659 | 28 | 92 | 84 | 0.0% |
| Q3 2025 | 314 | $542.1M | 66,124,000 | 44 | 118 | 54 | 0.0% |
| Q2 2025 | 290 | $479.7M | 59,764,453 | 28 | 90 | 71 | 0.0% |
| Q1 2025 | 285 | $489.3M | 61,456,361 | 30 | 70 | 70 | 0.0% |
| Q4 2024 | 299 | $496.1M | 63,096,145 | 33 | 82 | 74 | 0.0% |
| Q3 2024 | 288 | $523.7M | 64,897,217 | 36 | 84 | 68 | 0.0% |
| Q2 2024 | 280 | $580.3M | 77,763,520 | 26 | 72 | 86 | 0.0% |
| Q1 2024 | 288 | $789.5M | 109,608,021 | 32 | 86 | 86 | 0.0% |
| Q4 2023 | 298 | $652.6M | 96,616,137 | 154 | 96 | 12 | 0.0% |
| Q3 2023 | 140 | $140.6M | 22,213,747 | 21 | 29 | 41 | 0.0% |
| Q2 2023 | 129 | $132.3M | 20,407,751 | 15 | 31 | 37 | 0.0% |
| Q1 2023 | 135 | $138.2M | 21,017,504 | 16 | 33 | 36 | 0.0% |
| Q4 2022 | 136 | $155.0M | 21,287,286 | 22 | 29 | 41 | 0.0% |
| Q3 2022 | 130 | $1.2B | 166,772,234 | 11 | 25 | 48 | 0.0% |
| Q2 2022 | 140 | $1.5B | 197,123,408 | 17 | 38 | 35 | 0.0% |
| Q1 2022 | 138 | $1.4B | 163,234,984 | 17 | 45 | 27 | 0.0% |
| Q4 2021 | 139 | $1.6B | 167,631,807 | 22 | 37 | 32 | 0.0% |
| Q3 2021 | 126 | $575.3M | 58,123,930 | 13 | 33 | 26 | 0.0% |
| Q2 2021 | 125 | $287.2M | 28,621,500 | 13 | 38 | 34 | 0.0% |
| Q1 2021 | 124 | $542.9M | 57,252,667 | 14 | 38 | 28 | 0.0% |
| Q4 2020 | 130 | $524.2M | 55,184,987 | 14 | 29 | 34 | 0.0% |
| Q3 2020 | 116 | $487.2M | 57,422,076 | 14 | 30 | 34 | 0.0% |
| Q2 2020 | 110 | $450.7M | 54,733,039 | 12 | 32 | 34 | 0.0% |
| Q1 2020 | 114 | $403.7M | 54,811,961 | 13 | 31 | 38 | 0.0% |
| Q4 2019 | 117 | $375.7M | 35,913,730 | 6 | 37 | 34 | 0.0% |
| Q3 2019 | 116 | $656.3M | 65,269,513 | 14 | 36 | 25 | 0.0% |
| Q2 2019 | 113 | $649.1M | 65,508,960 | 12 | 31 | 37 | 0.0% |
| Q1 2019 | 121 | $527.1M | 55,302,533 | 11 | 40 | 28 | 0.0% |
| Q4 2018 | 123 | $165.9M | 19,737,702 | 1 | 1 | 3 | 0.0% |