DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (KAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
39
Reporting holders
$49.4M
Reported value
0.0%
Calls
0.0%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Berkshire Money Management, Inc. | $7.7M | 269,755 | 0.71% | 8q | -44.4%-$6.2M |
| First Heartland Consultants, Inc. | $6.0M | 208,493 | 0.39% | 6q | +3.8%+$218.8K |
| SageView Advisory Group, LLC | $5.9M | 207,007 | 0.19% | 7q | -4.5%-$282.3K |
| Creative Planning | $5.9M | 207,007 | 0.00% | 2q | -4.5%-$282.3K |
| BLAIR WILLIAM & CO/IL | $3.7M | 130,848 | 0.01% | 8q | -5.2%-$204.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.4M | 118,093 | 0.00% | 8q | -3.4%-$118.3K |
| HighTower Advisors, LLC | $2.4M | 84,329 | 0.00% | 8q | -9.4%-$250.4K |
| OSAIC HOLDINGS, INC. | $2.3M | 81,306 | 0.00% | 8q | +23.5%+$442.9K |
| Kestra Advisory Services, LLC | $1.1M | 38,521 | 0.00% | 8q | -28.3%-$434.6K |
| Sherry Group, Inc. | $980.0K | 32,355 | 0.96% | 3q | +186.2%+$637.6K |
| JPMORGAN CHASE & CO | $972.6K | 33,990 | 0.00% | 2q | +1.0%+$10.0K |
| Cambridge Investment Research Advisors, Inc. | $858.0K | 29,970 | 0.00% | 8q | +95.5%+$419.0K |
| Miller Financial Services LLC | $656.2K | 22,925 | 0.53% | 7q | -17.2%-$136.3K |
| Foundations Investment Advisors, LLC | $560.4K | 19,578 | 0.01% | 7q | -0.7%-$3.7K |
| PFS Partners, LLC | $531.1K | 18,553 | 0.22% | 8q | -5.1%-$28.8K |
| RAYMOND JAMES FINANCIAL INC | $507.8K | 17,739 | 0.00% | 7q | HELD |
| Cetera Investment Advisers | $487.1K | 17,015 | 0.00% | 6q | -17.4%-$102.3K |
| WEALTH ALLIANCE, LLC | $435.7K | 15,221 | 0.04% | 4q | HELD |
| AE Wealth Management LLC | $427.1K | 14,920 | 0.00% | 8q | -3.8%-$16.7K |
| LPL Financial LLC | $420.0K | 14,672 | 0.00% | new | NEW |
| OLD MISSION CAPITAL LLC | $406.4K | 14,199 | 0.01% | 2q | -64.3%-$731.9K |
| Faithward Advisors, LLC | $388.4K | 13,569 | 0.05% | 4q | -3.5%-$14.1K |
| WealthShield Partners, LLC | $383.6K | 13,400 | 0.06% | 8q | HELD |
| Keating Financial Advisory Services, Inc. | $361.0K | 12,613 | 0.05% | 3q | +5.3%+$18.0K |
| TopTier Wealth Management, LLC | $357.8K | 12,500 | 0.22% | 3q | -28.4%-$141.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $343.4K | 11,998 | 0.00% | 3q | -38.0%-$210.2K |
| Outlook Wealth Advisors, LLC | $271.0K | 9,467 | 0.06% | 7q | HELD |
| FIDUCIARY FINANCIAL GROUP, LLC | $259.8K | 9,077 | 0.03% | 4q | HELD |
| OneDigital Investment Advisors LLC | $251.9K | 8,800 | 0.00% | 4q | HELD |
| Brookstone Capital Management | $249.3K | 8,709 | 0.00% | 8q | -7.7%-$20.8K |
| Elmwood Wealth Management, Inc. | $209.0K | 7,300 | 0.05% | new | NEW |
| IFP Advisors, Inc | $196.3K | 6,857 | 0.00% | 8q | +21.2%+$34.3K |
| DHJJ Financial Advisors, Ltd. | $120.7K | 4,217 | 0.03% | 8q | -9.4%-$12.6K |
| Capital Investment Advisory Services, LLC | $89.1K | 3,112 | 0.01% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $66.0K | 2,307 | 0.00% | 8q | HELD |
| Noble Wealth Management PBC | $28.6K | 1,000 | 0.01% | 6q | HELD |
| Capital Analysts, LLC | $23.0K | 803 | 0.00% | 8q | HELD |
| HARBOUR INVESTMENTS, INC. | $13.8K | 481 | 0.00% | 8q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $5.7K | 200 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $18.3M | 645,124 | 5 | 4 | 5 | 0.0% |
| Q2 2026 | 39 | $49.4M | 1,722,906 | 2 | 7 | 18 | 0.0% |
| Q1 2026 | 44 | $68.2M | 2,541,787 | 5 | 4 | 16 | 0.0% |
| Q4 2025 | 43 | $116.0M | 4,370,602 | 3 | 9 | 8 | 0.0% |
| Q3 2025 | 39 | $107.0M | 4,115,771 | 8 | 15 | 6 | 0.0% |
| Q2 2025 | 33 | $91.7M | 3,687,828 | 3 | 10 | 8 | 0.0% |
| Q1 2025 | 36 | $80.4M | 3,347,437 | 4 | 10 | 12 | 0.0% |
| Q4 2024 | 39 | $74.8M | 2,976,531 | 10 | 9 | 9 | 0.0% |
| Q3 2024 | 27 | $20.5M | 818,851 | 27 | 0 | 0 | 0.0% |