DaveManuel.com · Institutional Ownership · Who Owns It
KKR INCOME OPPORTUNITIES FD (KIO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
91
Reporting holders
$119.8M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $33.7M | 2,996,729 | 0.00% | 35q | +9.2%+$2.8M |
| Penserra Capital Management LLC | $13.1M | 1,161,643 | 0.10% | 8q | +4.0%+$499.3K |
| GUGGENHEIM CAPITAL LLC | $9.6M | 851,503 | 0.06% | 31q | +7.3%+$652.4K |
| UBS Group AG | $7.3M | 646,653 | 0.00% | 31q | -2.1%-$155.5K |
| WELLS FARGO & COMPANY/MN | $6.2M | 548,460 | 0.00% | 31q | -5.9%-$390.6K |
| Janney Montgomery Scott LLC | $6.0M | 536,534 | 0.01% | 4q | +14.2%+$751.6K |
| BANK OF AMERICA CORP /DE/ | $3.9M | 348,013 | 0.00% | 31q | +1.8%+$68.6K |
| Cambridge Investment Research Advisors, Inc. | $2.6M | 228,778 | 0.00% | 31q | +105.7%+$1.3M |
| Rareview Capital LLC | $2.5M | 198,863 | 1.40% | 5q | +10.1%+$229.2K |
| Kovack Advisors, Inc. | $2.5M | 216,679 | 0.12% | 14q | +60.5%+$925.2K |
| LPL Financial LLC | $2.4M | 217,250 | 0.00% | 31q | +2.0%+$48.5K |
| Shaker Financial Services, LLC | $2.0M | 175,575 | 0.62% | 6q | -44.4%-$1.6M |
| Karpus Management, Inc. | $1.8M | 162,934 | 0.05% | 6q | -3.4%-$64.8K |
| Significant Wealth Partners LLC | $1.6M | 143,556 | 1.75% | 2q | +1.7%+$27.1K |
| Capital Investment Advisors, LLC | $1.5M | 135,975 | 0.02% | 31q | -3.1%-$49.0K |
| Invesco Ltd. | $1.4M | 125,904 | 0.00% | 31q | -17.8%-$306.5K |
| RAYMOND JAMES FINANCIAL INC | $1.3M | 114,454 | 0.00% | 7q | -1.9%-$25.2K |
| J.W. COLE ADVISORS, INC. | $1.1M | 101,737 | 0.02% | new | NEW |
| Cetera Investment Advisers | $1.1M | 100,812 | 0.00% | 23q | +4.6%+$49.6K |
| Joseph P. Lucia & Associates, LLC | $1.1M | 100,022 | 0.34% | 30q | +1.0%+$11.1K |
| COHEN & STEERS, INC. | $988.0K | 87,779 | 0.00% | 5q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $904.0K | 80,300 | 0.02% | 6q | HELD |
| Baird Financial Group, Inc. | $891.2K | 79,150 | 0.00% | 6q | -4.8%-$45.0K |
| ROYAL BANK OF CANADA | $859.0K | 76,286 | 0.00% | 31q | -0.9%-$7.4K |
| Advisors Asset Management, Inc. | $830.8K | 73,782 | 0.01% | new | NEW |
| WEDBUSH SECURITIES INC | $693.0K | 61,574 | 0.02% | 13q | +42.9%+$207.9K |
| Rockefeller Capital Management L.P. | $652.1K | 57,913 | 0.00% | 27q | -12.1%-$90.0K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $587.3K | 52,154 | 0.26% | 6q | HELD |
| Bramshill Investments, LLC | $536.6K | 47,659 | 0.04% | 10q | +1.1%+$5.9K |
| NewEdge Advisors, LLC | $533.4K | 47,370 | 0.00% | 19q | -2.3%-$12.4K |
| ENVESTNET ASSET MANAGEMENT INC | $512.6K | 45,520 | 0.00% | 16q | -11.1%-$64.2K |
| PFG Investments, LLC | $489.5K | 43,469 | 0.02% | 2q | -1.8%-$9.0K |
| Carnegie Lake Advisors LLC | $482.8K | 42,874 | 0.18% | 8q | -0.6%-$2.8K |
| Aviance Capital Partners, LLC | $462.2K | 41,051 | 0.05% | 6q | +2.7%+$12.0K |
| Arax Advisory Partners | $454.1K | 40,333 | 0.00% | 5q | +706.7%+$397.8K |
| FIFTH THIRD BANCORP | $449.3K | 39,900 | 0.00% | 2q | HELD |
| Virtus Investment Advisers, LLC | $431.7K | 38,341 | 0.10% | 6q | -21.1%-$115.2K |
| STEPHENS INC /AR/ | $413.5K | 36,723 | 0.00% | 31q | HELD |
| Uncommon Cents Investing LLC | $369.2K | 32,785 | 0.08% | 6q | -0.9%-$3.4K |
| OSAIC HOLDINGS, INC. | $342.0K | 30,368 | 0.00% | 26q | +17.0%+$49.6K |
| Total Wealth Planning & Management, Inc. | $329.2K | 29,238 | 0.22% | 2q | +14.0%+$40.4K |
| Equitable Holdings, Inc. | $322.2K | 28,615 | 0.00% | 2q | +33.4%+$80.6K |
| XTX Topco Ltd | $302.4K | 26,857 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $256.9K | 22,813 | 0.00% | new | NEW |
| WealthTrust Axiom LLC | $235.2K | 20,889 | 0.05% | 6q | -4.8%-$12.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $227.5K | 20,040 | 0.00% | 7q | -3.9%-$9.2K |
| Apollon Wealth Management, LLC | $221.0K | 19,629 | 0.00% | 7q | HELD |
| STIFEL FINANCIAL CORP | $200.3K | 17,793 | 0.00% | 18q | -1.7%-$3.5K |
| Fortitude Advisory Group L.L.C. | $180.9K | 16,066 | 0.07% | 6q | HELD |
| RIK SAYLOR FINANCIAL, INC. | $177.7K | 15,785 | 0.12% | 7q | HELD |
| SeaCrest Wealth Management, LLC | $176.6K | 15,682 | 0.02% | 17q | +2.4%+$4.2K |
| Herold Advisors, Inc. | $163.0K | 14,440 | 0.03% | 5q | +20.2%+$27.3K |
| Hennion & Walsh Asset Management, Inc. | $157.6K | 13,992 | 0.00% | 9q | -49.7%-$155.9K |
| Graves Light Lenhart Wealth, Inc. | $154.6K | 13,728 | 0.01% | 31q | HELD |
| BlackRock, Inc. | $153.8K | 13,654 | 0.00% | 3q | -1.6%-$2.5K |
| Concurrent Investment Advisors, LLC | $151.6K | 13,464 | 0.00% | 11q | HELD |
| Plotkin Financial Advisors, LLC | $145.7K | 12,938 | 0.06% | 2q | HELD |
| UHLMANN PRICE SECURITIES, LLC | $145.0K | 12,877 | 0.01% | 6q | +3.2%+$4.5K |
| HighTower Advisors, LLC | $137.8K | 12,242 | 0.00% | 30q | -3.9%-$5.6K |
| Corient Private Wealth LP | $137.4K | 12,206 | 0.00% | 5q | -60.4%-$209.8K |
| Creative Planning | $127.3K | 11,306 | 0.00% | new | NEW |
| Gator Capital Management, LLC | $125.0K | 11,102 | 0.03% | 19q | HELD |
| GILL CAPITAL PARTNERS, LLC | $124.1K | 11,018 | 0.03% | 6q | -1.0%-$1.2K |
| CoreCap Advisors, LLC | $118.5K | 10,520 | 0.00% | 10q | +2491.1%+$113.9K |
| B. Riley Wealth Advisors, Inc. | $114.6K | 10,148 | 0.01% | 3q | +0.6% |
| BFC Planning, Inc. | $75.4K | 6,693 | 0.00% | 7q | +296.5%+$56.4K |
| BESSEMER GROUP INC | $68.0K | 6,000 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $60.5K | 5,372 | 0.00% | 6q | HELD |
| US BANCORP \DE\ | $57.2K | 5,076 | 0.00% | 7q | HELD |
| Global Retirement Partners, LLC | $42.4K | 3,769 | 0.00% | 2q | +143.8%+$25.0K |
| EverSource Wealth Advisors, LLC | $33.5K | 2,971 | 0.00% | 5q | HELD |
| HARBOUR INVESTMENTS, INC. | $31.0K | 2,753 | 0.00% | 2q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $16.9K | 1,504 | 0.00% | 4q | -31.6%-$7.8K |
| Pinnacle Wealth Planning Services, Inc. | $15.3K | 1,361 | 0.00% | 3q | +25.7%+$3.1K |
| Atlantic Union Bankshares Corp | $14.7K | 1,305 | 0.00% | 6q | HELD |
| Noble Wealth Management PBC | $9.0K | 800 | 0.00% | 2q | HELD |
| Osbon Capital Management LLC | $6.5K | 574 | 0.01% | 2q | +86.4%+$3.0K |
| WPG Advisers, LLC | $6.1K | 541 | 0.00% | 5q | +28.2%+$1.3K |
| Ameritas Advisory Services, LLC | $4.2K | 371 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $2.8K | 250 | 0.00% | 4q | HELD |
| JPMORGAN CHASE & CO | $2.6K | 230 | 0.00% | 14q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $2.3K | 205 | 0.00% | new | FIRST |
| Mountain Hill Investment Partners Corp. | $1.8K | 163 | 0.00% | 7q | +3.2% |
| Steward Partners Investment Advisory, LLC | $1.8K | 162 | 0.00% | 5q | HELD |
| Strategic Advocates LLC | $1.5K | 135 | 0.01% | 6q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $1.3K | 114 | 0.00% | 2q | HELD |
| JFS WEALTH ADVISORS, LLC | $1.0K | 93 | 0.00% | new | NEW |
| TSFG, LLC | $1.0K | 67 | 0.00% | 6q | HELD |
| Tower Research Capital LLC (TRC) | $462 | 41 | 0.00% | new | NEW |
| ASSETMARK, INC | $180 | 16 | 0.00% | 10q | HELD |
| CITIGROUP INC | $11 | 1 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 23 | $5.7M | 555,497 | 3 | 7 | 6 | 0.0% |
| Q2 2026 | 91 | $119.8M | 10,615,014 | 9 | 30 | 25 | 0.0% |
| Q1 2026 | 94 | $114.7M | 10,404,135 | 14 | 25 | 35 | 0.0% |
| Q4 2025 | 96 | $119.6M | 10,309,218 | 14 | 36 | 28 | 0.0% |
| Q3 2025 | 96 | $133.0M | 10,560,283 | 11 | 35 | 27 | 0.0% |
| Q2 2025 | 96 | $140.9M | 11,221,735 | 17 | 34 | 28 | 0.0% |
| Q1 2025 | 84 | $151.5M | 12,325,812 | 28 | 30 | 8 | 0.0% |
| Q4 2024 | 66 | $71.3M | 5,332,360 | 7 | 22 | 16 | 0.0% |
| Q3 2024 | 59 | $73.9M | 5,013,264 | 10 | 16 | 17 | 0.0% |
| Q2 2024 | 52 | $66.9M | 4,885,028 | 7 | 11 | 20 | 0.0% |
| Q1 2024 | 55 | $107.6M | 7,942,537 | 13 | 20 | 7 | 0.0% |
| Q4 2023 | 56 | $90.2M | 7,173,323 | 8 | 19 | 14 | 0.0% |
| Q3 2023 | 57 | $83.7M | 6,995,734 | 8 | 15 | 22 | 0.0% |
| Q2 2023 | 57 | $85.9M | 7,397,714 | 6 | 19 | 19 | 0.0% |
| Q1 2023 | 63 | $86.9M | 7,921,545 | 19 | 28 | 10 | 0.0% |
| Q4 2022 | 48 | $56.4M | 5,120,734 | 5 | 16 | 19 | 0.0% |
| Q3 2022 | 50 | $200.5M | 17,525,574 | 5 | 23 | 11 | 0.0% |
| Q2 2022 | 55 | $58.1M | 4,906,487 | 10 | 25 | 11 | 0.0% |
| Q1 2022 | 49 | $66.3M | 4,597,018 | 10 | 14 | 15 | 0.0% |
| Q4 2021 | 45 | $71.4M | 4,219,997 | 5 | 17 | 13 | 0.0% |
| Q3 2021 | 43 | $62.1M | 3,789,233 | 1 | 14 | 17 | 0.0% |
| Q2 2021 | 46 | $62.9M | 3,768,351 | 3 | 17 | 15 | 0.0% |
| Q1 2021 | 51 | $62.3M | 3,937,386 | 6 | 21 | 14 | 0.0% |
| Q4 2020 | 52 | $52.9M | 3,668,793 | 7 | 19 | 17 | 0.0% |
| Q3 2020 | 46 | $40.5M | 2,999,111 | 2 | 14 | 21 | 0.0% |
| Q2 2020 | 48 | $43.1M | 3,495,241 | 3 | 17 | 16 | 0.0% |
| Q1 2020 | 53 | $50.2M | 5,217,668 | 14 | 14 | 16 | 0.0% |
| Q4 2019 | 45 | $63.9M | 4,046,156 | 2 | 18 | 15 | 0.0% |
| Q3 2019 | 44 | $62.8M | 4,030,616 | 2 | 17 | 18 | 0.0% |
| Q2 2019 | 43 | $282.2M | 17,937,648 | 3 | 17 | 17 | 0.0% |
| Q1 2019 | 49 | $334.8M | 18,717,687 | 4 | 21 | 15 | 0.0% |
| Q4 2018 | 55 | $66.2M | 4,644,348 | 1 | 1 | 1 | 0.0% |