DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (KOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 28 quarters.
99
Reporting holders
$112.6M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| HighTower Advisors, LLC | $11.1M | 297,483 | 0.01% | 15q | +3.5%+$370.9K |
| Compass Financial Group, Inc. | $8.9M | 239,489 | 3.78% | 8q | HELD |
| OSAIC HOLDINGS, INC. | $6.8M | 181,221 | 0.01% | 26q | +8.2%+$515.5K |
| PRINCIPAL SECURITIES, INC. | $6.2M | 166,573 | 0.07% | 11q | HELD |
| SageView Advisory Group, LLC | $6.1M | 163,752 | 0.20% | 7q | -4.7%-$303.9K |
| Creative Planning | $6.1M | 163,752 | 0.00% | 2q | -4.7%-$303.9K |
| Cetera Investment Advisers | $5.1M | 136,706 | 0.00% | 19q | -22.7%-$1.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.7M | 125,507 | 0.01% | 19q | -2.4%-$113.3K |
| BFI Wealth Solutions, LLC | $3.7M | 98,837 | 2.73% | 3q | +10.9%+$364.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.6M | 70,589 | 0.00% | new | NEW |
| LPL Financial LLC | $2.3M | 61,892 | 0.00% | 11q | +10.0%+$210.0K |
| Global Strategic Investment Solutions, LLC | $1.9M | 51,826 | 0.17% | 16q | -6.0%-$124.1K |
| DHJJ Financial Advisors, Ltd. | $1.9M | 49,663 | 0.53% | 23q | HELD |
| OLD MISSION CAPITAL LLC | $1.8M | 47,087 | 0.03% | 2q | +20.5%+$298.7K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.7M | 44,431 | 0.21% | 15q | HELD |
| Valtinson Bruner Financial Planning LLC | $1.6M | 42,093 | 0.39% | 15q | -0.7%-$11.0K |
| OneDigital Investment Advisors LLC | $1.6M | 41,960 | 0.01% | 4q | +16.8%+$225.0K |
| Focus Partners Wealth | $1.4M | 38,791 | 0.00% | 9q | +0.5%+$7.9K |
| Cambridge Investment Research Advisors, Inc. | $1.4M | 38,474 | 0.00% | 23q | +72.4%+$603.8K |
| TRUIST FINANCIAL CORP | $1.4M | 38,010 | 0.00% | 19q | -29.2%-$585.2K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 37,409 | 0.00% | 14q | -28.7%-$562.2K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.4M | 37,226 | 0.07% | 6q | +12.2%+$151.2K |
| Kestra Advisory Services, LLC | $1.3M | 35,934 | 0.00% | 23q | -14.8%-$233.3K |
| Capital Investment Advisory Services, LLC | $1.3M | 35,029 | 0.08% | 14q | HELD |
| Stratos Wealth Advisors, LLC | $1.2M | 32,415 | 0.07% | 11q | -2.9%-$35.7K |
| Arax Advisory Partners | $1.1M | 29,396 | 0.01% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.0M | 27,444 | 0.02% | 16q | +2.2%+$22.4K |
| RAYMOND JAMES FINANCIAL INC | $987.7K | 26,437 | 0.00% | 7q | -0.5%-$5.4K |
| IFP Advisors, Inc | $957.1K | 25,617 | 0.02% | 19q | -6.2%-$63.5K |
| Wood Tarver Financial Group, LLC | $861.0K | 23,056 | 0.20% | 7q | HELD |
| Concurrent Investment Advisors, LLC | $851.0K | 22,779 | 0.01% | 4q | -4.0%-$35.9K |
| GOLDMAN SACHS GROUP INC | $833.0K | 22,296 | 0.00% | 2q | -10.8%-$101.0K |
| Janney Montgomery Scott LLC | $784.0K | 20,975 | 0.00% | 4q | HELD |
| Fragasso Financial Advisors Inc | $760.4K | 20,353 | 0.04% | 19q | HELD |
| Compass Advisory Group LLC | $759.4K | 20,326 | 0.18% | 16q | HELD |
| Long Island Wealth Management, Inc. | $732.2K | 19,598 | 0.30% | 11q | HELD |
| WEALTH ALLIANCE, LLC | $723.9K | 19,375 | 0.06% | 15q | -6.8%-$52.5K |
| RETIREMENT GUYS FORMULA LLC | $692.7K | 18,541 | 0.26% | 6q | -0.9%-$6.1K |
| Cape Investment Advisory, Inc. | $691.2K | 18,500 | 0.18% | 3q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $651.8K | 17,447 | 0.03% | 19q | -0.5%-$3.4K |
| Advisory Services Network, LLC | $558.7K | 14,954 | 0.01% | 11q | HELD |
| FIDUCIARY FINANCIAL GROUP, LLC | $511.8K | 13,699 | 0.06% | 3q | HELD |
| Keating Financial Advisory Services, Inc. | $498.8K | 13,352 | 0.07% | 3q | HELD |
| Todd Wealth Management, LLC | $495.4K | 13,260 | 0.38% | 3q | HELD |
| Cornerstone Wealth, LLC/TN | $495.0K | 13,210 | 0.25% | 2q | HELD |
| Diligent Investors, LLC | $487.0K | 13,036 | 0.11% | 11q | -7.1%-$37.4K |
| AXXCESS WEALTH MANAGEMENT, LLC | $456.8K | 12,228 | 0.01% | 4q | HELD |
| FSA Advisors, Inc. | $447.7K | 11,984 | 0.21% | 11q | -1.1%-$5.2K |
| Quantinno Capital Management LP | $427.3K | 11,438 | 0.00% | 4q | HELD |
| WEDBUSH SECURITIES INC | $422.0K | 11,300 | 0.01% | 7q | HELD |
| Tradition Wealth Management, LLC | $405.4K | 10,850 | 0.02% | 10q | -8.4%-$37.4K |
| PFS Partners, LLC | $402.6K | 10,776 | 0.16% | 7q | HELD |
| First Commonwealth Financial Corp /PA/ | $398.1K | 10,656 | 0.06% | 15q | +71.7%+$166.3K |
| AE Wealth Management LLC | $376.5K | 10,077 | 0.00% | 7q | -2.9%-$11.2K |
| Capital Analysts, LLC | $376.0K | 10,070 | 0.01% | 16q | HELD |
| TopTier Wealth Management, LLC | $365.2K | 9,774 | 0.22% | 3q | -2.0%-$7.4K |
| MML INVESTORS SERVICES, LLC | $358.4K | 9,593 | 0.00% | 3q | +35.1%+$93.0K |
| Sigma Planning Corp | $349.7K | 9,359 | 0.01% | 3q | +0.6%+$2.2K |
| CAPTRUST FINANCIAL ADVISORS | $347.4K | 9,300 | 0.00% | 14q | HELD |
| BCS Wealth Management | $339.6K | 9,090 | 0.06% | 15q | -7.9%-$29.0K |
| NewEdge Advisors, LLC | $331.3K | 8,867 | 0.00% | 11q | +15.8%+$45.2K |
| NorthCrest Asset Manangement, LLC | $328.0K | 8,776 | 0.01% | 4q | HELD |
| Prime Capital Investment Advisors, LLC | $325.0K | 8,700 | 0.00% | 3q | -8.1%-$28.5K |
| WEALTHGARDEN F.S. LLC | $319.6K | 8,555 | 0.18% | 4q | HELD |
| Advisor OS, LLC | $315.1K | 8,435 | 0.02% | 2q | -3.4%-$11.2K |
| Bullseye Investment Management, LLC | $307.8K | 8,240 | 0.15% | 11q | HELD |
| Private Advisor Group, LLC | $290.3K | 7,770 | 0.00% | 3q | HELD |
| CRA Financial Services, LLC | $284.7K | 7,620 | 0.03% | 15q | HELD |
| CITADEL ADVISORS LLC | $281.5K | 7,535 | 0.00% | 2q | +12.5%+$31.2K |
| Vantage Point Financial LLC | $267.3K | 7,155 | 0.08% | 7q | HELD |
| World Investment Advisors | $263.0K | 7,224 | 0.00% | 3q | -3.5%-$9.5K |
| First Heartland Consultants, Inc. | $260.1K | 6,961 | 0.02% | 10q | -15.6%-$48.2K |
| CoreCap Advisors, LLC | $259.9K | 6,957 | 0.01% | 10q | +48.3%+$84.6K |
| Outlook Wealth Advisors, LLC | $254.3K | 6,808 | 0.05% | 11q | -22.2%-$72.8K |
| SIGNATUREFD, LLC | $243.8K | 6,527 | 0.00% | 8q | HELD |
| MAI Capital Management | $239.7K | 6,415 | 0.00% | 3q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $235.2K | 15,063 | 0.00% | 5q | -7.1%-$17.9K |
| Elmwood Wealth Management, Inc. | $227.9K | 6,100 | 0.06% | 4q | -27.8%-$87.8K |
| Schulz Wealth, LTD. | $221.5K | 5,930 | 0.11% | new | NEW |
| James T. Borello RIA | $221.1K | 5,919 | 0.05% | 7q | HELD |
| WINNACLE WEALTH LLC | $219.5K | 5,876 | 0.15% | 4q | -2.3%-$5.1K |
| RED REEF ADVISORS LLC | $169.1K | 4,526 | 0.16% | 3q | -4.2%-$7.5K |
| Ashton Thomas Private Wealth, LLC | $139.7K | 3,740 | 0.00% | 2q | HELD |
| AdvisorNet Financial, Inc | $123.5K | 3,306 | 0.01% | 12q | HELD |
| WealthShield Partners, LLC | $121.4K | 3,250 | 0.02% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $89.2K | 2,387 | 0.00% | 11q | HELD |
| Noble Wealth Management PBC | $67.2K | 1,800 | 0.03% | 5q | HELD |
| Financial Network Wealth Advisors LLC | $46.3K | 1,238 | 0.05% | 8q | HELD |
| HARBOUR INVESTMENTS, INC. | $42.6K | 1,141 | 0.00% | 19q | -13.8%-$6.8K |
| GILPIN WEALTH MANAGEMENT, LLC | $14.9K | 400 | 0.01% | 3q | HELD |
| Larson Financial Group LLC | $13.2K | 353 | 0.00% | 7q | -29.4%-$5.5K |
| PlanVest Financial, Inc | $13.1K | 350 | 0.01% | 2q | HELD |
| Luminist Capital LLC | $12.2K | 337 | 0.01% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $11.5K | 307 | 0.00% | 3q | HELD |
| Vision Retirement, LLC | $11.4K | 305 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $8.6K | 230 | 0.00% | 4q | HELD |
| Farther Finance Advisors, LLC | $6.7K | 180 | 0.00% | 2q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $3.7K | 100 | 0.00% | 5q | HELD |
| MORGAN STANLEY | $37 | 1 | 0.00% | 11q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 38 | $24.5M | 657,519 | 1 | 9 | 9 | 0.0% |
| Q2 2026 | 99 | $112.6M | 3,021,679 | 5 | 16 | 34 | 0.0% |
| Q1 2026 | 98 | $103.3M | 3,051,215 | 7 | 18 | 28 | 0.0% |
| Q4 2025 | 97 | $92.9M | 2,758,863 | 12 | 35 | 17 | 0.0% |
| Q3 2025 | 87 | $72.6M | 2,200,225 | 15 | 15 | 28 | 0.0% |
| Q2 2025 | 83 | $67.9M | 2,225,466 | 2 | 12 | 30 | 0.0% |
| Q1 2025 | 92 | $70.9M | 2,422,253 | 10 | 13 | 33 | 0.0% |
| Q4 2024 | 90 | $84.8M | 2,773,561 | 17 | 36 | 15 | 0.0% |
| Q3 2024 | 71 | $64.8M | 2,108,392 | 7 | 18 | 24 | 0.0% |
| Q2 2024 | 74 | $56.7M | 1,960,732 | 5 | 14 | 26 | 0.0% |
| Q1 2024 | 77 | $62.8M | 2,173,723 | 7 | 17 | 25 | 0.0% |
| Q4 2023 | 79 | $57.4M | 2,086,936 | 25 | 32 | 9 | 0.0% |
| Q3 2023 | 54 | $31.2M | 1,216,146 | 6 | 7 | 23 | 0.0% |
| Q2 2023 | 54 | $49.1M | 1,813,179 | 4 | 9 | 18 | 0.0% |
| Q1 2023 | 51 | $49.0M | 1,889,254 | 7 | 8 | 14 | 0.0% |
| Q4 2022 | 52 | $60.4M | 2,386,662 | 18 | 16 | 7 | 0.0% |
| Q3 2022 | 33 | $17.5M | 721,105 | 6 | 8 | 6 | 0.0% |
| Q2 2022 | 36 | $15.1M | 622,804 | 3 | 6 | 10 | 0.0% |
| Q1 2022 | 38 | $75.7M | 2,880,505 | 3 | 17 | 6 | 0.0% |
| Q4 2021 | 39 | $76.5M | 2,792,505 | 15 | 12 | 1 | 0.0% |
| Q3 2021 | 24 | $825.1M | 30,614,510 | 2 | 5 | 8 | 0.0% |
| Q2 2021 | 28 | $23.0M | 860,027 | 1 | 7 | 6 | 0.0% |
| Q1 2021 | 32 | $24.7M | 933,713 | 9 | 7 | 7 | 0.0% |
| Q4 2020 | 31 | $30.1M | 1,158,767 | 12 | 4 | 7 | 0.0% |
| Q3 2020 | 17 | $18.6M | 771,535 | 7 | 6 | 3 | 0.0% |
| Q2 2020 | 16 | $10.9M | 444,963 | 6 | 2 | 5 | 0.0% |
| Q1 2020 | 16 | $12.8M | 583,127 | 5 | 3 | 3 | 0.0% |
| Q4 2019 | 13 | $11.3M | 445,487 | 13 | 0 | 0 | 0.0% |