DaveManuel.com · Institutional Ownership · Who Owns It
LAZARD GLOBAL TOTAL RETURN & (LGI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
42
Reporting holders
$36.6M
Reported value
0.0%
Calls
0.0%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $8.5M | 461,527 | 0.00% | 35q | HELD |
| GUGGENHEIM CAPITAL LLC | $4.0M | 215,269 | 0.03% | 25q | +9.8%+$356.6K |
| RAYMOND JAMES FINANCIAL INC | $3.4M | 184,988 | 0.00% | 7q | -0.7%-$25.4K |
| LPL Financial LLC | $3.3M | 180,552 | 0.00% | 31q | +4.7%+$150.2K |
| STIFEL FINANCIAL CORP | $2.3M | 125,772 | 0.00% | 31q | +1.3%+$29.6K |
| WELLS FARGO & COMPANY/MN | $2.3M | 124,685 | 0.00% | 31q | +2.1%+$48.1K |
| ROYAL BANK OF CANADA | $2.1M | 115,659 | 0.00% | 31q | +3.3%+$67.5K |
| OSAIC HOLDINGS, INC. | $1.7M | 93,070 | 0.00% | 26q | -3.9%-$69.9K |
| Steward Partners Investment Advisory, LLC | $905.7K | 49,010 | 0.00% | 29q | +2.8%+$25.0K |
| UBS Group AG | $705.5K | 38,175 | 0.00% | 31q | -10.0%-$78.7K |
| EVOLVE PRIVATE WEALTH, LLC | $648.9K | 35,111 | 0.04% | 3q | -6.8%-$47.7K |
| FLAGSHIP HARBOR ADVISORS, LLC | $616.6K | 33,364 | 0.02% | 8q | +8.0%+$45.8K |
| BENJAMIN EDWARDS INC | $595.1K | 32,194 | 0.01% | 8q | -5.2%-$32.8K |
| &PARTNERS | $586.0K | 31,711 | 0.00% | 3q | +38.4%+$162.5K |
| BANK OF AMERICA CORP /DE/ | $583.3K | 31,565 | 0.00% | 31q | -0.7%-$4.3K |
| Mezzasalma Advisors, LLC | $555.3K | 30,048 | 0.11% | 7q | -8.1%-$48.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $452.1K | 24,123 | 0.00% | 12q | +40.9%+$131.2K |
| AMERIPRISE FINANCIAL INC | $394.2K | 21,331 | 0.00% | 22q | +10.3%+$36.8K |
| PMG Family Office LLC | $360.8K | 19,525 | 0.33% | 4q | +5.3%+$18.2K |
| Cetera Investment Advisers | $294.4K | 15,933 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $292.3K | 15,815 | 0.01% | 10q | +3.9%+$11.1K |
| Wilmington Savings Fund Society, FSB | $265.2K | 14,353 | 0.01% | 8q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $260.1K | 14,073 | 0.00% | 3q | +32.0%+$63.0K |
| Waverly Advisors, LLC | $248.3K | 13,435 | 0.00% | 7q | -10.2%-$28.1K |
| Kovack Advisors, Inc. | $242.6K | 13,080 | 0.01% | 2q | +0.6%+$1.4K |
| CARY STREET PARTNERS FINANCIAL LLC | $215.5K | 11,661 | 0.00% | 3q | HELD |
| Janney Montgomery Scott LLC | $194.0K | 10,488 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $120.3K | 6,509 | 0.00% | 31q | -19.0%-$28.2K |
| NewEdge Advisors, LLC | $113.0K | 6,116 | 0.00% | 19q | HELD |
| Institute for Wealth Management, LLC. | $47.6K | 2,574 | 0.00% | new | NEW |
| Allworth Financial LP | $37.0K | 2,000 | 0.00% | 5q | HELD |
| Colonial Trust Co / SC | $26.0K | 1,433 | 0.00% | 2q | HELD |
| LANARK FINANCIAL, INC. | $17.9K | 966 | 0.00% | 6q | +2.7% |
| Atlantic Union Bankshares Corp | $13.4K | 725 | 0.00% | 5q | HELD |
| MATHER GROUP, LLC. | $10.1K | 544 | 0.00% | new | NEW |
| Strategic Advocates LLC | $8.3K | 451 | 0.03% | 6q | HELD |
| MB, LEVIS & ASSOCIATES, LLC | $7.4K | 400 | 0.00% | new | NEW |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | $5.5K | 300 | 0.00% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $4.3K | 234 | 0.00% | 8q | -30.4%-$1.9K |
| HIGHLINE WEALTH PARTNERS LLC | $3.1K | 167 | 0.00% | 4q | HELD |
| Parallel Advisors, LLC | $2.9K | 159 | 0.00% | 25q | HELD |
| Arax Advisory Partners | $1.9K | 102 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-14 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 9.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $3.6M | 209,975 | 3 | 5 | 0 | 0.0% |
| Q2 2026 | 42 | $36.6M | 1,979,197 | 6 | 15 | 10 | 0.0% |
| Q1 2026 | 46 | $32.8M | 2,039,407 | 9 | 17 | 12 | 0.0% |
| Q4 2025 | 39 | $34.5M | 1,979,584 | 6 | 16 | 9 | 0.0% |
| Q3 2025 | 38 | $33.2M | 1,915,882 | 6 | 11 | 11 | 0.0% |
| Q2 2025 | 37 | $38.3M | 2,279,342 | 3 | 17 | 7 | 0.0% |
| Q1 2025 | 41 | $36.8M | 2,385,677 | 3 | 14 | 13 | 0.0% |
| Q4 2024 | 44 | $42.4M | 2,651,742 | 9 | 8 | 14 | 0.0% |
| Q3 2024 | 40 | $57.7M | 3,183,985 | 6 | 9 | 14 | 0.0% |
| Q2 2024 | 36 | $58.9M | 3,535,454 | 1 | 10 | 16 | 0.0% |
| Q1 2024 | 42 | $67.1M | 4,111,372 | 6 | 14 | 13 | 0.0% |
| Q4 2023 | 42 | $54.8M | 3,577,688 | 3 | 12 | 17 | 0.0% |
| Q3 2023 | 43 | $41.5M | 2,995,594 | 6 | 17 | 9 | 0.0% |
| Q2 2023 | 37 | $42.1M | 2,693,878 | 7 | 9 | 12 | 0.0% |
| Q1 2023 | 36 | $38.8M | 2,514,977 | 3 | 14 | 10 | 0.0% |
| Q4 2022 | 40 | $35.5M | 2,426,058 | 4 | 13 | 17 | 0.0% |
| Q3 2022 | 42 | $33.9M | 2,503,093 | 6 | 14 | 14 | 0.0% |
| Q2 2022 | 40 | $42.0M | 2,724,275 | 5 | 18 | 8 | 0.0% |
| Q1 2022 | 39 | $49.0M | 2,734,721 | 2 | 15 | 13 | 0.0% |
| Q4 2021 | 43 | $70.5M | 3,490,119 | 4 | 12 | 11 | 0.0% |
| Q3 2021 | 38 | $57.2M | 2,853,432 | 5 | 15 | 9 | 0.0% |
| Q2 2021 | 38 | $57.0M | 2,742,268 | 6 | 11 | 13 | 0.0% |
| Q1 2021 | 37 | $59.0M | 3,068,505 | 2 | 7 | 14 | 0.0% |
| Q4 2020 | 40 | $61.0M | 3,425,171 | 2 | 13 | 17 | 0.0% |
| Q3 2020 | 41 | $54.2M | 3,498,402 | 2 | 16 | 12 | 0.0% |
| Q2 2020 | 50 | $51.1M | 3,626,312 | 6 | 18 | 16 | 0.0% |
| Q1 2020 | 49 | $39.9M | 3,313,668 | 7 | 17 | 14 | 0.0% |
| Q4 2019 | 53 | $59.4M | 3,588,224 | 19 | 17 | 4 | 0.0% |
| Q3 2019 | 33 | $55.8M | 3,567,244 | 0 | 13 | 10 | 0.0% |
| Q2 2019 | 37 | $57.0M | 3,527,388 | 5 | 11 | 15 | 0.0% |
| Q1 2019 | 36 | $54.7M | 3,541,579 | 3 | 12 | 13 | 0.0% |
| Q4 2018 | 36 | $50.4M | 3,703,780 | 1 | 3 | 0 | 0.0% |