LUMENTUM HLDGS INC (LITE)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Institutions report 82,461,071 shares against 89,700,000 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. A figure this high can overstate: where an adviser and a sub-adviser both report the same shares, both are counted.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $7.9B incl. $24.9M options CALL | 9,179,958 | 0.12% | 8q | +17.1%+$1.2B |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.5B incl. $6.3B options CALL+PUT | 254,435 | 0.51% | 31q | -26.6%-$2.4B |
| JANE STREET GROUP, LLC | $4.7B incl. $4.5B options CALL+PUT | 292,835 | 0.39% | 31q | -69.4%-$10.7B |
| VANGUARD CAPITAL MANAGEMENT LLC | $4.4B | 5,078,410 | 0.09% | 2q | +9.5%+$376.4M |
| JPMORGAN CHASE & CO | $3.6B incl. $149.8M options CALL+PUT | 4,059,807 | 0.20% | 31q | +38.0%+$993.5M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $3.5B | 4,092,283 | 0.16% | 2q | +10.6%+$335.3M |
| FMR LLC | $3.0B | 3,519,154 | 0.13% | 31q | -51.0%-$3.1B |
| STATE STREET CORP | $3.0B | 3,453,717 | 0.09% | 31q | +13.7%+$356.2M |
| Invesco Ltd. | $2.7B incl. $11.0M options CALL | 3,176,260 | 0.22% | 31q | +170.0%+$1.7B |
| CITADEL ADVISORS LLC | $2.1B incl. $2.0B options CALL+PUT | 102,604 | 0.24% | 31q | -27.1%-$782.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $1.9B | 2,245,102 | 0.10% | 31q | +5.5%+$100.7M |
| D. E. Shaw & Co., Inc. | $1.8B incl. $1.2B options CALL+PUT | 668,011 | 0.86% | 5q | +4669.5%+$1.8B |
| Jupiter Topco LLC | $1.6B | 1,889,608 | 0.66% | new | FIRST |
| SG Americas Securities, LLC | $1.3B incl. $984.0M options CALL+PUT | 391,443 | 0.74% | 4q | +5.4%+$68.1M |
| IMC-Chicago, LLC | $1.3B incl. $1.3B options CALL+PUT | 7,334 | 0.31% | 8q | -92.2%-$15.0B |
| UBS Group AG | $1.2B incl. $904.9M options CALL+PUT | 346,061 | 0.15% | 31q | -75.5%-$3.7B |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $1.2B | 1,370,571 | 0.52% | 5q | +238.5%+$828.6M |
| MORGAN STANLEY | $1.1B | 1,309,986 | 0.06% | 35q | +27.5%+$242.3M |
| GOLDMAN SACHS GROUP INC | $1.1B incl. $100.9M options PUT | 1,107,958 | 0.09% | 31q | +24.4%+$206.1M |
| NORGES BANK | $1.0B | 1,168,079 | 0.10% | 32q | -9.3%-$102.3M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $844.3M | 983,932 | 0.11% | 31q | +1.0%+$8.5M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $806.7M | 940,170 | 0.08% | 31q | -28.2%-$317.3M |
| Value Aligned Research Advisors, LLC | $636.8M incl. $6.3M options CALL | 734,687 | 1.59% | 3q | -30.5%-$279.6M |
| Marex Group Ltd | $628.5M incl. $171.6M options PUT | 532,513 | 2.67% | 2q | -37.9%-$383.2M |
| HSBC HOLDINGS PLC | $624.5M incl. $344.6M options CALL+PUT | 329,022 | 0.26% | 5q | -31.8%-$291.6M |
| BANK OF MONTREAL /CAN/ | $620.4M | 723,041 | 0.20% | 31q | +169.8%+$390.4M |
| T. Rowe Price Investment Management, Inc. | $599.8M | 698,988 | 0.39% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $581.6M | 677,839 | 0.04% | 31q | +18.4%+$90.3M |
| Amundi | $565.0M | 658,427 | 0.14% | 7q | +188.7%+$369.3M |
| Capital World Investors | $547.6M | 638,222 | 0.06% | 8q | -51.4%-$579.7M |
| NOMURA HOLDINGS INC | $544.5M incl. $526.6M options CALL+PUT | 20,852 | 0.64% | 9q | -47.2%-$487.2M |
| Nuveen, LLC | $537.2M | 626,008 | 0.13% | 6q | +14.5%+$67.9M |
| NORTHERN TRUST CORP | $535.6M | 624,207 | 0.06% | 31q | +8.0%+$39.7M |
| Squarepoint Ops LLC | $533.5M incl. $248.7M options CALL+PUT | 331,988 | 0.59% | 7q | +61.7%+$203.7M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $517.8M | 603,512 | 0.37% | 28q | HELD |
| Winslow Capital Management, LLC | $511.0M | 595,561 | 1.76% | new | NEW |
| Clear Street Group Inc. | $502.6M | 585,683 | 1.27% | 2q | +41.4%+$147.2M |
| WT Asset Management Ltd | $494.7M | 576,519 | 9.79% | 5q | -58.2%-$689.6M |
| BNP PARIBAS FINANCIAL MARKETS | $482.2M incl. $7.8M options CALL+PUT | 552,811 | 0.17% | 15q | +2.1%+$10.1M |
| FULLER & THALER ASSET MANAGEMENT, INC. | $464.8M | 541,679 | 1.27% | 8q | -7.8%-$39.5M |
| BARCLAYS PLC | $449.3M incl. $56.7M options CALL+PUT | 457,548 | 0.09% | 31q | -17.7%-$96.7M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $429.9M | 501,031 | 0.08% | 31q | +25.4%+$87.0M |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | $417.1M | 486,116 | 0.32% | 4q | +13.7%+$50.4M |
| FRANKLIN RESOURCES INC | $410.9M | 478,858 | 0.09% | 10q | +60.2%+$154.5M |
| Jericho Capital Asset Management L.P. | $405.2M | 472,235 | 3.35% | new | NEW |
| VOYA INVESTMENT MANAGEMENT LLC | $392.5M | 457,410 | 0.34% | 31q | +17.8%+$59.3M |
| Bank of New York Mellon Corp | $385.4M | 449,159 | 0.06% | 31q | -1.7%-$6.6M |
| VANGUARD FIDUCIARY TRUST CO | $382.2M | 445,451 | 0.08% | 2q | +10.7%+$36.8M |
| Legal & General Group Plc | $376.5M | 438,826 | 0.08% | 31q | +61.0%+$142.7M |
| AXIOM INVESTORS LLC /DE | $348.8M | 406,459 | 3.02% | 2q | +24459.5%+$347.3M |
| Walleye Trading LLC | $345.6M CALL+PUT | options only | 0.39% | 31q | OPTIONS |
| AQR CAPITAL MANAGEMENT LLC | $343.5M | 400,737 | 0.12% | 5q | +5.1%+$16.8M |
| Evergreen Quality Fund GP, Ltd. | $343.1M | 399,855 | 5.53% | 3q | +491.0%+$285.0M |
| Polar Capital Holdings Plc | $334.9M | 390,287 | 0.79% | 10q | -45.8%-$282.5M |
| FEDERATED HERMES, INC. | $331.6M | 386,416 | 0.48% | 31q | +34.4%+$84.9M |
| CITIGROUP INC | $328.6M incl. $73.8M options CALL+PUT | 297,009 | 0.11% | 31q | -24.3%-$105.3M |
| DIMENSIONAL FUND ADVISORS LP | $321.5M | 374,723 | 0.06% | 31q | +4.3%+$13.3M |
| WELLS FARGO & COMPANY/MN | $291.4M incl. $48.8M options PUT | 282,675 | 0.05% | 31q | -17.2%-$60.5M |
| MARSHALL WACE, LLP | $290.4M | 338,491 | 0.23% | 7q | +13.0%+$33.3M |
| Swedbank AB | $288.9M | 336,659 | 0.25% | 4q | +1.3%+$3.6M |
| SIMPLEX TRADING, LLC | $284.5M incl. $273.4M options CALL+PUT | 12,958 | 0.17% | 22q | -75.5%-$874.9M |
| RAYMOND JAMES FINANCIAL INC | $262.0M | 305,316 | 0.07% | 7q | +70.4%+$108.2M |
| PEAK6 LLC | $260.9M incl. $260.9M options CALL+PUT | 2 | 0.54% | 7q | -100.0%-$1.1T |
| TWO SIGMA INVESTMENTS, LP | $247.1M incl. $40.9M options CALL+PUT | 240,226 | 0.18% | 22q | -39.5%-$161.0M |
| NEUBERGER BERMAN GROUP LLC | $240.5M | 280,339 | 0.16% | 19q | +35.4%+$62.9M |
| NATIONAL BANK OF CANADA /FI/ | $235.0M incl. $75.1M options PUT | 186,344 | 0.17% | 19q | -5.7%-$14.1M |
| ROYAL BANK OF CANADA | $234.2M | 272,976 | 0.03% | 31q | +14.4%+$29.5M |
| Capital Research Global Investors | $230.9M | 269,099 | 0.03% | 7q | -49.4%-$225.1M |
| Hood River Capital Management LLC | $225.5M | 262,757 | 1.63% | 7q | -4.7%-$11.0M |
| Quadrature Capital Ltd | $221.4M | 258,059 | 1.89% | 4q | +1458.2%+$207.2M |
| DEUTSCHE BANK AG\ | $219.6M | 255,875 | 0.06% | 34q | -53.0%-$247.7M |
| SEI INVESTMENTS CO | $209.1M | 243,665 | 0.18% | 31q | +427.5%+$169.4M |
| FRED ALGER MANAGEMENT, LLC | $198.9M | 231,787 | 0.66% | 2q | +6208.8%+$195.7M |
| Alyeska Investment Group, L.P. | $193.1M | 225,032 | 0.50% | new | NEW |
| Woodline Partners LP | $189.3M | 220,615 | 0.59% | 2q | +1479.8%+$177.3M |
| Assenagon Asset Management S.A. | $174.8M | 203,664 | 0.11% | 7q | -68.4%-$378.1M |
| Swiss National Bank | $172.8M | 201,375 | 0.09% | 31q | -3.2%-$5.7M |
| RENAISSANCE TECHNOLOGIES LLC | $171.3M | 199,640 | 0.24% | 2q | -1.6%-$2.7M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $169.4M | 197,428 | 0.09% | 12q | +13.1%+$19.7M |
| GROUP ONE TRADING LLC | $169.3M incl. $150.2M options CALL+PUT | 22,359 | 0.24% | 31q | -18.6%-$38.7M |
| Anther Capital Ltd | $167.3M | 194,973 | 4.28% | 2q | -63.1%-$285.6M |
| MILLENNIUM MANAGEMENT LLC | $166.3M incl. $111.2M options CALL+PUT | 64,178 | 0.06% | 31q | -47.4%-$149.8M |
| Blue Whale Capital LLP | $158.8M | 185,019 | 5.04% | 3q | -12.7%-$23.2M |
| Robeco Schweiz AG | $158.0M | 184,110 | 2.53% | 28q | -14.3%-$26.4M |
| Tidal Investments LLC | $157.9M incl. $38.2M options PUT | 139,532 | 0.27% | 9q | +16.0%+$21.8M |
| Clearbridge Investments, LLC | $156.3M | 182,110 | 0.13% | new | NEW |
| Avala Global LP | $156.2M | 182,037 | 5.76% | 7q | -9.9%-$17.2M |
| Sumitomo Mitsui Trust Group, Inc. | $154.7M | 180,254 | 0.09% | 2q | +27.9%+$33.7M |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $154.4M | 179,918 | 0.15% | 4q | +101.7%+$77.8M |
| Caption Management, LLC | $152.3M incl. $150.2M options CALL | 2,550 | 0.71% | 6q | HELD |
| AMERICAN CENTURY COMPANIES INC | $150.5M | 175,346 | 0.07% | 2q | +179.3%+$96.6M |
| Balyasny Asset Management L.P. | $140.8M incl. $8.5M options CALL | 154,180 | 0.18% | 14q | +63.1%+$54.4M |
| AMERIPRISE FINANCIAL INC | $140.0M | 162,995 | 0.03% | 31q | -49.2%-$135.7M |
| Vanguard Global Advisers, LLC | $138.8M | 161,717 | 0.06% | 2q | +7.0%+$9.1M |
| Munro Partners | $137.5M | 160,222 | 3.03% | 2q | +118.3%+$74.5M |
| Sculptor Capital LP | $136.0M PUT | options only | 1.11% | 5q | OPTIONS |
| BESSEMER GROUP INC | $134.1M | 156,255 | 0.18% | 14q | +20651.0%+$133.4M |
| FIL Ltd | $131.6M | 153,371 | 0.09% | 2q | +4.9%+$6.2M |
| RHUMBLINE ADVISERS | $121.9M | 142,098 | 0.09% | 31q | +13.8%+$14.8M |
| Artisan Partners Limited Partnership | $119.9M | 139,760 | 0.19% | new | NEW |
Showing the largest 100 of 1,337 reported holders.
Q2 2026 in brief
In Q2 2026, 1,337 managers that file Form 13F reported holding Lumentum Hldgs Inc (LITE), $91.8B in all, or about 91% of the shares outstanding. 383 managers opened a position and 145 sold out completely, against 1,099 holders the quarter before. Largest holders: Blackrock, Inc., Susquehanna International Group, Llp and Jane Street Group, Llc. Largest new positions: T. Rowe Price Investment Management, Inc. ($599.8M), Winslow Capital Management, Llc ($511.0M) and Jericho Capital Asset Management L.P. ($405.2M).
Q2 2026 is the latest quarter whose 13F deadline has passed. A 13F shows long US stock positions at quarter end, filed up to 45 days later; an adviser and a sub-adviser can both report the same shares.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-25 | Retort Vincent | SEE REMARKS | Sold | 38,663 | $33.0M ×18 |
| 2026-10-01 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sold | 24,542 | $25.7M |
| 2026-05-11 | Lillie Brian | Director | Sold | 11,951 | $11.7M ×30 |
| 2026-08-25 | Kim Jae | SVP, GENERAL COUNSEL | Sold | 12,000 | $10.2M ×17 |
| 2026-05-21 | Small Ian | Director | Sold | 4,954 | $4.3M |
| 2026-05-29 | Harris Isaac Hosojiro | Director | Sold | 4,000 | $3.4M |
| 2026-05-08 | Small Ian | Director | Sold | 3,500 | $3.2M ×3 |
| 2026-05-18 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sold | 3,210 | $3.1M |
| 2026-05-18 | Retort Vincent | SEE REMARKS | Sold | 3,183 | $3.0M |
| 2026-08-18 | Retort Vincent | SEE REMARKS | Sold | 3,183 | $2.9M |
| 2026-05-18 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sold | 2,487 | $2.4M |
| 2026-08-20 | Retort Vincent | SEE REMARKS | Sold | 2,483 | $2.1M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 453 | $4.0B | 4,056,342 | 94 | 183 | 110 | 0.3% |
| Q2 2026 | 1,337 | $91.8B | 82,461,071 | 369 | 523 | 327 | 23.1% |
| Q1 2026 | 1,099 | $68.0B | 77,263,987 | 417 | 276 | 328 | 20.5% |
| Q4 2025 | 767 | $34.4B | 81,302,354 | 205 | 176 | 265 | 12.9% |
| Q3 2025 | 601 | $14.8B | 79,986,177 | 163 | 147 | 191 | 11.9% |
| Q2 2025 | 487 | $8.5B | 84,005,593 | 105 | 163 | 127 | 5.9% |
| Q1 2025 | 428 | $5.3B | 81,528,865 | 68 | 145 | 123 | 4.0% |
| Q4 2024 | 456 | $6.5B | 74,208,480 | 86 | 136 | 116 | 4.5% |
| Q3 2024 | 393 | $4.9B | 73,535,488 | 70 | 97 | 130 | 4.6% |
| Q2 2024 | 380 | $4.2B | 76,116,837 | 51 | 113 | 115 | 6.9% |
| Q1 2024 | 371 | $3.9B | 76,681,699 | 56 | 112 | 98 | 6.5% |
| Q4 2023 | 362 | $4.1B | 72,945,388 | 42 | 76 | 137 | 5.6% |
| Q3 2023 | 374 | $3.3B | 69,898,754 | 48 | 92 | 130 | 5.1% |
| Q2 2023 | 387 | $4.0B | 68,380,140 | 55 | 103 | 126 | 4.2% |
| Q1 2023 | 392 | $3.8B | 67,221,794 | 39 | 126 | 118 | 3.2% |
| Q4 2022 | 428 | $3.4B | 63,013,555 | 65 | 102 | 176 | 3.2% |
| Q3 2022 | 423 | $16.4B | 237,751,055 | 46 | 120 | 160 | 0.7% |
| Q2 2022 | 443 | $19.3B | 241,609,977 | 39 | 130 | 146 | 0.5% |
| Q1 2022 | 458 | $11.7B | 118,940,811 | 51 | 133 | 154 | 0.7% |
| Q4 2021 | 469 | $13.1B | 132,645,827 | 76 | 116 | 152 | 1.9% |
| Q3 2021 | 418 | $10.1B | 117,722,629 | 46 | 112 | 157 | 2.3% |
| Q2 2021 | 408 | $8.9B | 138,203,811 | 50 | 153 | 122 | 2.8% |
| Q1 2021 | 464 | $13.7B | 145,192,091 | 85 | 172 | 126 | 2.9% |
| Q4 2020 | 474 | $10.7B | 108,019,553 | 78 | 137 | 137 | 4.7% |
| Q3 2020 | 413 | $14.3B | 186,969,265 | 62 | 114 | 151 | 1.4% |
| Q2 2020 | 428 | $17.1B | 255,135,933 | 100 | 131 | 130 | 1.1% |
| Q1 2020 | 377 | $27.6B | 400,334,634 | 67 | 111 | 139 | 0.4% |
| Q4 2019 | 365 | $20.5B | 256,762,710 | 68 | 109 | 107 | 0.9% |
| Q3 2019 | 323 | $8.5B | 155,948,378 | 41 | 85 | 123 | 1.4% |
| Q2 2019 | 319 | $7.9B | 143,292,477 | 36 | 110 | 91 | 3.2% |
| Q1 2019 | 351 | $9.0B | 157,679,422 | 64 | 126 | 95 | 1.5% |
| Q4 2018 | 342 | $7.2B | 182,020,541 | 9 | 7 | 5 | 2.5% |
