DaveManuel.com · Institutional Ownership · Who Owns It
LPL FINL HLDGS INC (LPLA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
779
Reporting holders
$23.7B
Reported value
106.2%
Of shares outstanding
0.4%
Calls
0.1%
Puts
+1
Holder change
Institutions report 83,634,500 shares against 78,742,290 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. Over 100% because an adviser and a sub-adviser can both report the same shares, and both are counted.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $1.3B | 4,732,991 | 0.02% | 8q | -4.9%-$68.0M |
| Dodge & Cox | $1.3B | 4,578,679 | 0.68% | 8q | +10.4%+$121.7M |
| Boston Partners | $1.2B | 4,250,828 | 1.07% | 31q | +2.9%+$33.8M |
| Jupiter Topco LLC | $1.2B | 4,198,356 | 0.48% | new | FIRST |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.1B | 3,832,005 | 0.05% | 2q | -0.5%-$5.6M |
| VANGUARD CAPITAL MANAGEMENT LLC | $1.0B | 3,613,624 | 0.02% | 2q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $756.3M | 2,684,964 | 0.37% | 31q | +1.8%+$13.6M |
| SAMLYN CAPITAL, LLC | $677.6M | 2,405,639 | 11.03% | 31q | +3.5%+$23.2M |
| Capital World Investors | $660.1M | 2,343,266 | 0.08% | 9q | +1.3%+$8.7M |
| STATE STREET CORP | $544.8M | 1,934,239 | 0.02% | 31q | +3.8%+$20.0M |
| WCM INVESTMENT MANAGEMENT, LLC | $487.3M | 1,810,058 | 0.88% | 17q | +4.4%+$20.4M |
| GOLDMAN SACHS GROUP INC | $477.7M | 1,695,954 | 0.04% | 31q | +370.0%+$376.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $422.0M | 1,502,575 | 0.02% | 31q | -5.8%-$25.9M |
| Assenagon Asset Management S.A. | $420.9M | 1,494,172 | 0.26% | 21q | +8970.4%+$416.2M |
| ALLIANCEBERNSTEIN L.P. | $416.9M | 1,385,759 | 0.14% | 31q | -11.8%-$56.0M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $413.8M | 1,458,759 | 0.13% | 15q | -62.3%-$683.8M |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | $404.1M | 1,434,522 | 1.26% | 22q | -14.6%-$69.2M |
| LONE PINE CAPITAL LLC | $343.4M | 1,219,099 | 2.10% | 17q | -40.5%-$234.0M |
| SurgoCap Partners LP | $299.5M | 1,063,218 | 9.68% | 11q | +4.2%+$11.9M |
| NORGES BANK | $297.0M | 1,054,523 | 0.03% | 32q | +1.4%+$4.0M |
| VAN ECK ASSOCIATES CORP | $295.3M | 1,048,344 | 0.18% | 13q | +4.5%+$12.8M |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | $290.5M | 1,031,243 | 0.88% | 3q | -5.7%-$17.5M |
| DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP | $279.7M | 993,006 | 12.35% | 19q | +11.2%+$28.2M |
| FMR LLC | $276.4M | 981,391 | 0.01% | 31q | -24.4%-$89.1M |
| MARSHALL WACE, LLP | $274.8M | 975,627 | 0.22% | new | NEW |
| MORGAN STANLEY | $242.8M | 861,982 | 0.01% | 35q | -32.8%-$118.8M |
| DIMENSIONAL FUND ADVISORS LP | $231.1M | 820,595 | 0.04% | 31q | +0.5%+$1.2M |
| BANK OF AMERICA CORP /DE/ | $229.8M | 815,663 | 0.01% | 31q | +1.5%+$3.4M |
| WESTFIELD CAPITAL MANAGEMENT CO LP | $223.4M | 793,061 | 0.73% | 31q | -10.0%-$24.9M |
| JANE STREET GROUP, LLC | $199.1M incl. $18.1M options CALL+PUT | 642,484 | 0.02% | 25q | +551.5%+$168.6M |
| CITADEL ADVISORS LLC | $192.2M incl. $11.2M options CALL+PUT | 642,765 | 0.02% | 31q | -30.4%-$83.9M |
| RAYMOND JAMES FINANCIAL INC | $181.8M | 645,369 | 0.05% | 7q | -3.1%-$5.8M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $162.8M | 578,032 | 0.03% | 31q | -2.3%-$3.8M |
| Markel Group Inc. | $157.7M | 559,951 | 1.20% | 15q | HELD |
| UBS Group AG | $152.2M | 540,254 | 0.02% | 31q | -17.4%-$32.0M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $152.1M | 539,921 | 0.02% | 31q | +8.3%+$11.6M |
| Azora Capital LP | $148.1M | 525,867 | 6.24% | 23q | +23.1%+$27.8M |
| VANGUARD FIDUCIARY TRUST CO | $143.7M | 510,067 | 0.03% | 2q | HELD |
| NORTHERN TRUST CORP | $143.3M | 508,634 | 0.02% | 31q | -3.2%-$4.7M |
| Point72 Asset Management, L.P. | $142.9M | 507,345 | 0.16% | 3q | +901.8%+$128.6M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $135.6M | 481,371 | 0.02% | 31q | +9.3%+$11.5M |
| Holocene Advisors, LP | $130.3M | 462,479 | 0.29% | 9q | +10.7%+$12.6M |
| TD Asset Management Inc | $130.0M | 461,374 | 0.11% | 24q | -16.7%-$26.1M |
| BNP PARIBAS FINANCIAL MARKETS | $126.3M | 448,361 | 0.04% | 31q | +888.5%+$113.5M |
| Epoch Investment Partners, Inc. | $126.1M | 447,634 | 0.72% | 24q | +9.6%+$11.1M |
| VICTORY CAPITAL MANAGEMENT INC | $124.9M | 443,434 | 0.07% | 31q | +9.3%+$10.6M |
| Castle Hook Partners LP | $114.6M | 406,916 | 0.53% | new | NEW |
| WELLS FARGO & COMPANY/MN | $109.1M | 387,223 | 0.02% | 31q | -8.0%-$9.4M |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | $107.9M | 382,961 | 5.69% | 31q | -2.2%-$2.5M |
| APG Asset Management N.V. | $107.7M | 437,217 | 0.26% | 17q | -43.4%-$82.7M |
| JPMORGAN CHASE & CO | $105.7M | 392,561 | 0.01% | 31q | -50.4%-$107.2M |
| Bank of New York Mellon Corp | $98.7M | 350,265 | 0.02% | 31q | -8.7%-$9.5M |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | $98.4M | 349,248 | 0.49% | 22q | HELD |
| Prana Capital Management, LP | $98.3M incl. $8.5M options CALL | 318,896 | 2.98% | 2q | +29.0%+$22.1M |
| Qube Research & Technologies Ltd | $97.0M | 344,500 | 0.09% | new | NEW |
| First Pacific Advisors, LP | $90.5M | 321,244 | 1.12% | 31q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $82.7M incl. $11.4M options CALL+PUT | 252,965 | 0.01% | 31q | +133.8%+$47.3M |
| MILLENNIUM MANAGEMENT LLC | $82.6M incl. $24.5M options CALL+PUT | 206,159 | 0.03% | 31q | -76.8%-$274.0M |
| ENVESTNET ASSET MANAGEMENT INC | $81.7M | 290,125 | 0.02% | 31q | -13.8%-$13.1M |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $81.4M | 289,000 | 0.11% | 3q | +351.6%+$63.4M |
| Legal & General Group Plc | $79.8M | 283,459 | 0.02% | 31q | -1.3%-$1.0M |
| AMERICAN CENTURY COMPANIES INC | $79.6M | 282,638 | 0.04% | 31q | -42.1%-$57.8M |
| Coronation Fund Managers Ltd. | $70.4M | 249,962 | 2.69% | 15q | -13.9%-$11.4M |
| Heron Bay Capital Management | $66.3M | 235,259 | 6.00% | 23q | -5.6%-$3.9M |
| Caisse de depot et placement du Quebec | $65.3M | 231,867 | 0.09% | 8q | -36.4%-$37.4M |
| SCS Capital Management LLC | $60.1M | 213,511 | 0.57% | 6q | +1308.3%+$55.9M |
| Nuveen, LLC | $57.9M | 205,383 | 0.01% | 6q | +23.9%+$11.1M |
| DEUTSCHE BANK AG\ | $56.9M | 201,840 | 0.02% | 34q | +20.4%+$9.6M |
| Capricorn Fund Managers Ltd | $54.9M | 194,812 | 4.33% | new | NEW |
| GILDER GAGNON HOWE & CO LLC | $54.4M | 193,037 | 0.56% | 13q | -0.9%-$475.8K |
| Longaeva Partners L.P. | $52.6M | 186,650 | 1.15% | new | NEW |
| Freestone Grove Partners LP | $50.2M | 178,123 | 0.32% | new | NEW |
| Sumitomo Mitsui Trust Group, Inc. | $47.2M | 167,647 | 0.03% | 18q | HELD |
| Amundi | $46.3M | 164,400 | 0.01% | 17q | +30.7%+$10.9M |
| STIFEL FINANCIAL CORP | $45.8M | 162,530 | 0.04% | 27q | -1.2%-$571.0K |
| Balyasny Asset Management L.P. | $45.5M | 161,641 | 0.06% | new | NEW |
| National Pension Service | $45.4M | 161,309 | 0.03% | 16q | +14.8%+$5.8M |
| GOLDENTREE ASSET MANAGEMENT LP | $43.7M | 155,495 | 2.54% | new | NEW |
| Alyeska Investment Group, L.P. | $43.7M | 155,023 | 0.11% | 2q | HELD |
| VANGUARD ASSET MANAGEMENT, Ltd | $43.2M | 153,531 | 0.03% | 2q | +12.2%+$4.7M |
| RENAISSANCE TECHNOLOGIES LLC | $42.7M | 151,660 | 0.06% | 6q | +25.8%+$8.8M |
| LPL Financial LLC | $41.2M | 146,208 | 0.01% | 31q | +2.9%+$1.2M |
| BARCLAYS PLC | $40.5M | 143,696 | 0.01% | 31q | +55.2%+$14.4M |
| Hudson Bay Capital Management LP | $38.9M | 138,214 | 0.11% | 8q | +2.1%+$814.1K |
| Solel Partners LP | $38.6M | 137,000 | 6.56% | new | NEW |
| FRANKLIN RESOURCES INC | $37.9M | 134,652 | 0.01% | 22q | -66.5%-$75.3M |
| BROWN BROTHERS HARRIMAN & CO | $37.0M | 131,278 | 0.16% | 31q | -10.2%-$4.2M |
| Diamond Hill Capital Management, LLC (Investment Advisor) | $36.5M | 129,413 | 0.29% | 7q | -5.2%-$2.0M |
| AMERIPRISE FINANCIAL INC | $35.2M | 124,822 | 0.01% | 23q | -52.8%-$39.4M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $34.3M | 121,799 | 0.03% | 31q | +3.8%+$1.2M |
| Perpetual Ltd | $34.2M | 121,468 | 0.49% | 3q | +3.3%+$1.1M |
| HMI Capital Management, L.P. | $33.4M | 118,600 | 4.69% | new | NEW |
| Interval Partners, LP | $32.4M incl. $1.8M options CALL | 108,628 | 0.83% | 3q | +164.4%+$20.1M |
| BAMCO INC /NY/ | $32.2M | 114,224 | 0.05% | 19q | -6.2%-$2.1M |
| Schonfeld Strategic Advisors LLC | $32.1M incl. $1.4M options PUT | 109,073 | 0.12% | 3q | +21.5%+$5.7M |
| TORONTO DOMINION BANK | $31.4M | 111,345 | 0.04% | 17q | +927.5%+$28.3M |
| California Public Employees Retirement System | $30.2M | 107,383 | 0.02% | 31q | -25.1%-$10.1M |
| Invesco Ltd. | $30.0M | 106,651 | 0.00% | 31q | -69.4%-$68.3M |
| DANSKE BANK A/S | $27.4M | 97,361 | 0.05% | 10q | -2.3%-$641.9K |
| SEI INVESTMENTS CO | $27.3M | 97,060 | 0.02% | 31q | -23.4%-$8.4M |
Showing the largest 100 of 779 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-20 | Gates Greg | Group Managing Director | Sold | 4,119 | $1.5M |
| 2026-07-31 | Enyedi Matthew | Group Managing Director | Sold | 1,000 | $352.7K ×5 |
| 2026-09-11 | Reeping Katharine | Principal Accounting Officer | Sold | 440 | $153.0K |
| 2026-08-27 | Jambusaria Aneri | Group Managing Director | Sold | 308 | $110.1K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 219 | $522.8M | 1,706,197 | 27 | 64 | 70 | 0.0% |
| Q2 2026 | 779 | $23.7B | 83,634,500 | 90 | 243 | 296 | 0.5% |
| Q1 2026 | 778 | $25.0B | 82,330,286 | 78 | 270 | 254 | 0.5% |
| Q4 2025 | 834 | $29.2B | 81,485,326 | 114 | 239 | 267 | 0.6% |
| Q3 2025 | 764 | $26.6B | 79,597,977 | 74 | 262 | 254 | 0.5% |
| Q2 2025 | 806 | $29.9B | 79,698,122 | 116 | 319 | 245 | 0.3% |
| Q1 2025 | 795 | $25.9B | 78,000,888 | 119 | 300 | 212 | 0.7% |
| Q4 2024 | 733 | $24.0B | 72,680,880 | 107 | 212 | 261 | 1.0% |
| Q3 2024 | 648 | $17.4B | 73,283,825 | 73 | 228 | 238 | 1.7% |
| Q2 2024 | 686 | $20.5B | 73,044,169 | 97 | 245 | 205 | 0.5% |
| Q1 2024 | 656 | $20.3B | 76,253,388 | 97 | 216 | 201 | 0.6% |
| Q4 2023 | 624 | $16.6B | 72,544,802 | 60 | 164 | 257 | 0.6% |
| Q3 2023 | 610 | $17.7B | 73,452,036 | 65 | 228 | 182 | 1.2% |
| Q2 2023 | 596 | $15.7B | 71,918,307 | 69 | 182 | 223 | 0.5% |
| Q1 2023 | 619 | $16.1B | 79,374,556 | 72 | 220 | 224 | 0.9% |
| Q4 2022 | 630 | $16.6B | 76,451,790 | 99 | 175 | 269 | 0.5% |
| Q3 2022 | 569 | $39.9B | 182,191,571 | 89 | 187 | 203 | 0.2% |
| Q2 2022 | 525 | $33.8B | 182,632,485 | 107 | 172 | 166 | 0.4% |
| Q1 2022 | 474 | $20.8B | 113,167,908 | 87 | 160 | 152 | 0.5% |
| Q4 2021 | 430 | $17.7B | 110,289,528 | 50 | 142 | 143 | 0.1% |
| Q3 2021 | 420 | $18.1B | 115,608,016 | 52 | 150 | 128 | 0.1% |
| Q2 2021 | 418 | $32.9B | 243,697,353 | 60 | 146 | 137 | 0.1% |
| Q1 2021 | 392 | $55.2B | 388,131,105 | 79 | 114 | 136 | 0.1% |
| Q4 2020 | 364 | $41.7B | 400,032,576 | 57 | 109 | 122 | 0.1% |
| Q3 2020 | 325 | $23.5B | 306,292,041 | 35 | 104 | 127 | 0.1% |
| Q2 2020 | 344 | $11.5B | 146,029,547 | 88 | 95 | 118 | 0.3% |
| Q1 2020 | 293 | $6.5B | 119,027,564 | 37 | 96 | 113 | 0.7% |
| Q4 2019 | 335 | $12.1B | 130,173,121 | 51 | 98 | 130 | 0.6% |
| Q3 2019 | 308 | $9.7B | 117,205,580 | 36 | 94 | 121 | 1.2% |
| Q2 2019 | 321 | $10.3B | 124,828,944 | 39 | 105 | 137 | 1.3% |
| Q1 2019 | 316 | $8.5B | 121,018,557 | 65 | 109 | 104 | 1.2% |
| Q4 2018 | 271 | $5.7B | 93,533,996 | 5 | 6 | 7 | 0.2% |