DaveManuel.com · Institutional Ownership · Who Owns It
LIQUIDIA CORPORATION (LQDA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
344
Reporting holders
$6.5B
Reported value
81.2%
Of shares outstanding
7.6%
Calls
3.7%
Puts
+91
Holder change
Institutions report 72,700,130 shares against 89,508,891 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $860.2M | 10,788,586 | 0.01% | 8q | +96.5%+$422.5M |
| FARALLON CAPITAL MANAGEMENT, L.L.C. | $666.9M | 8,365,038 | 3.08% | 10q | -3.4%-$23.2M |
| Caligan Partners LP | $647.3M | 8,118,892 | 30.45% | 15q | HELD |
| FINDELL CAPITAL MANAGEMENT LLC | $382.9M incl. $103.7M options PUT | 3,502,112 | 53.91% | 11q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $250.3M | 3,139,183 | 0.01% | 2q | +7.3%+$16.9M |
| STATE STREET CORP | $241.6M | 3,030,395 | 0.01% | 31q | +61.1%+$91.6M |
| Opaleye Management Inc. | $195.1M | 2,447,500 | 17.67% | 19q | -3.8%-$7.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $169.2M | 2,121,290 | 0.01% | 31q | +10.0%+$15.3M |
| BANK OF AMERICA CORP /DE/ | $158.8M | 1,991,566 | 0.01% | 31q | -12.9%-$23.6M |
| CITADEL ADVISORS LLC | $155.1M CALL+PUT | options only | 0.02% | 30q | OPTIONS |
| GROUP ONE TRADING LLC | $154.9M incl. $153.8M options CALL+PUT | 12,783 | 0.22% | 23q | -73.9%-$439.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $154.7M | 1,940,364 | 0.02% | 12q | +103.6%+$78.7M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $145.7M incl. $108.1M options CALL+PUT | 471,067 | 0.01% | 24q | -52.9%-$163.9M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $122.2M | 1,532,151 | 0.01% | 2q | +142.2%+$71.7M |
| Caprock Group, LLC | $112.4M | 1,409,759 | 2.15% | 4q | +3.1%+$3.4M |
| MPM BIOIMPACT LLC | $110.5M | 1,386,174 | 6.74% | 4q | -1.4%-$1.5M |
| D. E. Shaw & Co., Inc. | $108.3M incl. $7.2M options CALL | 1,267,706 | 0.05% | 7q | +45.2%+$33.7M |
| FULLER & THALER ASSET MANAGEMENT, INC. | $96.4M | 1,209,604 | 0.26% | new | NEW |
| JANE STREET GROUP, LLC | $77.7M incl. $66.4M options CALL+PUT | 141,541 | 0.01% | 16q | -82.2%-$359.2M |
| GOLDMAN SACHS GROUP INC | $76.5M | 958,892 | 0.01% | 22q | +18.1%+$11.7M |
| FEDERATED HERMES, INC. | $65.1M | 816,187 | 0.09% | 4q | +86.0%+$30.1M |
| NORTHERN TRUST CORP | $56.5M | 709,063 | 0.01% | 31q | +22.3%+$10.3M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $53.7M | 674,033 | 0.01% | 31q | +21.0%+$9.3M |
| MORGAN STANLEY | $52.5M | 658,441 | 0.00% | 32q | +91.0%+$25.0M |
| Caption Management, LLC | $52.1M CALL+PUT | options only | 0.24% | 5q | OPTIONS |
| BOOTHBAY FUND MANAGEMENT, LLC | $49.6M | 622,716 | 0.65% | 11q | HELD |
| UBS Group AG | $48.4M | 606,558 | 0.01% | 18q | +192.7%+$31.8M |
| FMR LLC | $47.5M | 595,629 | 0.00% | 17q | +2.3%+$1.1M |
| AMERICAN CENTURY COMPANIES INC | $43.2M | 542,131 | 0.02% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $40.2M | 503,774 | 0.01% | 2q | +6.7%+$2.5M |
| Eversept Partners, LP | $34.2M | 428,652 | 1.77% | 22q | -36.7%-$19.8M |
| Buckley Capital Advisors, LLC | $33.3M incl. $650.0K options PUT | 410,044 | 20.65% | 3q | -34.4%-$17.5M |
| OBERWEIS ASSET MANAGEMENT INC/ | $32.4M | 406,400 | 0.67% | 10q | +9.2%+$2.7M |
| Invesco Ltd. | $32.3M | 405,090 | 0.00% | 18q | -15.9%-$6.1M |
| Purewater Capital LLC | $30.4M incl. $70.0K options CALL | 379,924 | 21.91% | 2q | +3.4%+$987.9K |
| Bank of New York Mellon Corp | $29.7M | 372,434 | 0.00% | 31q | +92.1%+$14.2M |
| BARCLAYS PLC | $29.5M incl. $19.1M options PUT | 130,863 | 0.01% | 17q | +298.9%+$22.1M |
| PRINCIPAL FINANCIAL GROUP INC | $27.4M | 343,444 | 0.01% | new | NEW |
| Nuveen, LLC | $25.2M | 316,498 | 0.01% | 6q | +107.9%+$13.1M |
| IMC-Chicago, LLC | $24.1M incl. $23.7M options CALL+PUT | 5,716 | 0.01% | 3q | HELD |
| FIRST TRUST ADVISORS LP | $24.0M | 301,432 | 0.01% | 3q | +7.9%+$1.8M |
| TWO SIGMA INVESTMENTS, LP | $21.3M | 266,829 | 0.02% | 21q | -52.6%-$23.6M |
| Seven Fleet Capital Management LP | $20.5M | 256,603 | 3.38% | 3q | +36.6%+$5.5M |
| Jupiter Topco LLC | $20.0M | 250,937 | 0.01% | new | FIRST |
| Public Sector Pension Investment Board | $19.2M | 241,376 | 0.05% | new | NEW |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $19.2M | 240,752 | 0.07% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $19.1M | 239,557 | 0.00% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $18.5M | 232,353 | 0.03% | 4q | +2768.6%+$17.9M |
| RAYMOND JAMES FINANCIAL INC | $18.0M | 225,868 | 0.00% | 7q | +39.0%+$5.1M |
| Empowered Funds, LLC | $16.8M | 210,365 | 0.09% | 2q | +117.5%+$9.1M |
| CITIGROUP INC | $16.5M incl. $3.2M options PUT | 166,891 | 0.01% | 13q | +76.1%+$7.1M |
| ALGERT GLOBAL LLC | $15.3M | 191,841 | 0.18% | 3q | -6.0%-$974.2K |
| JPMORGAN CHASE & CO | $15.2M incl. $4.1M options CALL+PUT | 145,612 | 0.00% | 17q | -25.4%-$5.2M |
| Greenland Capital Management LP | $15.2M incl. $1.5M options CALL | 172,000 | 1.87% | 7q | +14.7%+$1.9M |
| Capricorn Fund Managers Ltd | $14.5M | 182,205 | 1.15% | 2q | -26.4%-$5.2M |
| WELLINGTON MANAGEMENT GROUP LLP | $14.0M | 176,135 | 0.00% | 11q | -11.5%-$1.8M |
| AMERIPRISE FINANCIAL INC | $13.6M | 170,386 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $13.0M | 163,621 | 0.00% | 17q | +18.9%+$2.1M |
| RHUMBLINE ADVISERS | $12.9M | 161,976 | 0.01% | 17q | +102.5%+$6.5M |
| Legal & General Group Plc | $12.7M | 159,790 | 0.00% | 17q | +129.5%+$7.2M |
| AWH Capital, L.P. | $11.6M | 146,000 | 4.04% | 5q | +57.8%+$4.3M |
| Russell Investments Group, Ltd. | $11.5M | 144,792 | 0.01% | 16q | +66.6%+$4.6M |
| SIMPLEX TRADING, LLC | $11.4M CALL+PUT | options only | 0.01% | 23q | OPTIONS |
| Apis Capital Advisors, LLC | $11.2M | 140,000 | 1.09% | 4q | -52.7%-$12.4M |
| Swiss National Bank | $10.2M | 128,100 | 0.01% | 10q | +6.4%+$613.9K |
| Woodline Partners LP | $10.0M | 125,160 | 0.03% | 8q | +25.0%+$2.0M |
| Insight Wealth Strategies, LLC | $9.8M | 124,067 | 0.96% | 3q | -12.9%-$1.5M |
| PRUDENTIAL FINANCIAL INC | $9.8M | 122,836 | 0.01% | 4q | +53.0%+$3.4M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $9.7M | 121,911 | 0.00% | 10q | +4.5%+$422.3K |
| HSBC HOLDINGS PLC | $9.4M | 117,620 | 0.00% | new | NEW |
| Walleye Trading LLC | $9.0M CALL+PUT | options only | 0.01% | 12q | OPTIONS |
| Trexquant Investment LP | $8.8M | 110,628 | 0.05% | 4q | -73.0%-$23.8M |
| Diametric Capital, LP | $8.4M | 105,781 | 0.89% | 18q | -36.9%-$4.9M |
| STATE OF WISCONSIN INVESTMENT BOARD | $7.9M | 98,858 | 0.02% | 10q | +62.0%+$3.0M |
| HighVista Strategies LLC | $7.8M | 97,896 | 1.78% | 9q | -1.9%-$147.3K |
| CAXTON ASSOCIATES LLP | $7.4M | 92,656 | 0.14% | 4q | -20.9%-$1.9M |
| Alphadyne Asset Management LP | $7.4M CALL+PUT | options only | 0.07% | 2q | OPTIONS |
| HRT FINANCIAL LP | $7.3M incl. $7.3M options OPT | 91,600 | 0.01% | new | NEW |
| Verition Fund Management LLC | $7.2M incl. $3.6M options PUT | 45,233 | 0.04% | 7q | -24.8%-$2.4M |
| BNP PARIBAS FINANCIAL MARKETS | $7.0M | 87,896 | 0.00% | 31q | +498.3%+$5.8M |
| T3 Companies, LLC | $7.0M | 87,800 | 7.47% | 3q | -57.3%-$9.4M |
| AQR CAPITAL MANAGEMENT LLC | $6.8M | 85,415 | 0.00% | 16q | +74.4%+$2.9M |
| J. Goldman & Co LP | $6.6M incl. $4.9M options CALL | 22,200 | 0.17% | 2q | +84.8%+$3.0M |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | $6.0M | 78,789 | 0.04% | 6q | -44.6%-$4.9M |
| ESSEX INVESTMENT MANAGEMENT CO LLC | $6.0M | 74,743 | 0.78% | 2q | -4.4%-$273.3K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $6.0M | 74,702 | 0.00% | 17q | +28.2%+$1.3M |
| DV EQUITIES, LLC | $5.9M | 74,500 | 0.85% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $5.9M | 74,095 | 0.01% | 17q | +2.3%+$132.1K |
| MARSHALL WACE, LLP | $5.8M | 73,289 | 0.00% | 9q | -74.7%-$17.2M |
| LGT Fund Management Co Ltd. | $5.6M | 70,800 | 0.24% | 2q | -35.8%-$3.1M |
| WELLS FARGO & COMPANY/MN | $5.4M | 67,217 | 0.00% | 14q | +162.0%+$3.3M |
| VICTORY CAPITAL MANAGEMENT INC | $5.1M | 63,875 | 0.00% | 3q | -35.1%-$2.7M |
| LPL Financial LLC | $4.9M | 61,694 | 0.00% | 9q | +80.8%+$2.2M |
| CREDIT AGRICOLE S A | $4.9M | 61,000 | 0.01% | new | NEW |
| Vontobel Holding Ltd. | $4.9M | 60,962 | 0.02% | 3q | +246.2%+$3.5M |
| Sigma Planning Corp | $4.6M | 57,590 | 0.12% | 26q | -4.2%-$198.9K |
| Advisory Services Network, LLC | $4.5M incl. $637.8K options CALL | 48,150 | 0.05% | 17q | -25.8%-$1.6M |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $4.4M | 54,603 | 0.02% | 4q | +159.6%+$2.7M |
| BURNEY CO/ | $4.2M | 53,008 | 0.11% | 2q | +9.3%+$360.9K |
| Allspring Global Investments Holdings, LLC | $4.1M | 51,462 | 0.01% | new | NEW |
Showing the largest 100 of 344 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-14 | 2026-10-08 | Material agreement entered Material agreement terminated | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-11 | Bloch Stephen M | Director | Sold | 242,269 | $17.1M ×7 |
| 2026-05-11 | Bloch Stephen M | Director | Sold | 318,893 | $16.0M ×6 |
| 2026-06-04 | Manning Paul B | Director | Sold | 200,000 | $12.8M ×5 |
| 2026-06-08 | Bloch Stephen M | Director | Sold | 148,301 | $9.6M ×3 |
| 2026-06-10 | Bloch Stephen M | Director | Sold | 145,954 | $9.6M ×3 |
| 2026-07-23 | Bloch Stephen M | Director | Sold | 100,000 | $8.9M ×2 |
| 2026-07-22 | Bloch Stephen M | Director | Sold | 100,000 | $8.8M ×3 |
| 2026-06-12 | Bloch Stephen M | Director | Sold | 111,049 | $7.9M ×2 |
| 2026-06-22 | Bloch Stephen M | Director | Sold | 100,000 | $7.6M ×2 |
| 2026-10-05 | Bloch Stephen M | Director | Sold | 235,477 | $6.4M |
| 2026-06-15 | Bloch Stephen M | Director | Sold | 85,062 | $6.1M ×2 |
| 2026-07-21 | Bloch Stephen M | Director | Sold | 75,000 | $6.0M ×2 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 63 | $32.7M | 1,077,942 | 15 | 23 | 14 | 0.2% |
| Q2 2026 | 344 | $6.5B | 72,700,130 | 127 | 103 | 83 | 11.4% |
| Q1 2026 | 253 | $2.7B | 61,636,358 | 54 | 71 | 80 | 13.5% |
| Q4 2025 | 234 | $2.5B | 61,885,077 | 55 | 65 | 71 | 13.8% |
| Q3 2025 | 211 | $1.9B | 64,604,819 | 63 | 62 | 57 | 20.4% |
| Q2 2025 | 180 | $762.3M | 57,587,885 | 38 | 62 | 54 | 5.8% |
| Q1 2025 | 170 | $829.6M | 55,258,612 | 25 | 63 | 51 | 1.7% |
| Q4 2024 | 167 | $657.1M | 51,520,109 | 28 | 66 | 36 | 4.7% |
| Q3 2024 | 156 | $565.9M | 52,839,527 | 34 | 50 | 46 | 6.6% |
| Q2 2024 | 140 | $588.8M | 46,438,480 | 29 | 58 | 34 | 5.4% |
| Q1 2024 | 143 | $788.5M | 47,656,310 | 44 | 44 | 35 | 10.9% |
| Q4 2023 | 122 | $484.0M | 36,741,349 | 28 | 42 | 31 | 8.7% |
| Q3 2023 | 102 | $192.3M | 28,522,373 | 18 | 26 | 30 | 5.9% |
| Q2 2023 | 102 | $235.0M | 29,128,428 | 25 | 35 | 26 | 2.7% |
| Q1 2023 | 91 | $208.1M | 29,467,663 | 17 | 30 | 25 | 2.1% |
| Q4 2022 | 87 | $202.4M | 29,475,407 | 10 | 23 | 34 | 7.3% |
| Q3 2022 | 91 | $7.8B | 1,422,036,616 | 27 | 33 | 21 | 0.3% |
| Q2 2022 | 81 | $9.3B | 2,123,526,483 | 35 | 20 | 20 | 0.0% |
| Q1 2022 | 65 | $10.0B | 1,390,179,732 | 24 | 24 | 10 | 0.0% |
| Q4 2021 | 45 | $7.1B | 1,457,150,779 | 11 | 18 | 7 | 0.0% |
| Q3 2021 | 39 | $2.6B | 938,444,059 | 0 | 13 | 18 | 0.0% |
| Q2 2021 | 51 | $2.8B | 988,712,279 | 17 | 10 | 18 | 0.0% |
| Q1 2021 | 56 | $1.4B | 511,511,014 | 12 | 14 | 11 | 0.1% |
| Q4 2020 | 53 | $34.7M | 11,195,008 | 15 | 17 | 11 | 4.7% |
| Q3 2020 | 60 | $977.1M | 198,479,465 | 7 | 28 | 15 | 0.1% |
| Q2 2020 | 74 | $7.5B | 885,223,161 | 32 | 32 | 5 | 0.0% |
| Q1 2020 | 47 | $1.2B | 254,208,313 | 8 | 9 | 17 | 0.0% |
| Q4 2019 | 46 | $1.3B | 297,063,399 | 6 | 17 | 10 | 0.0% |
| Q3 2019 | 43 | $37.4M | 10,515,831 | 5 | 16 | 12 | 0.0% |
| Q2 2019 | 43 | $88.3M | 11,042,456 | 9 | 25 | 3 | 0.0% |
| Q1 2019 | 45 | $121.5M | 10,673,545 | 19 | 18 | 4 | 0.0% |
| Q4 2018 | 32 | $159.9M | 7,369,657 | 0 | 0 | 2 | 0.0% |