DaveManuel.com · Institutional Ownership · Who Owns It
LUMEN TECHNOLOGIES INC (LUMN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
633
Reporting holders
$5.8B
Reported value
70.7%
Of shares outstanding
2.1%
Calls
2.0%
Puts
+27
Holder change
Institutions report 728,969,529 shares against 1,031,445,404 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $1.1B | 142,261,845 | 0.02% | 8q | +3.5%+$36.8M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $472.1M | 61,471,506 | 0.02% | 2q | -1.0%-$5.0M |
| STATE STREET CORP | $368.7M | 48,003,189 | 0.01% | 22q | +4.3%+$15.3M |
| FMR LLC | $348.1M | 45,326,716 | 0.02% | 22q | +44.3%+$106.9M |
| VANGUARD CAPITAL MANAGEMENT LLC | $322.9M | 42,038,158 | 0.01% | 2q | +1.0%+$3.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $191.1M | 24,824,381 | 0.01% | 22q | +8.6%+$15.1M |
| D. E. Shaw & Co., Inc. | $134.4M | 17,493,715 | 0.06% | 22q | +16.4%+$18.9M |
| GOLDMAN SACHS GROUP INC | $130.4M | 16,979,054 | 0.01% | 22q | -24.7%-$42.7M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $122.6M | 15,969,245 | 0.02% | 22q | -7.0%-$9.3M |
| DIMENSIONAL FUND ADVISORS LP | $112.2M | 14,609,695 | 0.02% | 22q | -2.6%-$3.0M |
| Front Street Capital Management, Inc. | $93.5M | 12,171,321 | 10.61% | new | NEW |
| MORGAN STANLEY | $92.3M | 12,022,512 | 0.00% | 22q | +1.1%+$1.0M |
| NORGES BANK | $87.0M | 11,331,679 | 0.01% | 20q | -17.4%-$18.3M |
| NORTHERN TRUST CORP | $85.6M | 11,152,073 | 0.01% | 22q | +5.2%+$4.2M |
| Bank of New York Mellon Corp | $80.6M | 10,489,367 | 0.01% | 22q | +87.2%+$37.5M |
| FIRST TRUST ADVISORS LP | $77.9M | 10,142,312 | 0.05% | 22q | -20.6%-$20.2M |
| Allianz Asset Management GmbH | $77.4M | 10,074,316 | 0.06% | 22q | +18.7%+$12.2M |
| Invesco Ltd. | $75.4M | 9,819,582 | 0.01% | 22q | +7.2%+$5.1M |
| HSBC HOLDINGS PLC | $74.2M | 9,685,625 | 0.03% | 22q | +10.5%+$7.0M |
| RENAISSANCE TECHNOLOGIES LLC | $70.4M | 9,170,870 | 0.10% | 11q | -5.7%-$4.2M |
| JPMORGAN CHASE & CO | $69.0M | 8,622,421 | 0.00% | 22q | -61.6%-$110.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $56.1M incl. $43.3M options CALL+PUT | 1,664,844 | 0.00% | 22q | +237.0%+$39.5M |
| CapWealth Advisors, LLC | $54.7M | 7,121,417 | 3.75% | 22q | +1.6%+$854.4K |
| Nuveen, LLC | $52.8M | 6,873,814 | 0.01% | 6q | +28.4%+$11.7M |
| LM Asset Management Inc. | $49.1M incl. $16.8M options CALL | 4,202,000 | 30.43% | 7q | -15.2%-$8.8M |
| VANGUARD FIDUCIARY TRUST CO | $48.2M | 6,279,551 | 0.01% | 2q | -3.6%-$1.8M |
| Curi Capital, LLC | $45.1M | 5,872,238 | 0.70% | 5q | HELD |
| TWO SIGMA INVESTMENTS, LP | $42.3M | 5,502,721 | 0.03% | 14q | -5.9%-$2.6M |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | $42.0M | 5,474,299 | 0.37% | 4q | +3.3%+$1.3M |
| GENDELL JEFFREY L | $38.3M | 4,986,216 | 0.34% | 7q | +4.7%+$1.7M |
| JANE STREET GROUP, LLC | $37.4M CALL+PUT | options only | 0.00% | 22q | OPTIONS |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $36.7M | 4,777,625 | 0.02% | 8q | -39.9%-$24.4M |
| VICTORY CAPITAL MANAGEMENT INC | $36.6M | 4,768,913 | 0.02% | 22q | +3061.9%+$35.5M |
| CITADEL ADVISORS LLC | $35.9M incl. $22.8M options CALL+PUT | 1,705,319 | 0.00% | 22q | -32.4%-$17.2M |
| PRINCIPAL FINANCIAL GROUP INC | $35.2M | 4,581,685 | 0.02% | 22q | -0.7%-$230.9K |
| Public Sector Pension Investment Board | $34.4M | 4,477,167 | 0.09% | 22q | +20.2%+$5.8M |
| UBS Group AG | $33.7M incl. $8.9M options CALL+PUT | 3,237,874 | 0.00% | 22q | -25.6%-$11.6M |
| BNP PARIBAS FINANCIAL MARKETS | $32.7M | 4,257,839 | 0.01% | 7q | +194.4%+$21.6M |
| BANK OF AMERICA CORP /DE/ | $27.3M | 3,551,176 | 0.00% | 22q | +18.0%+$4.2M |
| WHITEBOX ADVISORS LLC | $26.9M PUT | options only | 0.35% | 14q | OPTIONS |
| Connor, Clark & Lunn Investment Management Ltd. | $24.8M | 3,224,852 | 0.05% | 15q | -23.6%-$7.7M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $24.3M | 3,163,211 | 0.00% | 21q | -4.6%-$1.2M |
| GROUP ONE TRADING LLC | $23.8M incl. $20.2M options CALL+PUT | 474,565 | 0.03% | 22q | -14.1%-$3.9M |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $23.5M | 3,062,617 | 0.03% | 4q | +37.7%+$6.4M |
| MARSHALL WACE, LLP | $22.2M | 2,885,264 | 0.02% | 7q | +167.0%+$13.9M |
| SIMPLEX TRADING, LLC | $20.6M incl. $20.1M options CALL+PUT | 76,474 | 0.01% | 21q | HELD |
| Penn Capital Management Company, LLC | $19.6M | 2,547,003 | 1.24% | 4q | -5.9%-$1.2M |
| Voleon Capital Management LP | $19.4M | 2,524,841 | 0.35% | 7q | +57.6%+$7.1M |
| IMC-Chicago, LLC | $18.8M incl. $17.8M options CALL+PUT | 128,915 | 0.00% | 8q | -36.4%-$10.7M |
| Legal & General Group Plc | $18.5M | 2,414,163 | 0.00% | 22q | -3.9%-$745.7K |
| RHUMBLINE ADVISERS | $18.5M | 2,408,555 | 0.01% | 23q | -7.8%-$1.6M |
| VAN DEN BERG MANAGEMENT I, INC | $18.3M | 2,383,170 | 3.87% | 22q | -1.8%-$343.2K |
| FEDERATED HERMES, INC. | $17.8M | 2,320,790 | 0.03% | 22q | -19.4%-$4.3M |
| CITIGROUP INC | $14.9M incl. $1.4M options PUT | 1,753,677 | 0.00% | 22q | -40.2%-$10.0M |
| Swiss National Bank | $14.7M | 1,911,600 | 0.01% | 22q | -0.9%-$129.0K |
| BESSEMER GROUP INC | $14.5M | 1,892,902 | 0.02% | 8q | +211.6%+$9.9M |
| NEW YORK STATE COMMON RETIREMENT FUND | $14.5M | 1,890,521 | 0.02% | 22q | -1.5%-$216.4K |
| AMERIPRISE FINANCIAL INC | $14.2M | 1,842,798 | 0.00% | 22q | -7.7%-$1.2M |
| DEUTSCHE BANK AG\ | $14.0M | 1,819,389 | 0.00% | 22q | +8.7%+$1.1M |
| California Public Employees Retirement System | $12.0M | 1,556,841 | 0.01% | 8q | HELD |
| T. Rowe Price Investment Management, Inc. | $11.6M | 1,513,074 | 0.01% | new | NEW |
| WELLS FARGO & COMPANY/MN | $11.1M | 1,443,573 | 0.00% | 22q | +88.3%+$5.2M |
| WESTERLY CAPITAL MANAGEMENT, LLC | $10.8M | 1,400,000 | 1.98% | 7q | -36.4%-$6.1M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $10.3M | 1,340,394 | 0.00% | 22q | +16.8%+$1.5M |
| Sequoia Financial Advisors, LLC | $10.2M | 1,327,331 | 0.05% | 8q | -0.9%-$94.3K |
| Russell Investments Group, Ltd. | $10.0M | 1,299,042 | 0.01% | 22q | +50.1%+$3.3M |
| MILLENNIUM MANAGEMENT LLC | $9.9M incl. $1.3M options CALL+PUT | 1,118,576 | 0.00% | 22q | -75.5%-$30.7M |
| LPL Financial LLC | $9.5M | 1,235,795 | 0.00% | 22q | -10.2%-$1.1M |
| Walleye Trading LLC | $9.5M incl. $8.6M options CALL+PUT | 111,076 | 0.01% | 22q | -41.9%-$6.8M |
| Jupiter Topco LLC | $9.4M | 1,225,077 | 0.00% | new | FIRST |
| ALGERT GLOBAL LLC | $9.1M | 1,179,678 | 0.11% | 9q | +61.0%+$3.4M |
| ALLIANCEBERNSTEIN L.P. | $8.7M | 1,249,076 | 0.00% | 22q | +4.9%+$407.7K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $8.5M | 1,103,222 | 0.01% | 22q | -2.4%-$209.8K |
| NATIXIS ADVISORS, LLC | $8.4M | 1,094,234 | 0.01% | 8q | +3.1%+$251.5K |
| PRUDENTIAL FINANCIAL INC | $8.3M | 1,078,126 | 0.01% | 22q | -6.2%-$548.4K |
| CANADA PENSION PLAN INVESTMENT BOARD | $8.3M | 1,075,012 | 0.00% | 5q | -8.1%-$729.9K |
| Qube Research & Technologies Ltd | $7.8M | 1,010,864 | 0.01% | 2q | +137.7%+$4.5M |
| CONGRESS ASSET MANAGEMENT CO | $7.5M | 982,011 | 0.05% | 8q | +131.3%+$4.3M |
| VANGUARD ASSET MANAGEMENT, Ltd | $7.0M | 913,733 | 0.00% | 2q | +5.5%+$364.8K |
| INTECH INVESTMENT MANAGEMENT LLC | $6.9M | 894,122 | 0.06% | 9q | -21.0%-$1.8M |
| CANADA LIFE ASSURANCE Co | $6.8M | 882,151 | 0.01% | new | NEW |
| Point72 Asset Management, L.P. | $6.6M CALL+PUT | options only | 0.01% | 3q | OPTIONS |
| Summit Financial, LLC | $6.6M | 856,105 | 0.07% | 4q | +0.7%+$46.5K |
| VOYA INVESTMENT MANAGEMENT LLC | $6.3M | 815,723 | 0.01% | 22q | -38.6%-$3.9M |
| Man Group plc | $6.1M | 790,988 | 0.01% | 8q | +588.1%+$5.2M |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $5.9M | 767,958 | 0.01% | 22q | -4.5%-$279.2K |
| Thrivent Financial for Lutherans | $5.8M | 755,840 | 0.01% | 22q | +19.7%+$954.2K |
| FRANKLIN RESOURCES INC | $5.0M | 655,888 | 0.00% | 22q | -11.7%-$669.1K |
| RAYMOND JAMES FINANCIAL INC | $5.0M | 646,838 | 0.00% | 7q | +4.8%+$227.0K |
| Edgestream Partners, L.P. | $4.8M | 624,213 | 0.14% | 2q | +64.9%+$1.9M |
| PEAK6 LLC | $4.6M CALL | options only | 0.01% | new | OPTIONS |
| LEE DANNER & BASS INC | $4.6M | 601,690 | 0.27% | 22q | HELD |
| Miller Capital Partners, Inc. | $4.4M incl. $2.0M options CALL | 323,537 | 1.73% | 3q | +22.4%+$813.3K |
| BARCLAYS PLC | $4.4M incl. $1.9M options CALL+PUT | 321,656 | 0.00% | 18q | -97.2%-$154.8M |
| Arkadios Wealth Advisors | $4.4M | 570,390 | 0.07% | 12q | -7.9%-$374.6K |
| MetLife Investment Management, LLC | $4.3M | 565,467 | 0.02% | 21q | +9.8%+$386.5K |
| BRIGADE CAPITAL MANAGEMENT, LP | $4.2M | 550,000 | 0.79% | 5q | -70.3%-$10.0M |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $4.0M | 518,237 | 0.00% | 22q | +10.8%+$389.2K |
| Creative Planning | $4.0M incl. $6.3K options CALL | 514,177 | 0.00% | 22q | +22.0%+$712.0K |
| STATE OF WISCONSIN INVESTMENT BOARD | $3.9M | 506,715 | 0.01% | 22q | +17.0%+$566.5K |
Showing the largest 100 of 635 reported holders. The count of 633 above leaves out 2 positions whose reported value failed our price check; they are listed here as filed.
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-10-05 | Delisting notice | itself | - | filing |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-23 | 2026-10-22 | Directors or officers departed or appointed | filing |
| 2026-09-25 | 2026-09-25 | Delisting notice | filing |
| 2026-08-04 | 2026-08-04 | Directors or officers departed or appointed | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-06 | Johnson Kathleen E | Chief Executive Officer | Bought | 100,000 | $612.7K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 173 | $84.1M | 15,031,451 | 22 | 35 | 39 | 0.1% |
| Q2 2026 | 633 | $5.8B | 728,969,529 | 83 | 193 | 173 | 4.2% |
| Q1 2026 | 606 | $5.2B | 723,053,672 | 79 | 179 | 162 | 3.6% |
| Q4 2025 | 608 | $6.0B | 735,050,959 | 88 | 195 | 138 | 4.5% |
| Q3 2025 | 562 | $4.4B | 685,667,428 | 79 | 137 | 155 | 5.6% |
| Q2 2025 | 565 | $3.3B | 725,296,882 | 70 | 148 | 158 | 4.8% |
| Q1 2025 | 551 | $3.0B | 722,154,277 | 65 | 149 | 173 | 5.3% |
| Q4 2024 | 577 | $4.1B | 712,548,034 | 91 | 149 | 152 | 7.8% |
| Q3 2024 | 515 | $5.2B | 669,501,006 | 123 | 128 | 120 | 9.1% |
| Q2 2024 | 460 | $767.0M | 659,184,605 | 45 | 104 | 137 | 5.6% |
| Q1 2024 | 490 | $1.2B | 715,057,014 | 62 | 109 | 143 | 7.0% |
| Q4 2023 | 497 | $1.4B | 692,590,821 | 54 | 100 | 181 | 8.9% |
| Q3 2023 | 508 | $1.0B | 670,321,330 | 45 | 114 | 192 | 7.6% |
| Q2 2023 | 561 | $1.7B | 711,315,712 | 50 | 139 | 227 | 4.7% |
| Q1 2023 | 644 | $2.0B | 734,349,619 | 93 | 192 | 222 | 3.9% |
| Q4 2022 | 749 | $4.5B | 814,668,345 | 113 | 198 | 286 | 5.0% |
| Q3 2022 | 735 | $15.4B | 2,061,035,521 | 69 | 315 | 200 | 2.4% |
| Q2 2022 | 774 | $29.7B | 2,669,216,655 | 92 | 300 | 218 | 1.5% |
| Q1 2022 | 744 | $21.6B | 1,872,827,331 | 84 | 279 | 224 | 2.0% |
| Q4 2021 | 764 | $25.4B | 1,985,436,620 | 92 | 248 | 225 | 1.7% |
| Q3 2021 | 692 | $29.0B | 2,292,024,617 | 74 | 238 | 226 | 1.2% |
| Q2 2021 | 702 | $19.4B | 1,400,994,475 | 99 | 242 | 199 | 2.0% |
| Q1 2021 | 693 | $30.9B | 2,290,793,014 | 610 | 25 | 23 | 1.0% |
| Q4 2020 | 670 | $19.9B | 2,001,971,868 | 121 | 213 | 199 | 1.5% |
| Q3 2020 | 684 | $24.7B | 2,420,933,275 | 82 | 247 | 205 | 1.1% |
| Q2 2020 | 651 | $23.0B | 2,266,223,911 | 67 | 226 | 230 | 1.2% |
| Q1 2020 | 667 | $25.3B | 2,650,621,945 | 71 | 229 | 246 | 1.0% |
| Q4 2019 | 701 | $33.1B | 2,470,648,553 | 68 | 192 | 264 | 1.4% |
| Q3 2019 | 676 | $39.4B | 3,111,765,040 | 68 | 233 | 229 | 1.3% |
| Q2 2019 | 685 | $23.3B | 1,904,335,452 | 69 | 257 | 228 | 4.0% |
| Q1 2019 | 726 | $23.5B | 1,923,867,416 | 86 | 273 | 240 | 1.7% |
| Q4 2018 | 746 | $48.8B | 3,189,043,154 | 14 | 11 | 15 | 1.0% |