DaveManuel.com · Institutional Ownership · Who Owns It
LEGG MASON ETF INVT (LVHD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
122
Reporting holders
$294.2M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $43.7M | 992,542 | 0.00% | 35q | -1.5%-$649.0K |
| LPL Financial LLC | $33.6M | 764,164 | 0.01% | 31q | +2.7%+$875.7K |
| BANK OF AMERICA CORP /DE/ | $27.0M | 613,810 | 0.00% | 31q | +1.9%+$515.7K |
| UBS Group AG | $19.1M | 434,363 | 0.00% | 31q | +2.7%+$497.3K |
| Financial Engines Advisors L.L.C. | $16.7M | 379,995 | 0.03% | 31q | -60.7%-$25.8M |
| WELLS FARGO & COMPANY/MN | $12.1M | 273,897 | 0.00% | 31q | +5.9%+$667.6K |
| RAYMOND JAMES FINANCIAL INC | $9.3M | 211,191 | 0.00% | 7q | -3.7%-$356.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $7.9M | 180,172 | 0.01% | 31q | -1.8%-$147.8K |
| Sequent Planning LLC | $7.7M | 176,109 | 1.66% | 4q | +3.6%+$267.5K |
| Private Advisor Group, LLC | $7.7M | 175,756 | 0.04% | 31q | +9.2%+$651.0K |
| ROYAL BANK OF CANADA | $7.7M | 175,212 | 0.00% | 31q | +20.5%+$1.3M |
| Sovereign Investment Advisors, LLC | $6.8M | 154,793 | 1.28% | 27q | +0.8%+$51.5K |
| Cetera Investment Advisers | $5.5M | 126,001 | 0.01% | 19q | -9.6%-$585.5K |
| JONES FINANCIAL COMPANIES LLLP | $5.1M | 114,531 | 0.00% | 8q | +15.8%+$697.5K |
| CITIGROUP INC | $4.8M | 108,166 | 0.00% | 31q | +57.7%+$1.7M |
| Tidal Investments LLC | $4.7M | 106,212 | 0.01% | new | NEW |
| GOLDMAN SACHS GROUP INC | $4.0M | 90,453 | 0.00% | 5q | -4.2%-$175.9K |
| HEFFERNAN ADVISORY, INC | $3.9M | 89,021 | 3.28% | 3q | -1.0%-$40.9K |
| Allworth Financial LP | $3.8M | 86,708 | 0.02% | 28q | -5.7%-$231.3K |
| IFG Advisory, LLC | $3.3M | 74,932 | 0.12% | new | NEW |
| PERSPECTIVE WEALTH ADVISORS LLC | $3.2M | 72,158 | 1.75% | 3q | +5.3%+$158.7K |
| Cambridge Investment Research Advisors, Inc. | $2.9M | 66,452 | 0.00% | 31q | +96.7%+$1.4M |
| Wealthcare Advisory Partners LLC | $2.7M | 62,099 | 0.05% | 17q | -1.1%-$29.0K |
| ENVESTNET ASSET MANAGEMENT INC | $2.3M | 52,027 | 0.00% | 21q | +0.9%+$19.4K |
| Baird Financial Group, Inc. | $2.3M | 51,211 | 0.00% | 7q | +4.0%+$86.3K |
| JT Stratford LLC | $2.2M | 49,511 | 0.24% | 15q | +1.6%+$34.1K |
| AMERIPRISE FINANCIAL INC | $2.1M | 48,472 | 0.00% | 31q | +82.4%+$963.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.0M | 44,434 | 0.00% | 31q | -37.0%-$1.1M |
| OSAIC HOLDINGS, INC. | $2.0M | 44,362 | 0.00% | 26q | -9.8%-$212.1K |
| Triad Wealth Partners, LLC | $1.9M | 42,317 | 0.11% | 7q | -32.2%-$902.4K |
| Janney Montgomery Scott LLC | $1.7M | 39,683 | 0.00% | 31q | HELD |
| XML Financial, LLC | $1.7M | 38,402 | 0.12% | 27q | -1.1%-$19.5K |
| Anson Capital, Inc. | $1.7M | 37,930 | 1.09% | 3q | +6.8%+$105.6K |
| Arkadios Wealth Advisors | $1.6M | 37,178 | 0.02% | 23q | +10.8%+$159.0K |
| STIFEL FINANCIAL CORP | $1.5M | 35,182 | 0.00% | 22q | -8.9%-$150.5K |
| Kestra Advisory Services, LLC | $1.4M | 32,883 | 0.00% | 16q | -8.5%-$134.7K |
| JPMORGAN CHASE & CO | $1.4M | 32,065 | 0.00% | 15q | +5.5%+$74.1K |
| Simplicity Wealth,LLC | $1.4M | 31,982 | 0.05% | new | NEW |
| CX Institutional | $1.2M | 26,197 | 0.03% | 31q | +0.8%+$8.7K |
| Wealthcare Capital Partners, LLC | $1.1M | 24,380 | 0.44% | 5q | +16.9%+$155.1K |
| First Heartland Consultants, Inc. | $979.0K | 22,249 | 0.06% | 17q | +51.3%+$332.0K |
| Centurion Wealth Management LLC | $949.6K | 21,581 | 0.23% | 14q | -9.4%-$98.8K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $948.1K | 21,546 | 0.02% | 2q | +0.6%+$5.7K |
| Farther Finance Advisors, LLC | $912.4K | 20,736 | 0.01% | 5q | HELD |
| Integrated Wealth Concepts LLC | $905.6K | 20,581 | 0.01% | 4q | +3.2%+$28.2K |
| Sanctuary Advisors, LLC | $821.0K | 18,657 | 0.00% | 9q | -22.1%-$233.4K |
| Prospera Financial Services Inc | $816.4K | 18,552 | 0.01% | 5q | +12.8%+$92.9K |
| Pallas Capital Advisors LLC | $777.3K | 17,665 | 0.02% | 13q | +6.2%+$45.4K |
| MERCER GLOBAL ADVISORS INC /ADV | $700.7K | 15,923 | 0.00% | 2q | +1.6%+$11.3K |
| Atria Investments, Inc | $692.9K | 15,747 | 0.01% | 6q | +93.7%+$335.2K |
| STEPHENS INC /AR/ | $636.1K | 14,455 | 0.01% | 31q | HELD |
| PNC Financial Services Group, Inc. | $610.5K | 13,874 | 0.00% | 18q | +20.5%+$103.9K |
| Oak Grove Capital LLC | $606.8K | 13,791 | 0.03% | new | NEW |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $541.6K | 12,314 | 0.00% | 3q | -1.9%-$10.3K |
| Private Advisory Group LLC | $512.6K | 11,650 | 0.03% | 2q | +2.0%+$10.0K |
| ALPHA CAPITAL ADVISORS INC /ADV | $494.7K | 11,241 | 0.43% | 3q | HELD |
| LongView Wealth Management | $425.1K | 9,662 | 0.11% | 5q | +0.6%+$2.6K |
| Mariner, LLC | $423.4K | 9,622 | 0.00% | 13q | -33.6%-$213.9K |
| Pinnacle Financial Partners, Inc. | $410.9K | 9,338 | 0.00% | 3q | HELD |
| Compound Planning, Inc. | $395.5K | 8,988 | 0.01% | 2q | +3.9%+$14.8K |
| MML INVESTORS SERVICES, LLC | $390.1K | 8,865 | 0.00% | 22q | -0.8%-$3.0K |
| NewEdge Advisors, LLC | $384.9K | 8,746 | 0.00% | 15q | -11.0%-$47.5K |
| WBH ADVISORY INC | $350.8K | 7,973 | 0.02% | 5q | HELD |
| Sepio Capital, LP | $333.1K | 7,569 | 0.02% | 7q | HELD |
| Concurrent Investment Advisors, LLC | $329.7K | 7,492 | 0.00% | 6q | -4.4%-$15.3K |
| TD Waterhouse Canada Inc. | $329.3K | 7,453 | 0.00% | 7q | HELD |
| Bank of New York Mellon Corp | $319.0K | 7,249 | 0.00% | 2q | +6.2%+$18.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $312.2K | 7,008 | 0.00% | 3q | -8.5%-$29.0K |
| &PARTNERS | $308.8K | 7,017 | 0.00% | 4q | -0.7%-$2.2K |
| Intrepid Financial Planning Group LLC | $273.0K | 6,204 | 0.09% | 14q | +2.5%+$6.6K |
| Belpointe Asset Management LLC | $257.8K | 5,858 | 0.01% | new | NEW |
| Pathstone Holdings, LLC | $257.7K | 5,858 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $249.9K | 5,679 | 0.00% | 3q | -76.8%-$828.6K |
| Advisory Services Network, LLC | $241.0K | 5,477 | 0.00% | 11q | +1.1%+$2.7K |
| Investors Research Corp | $231.9K | 5,271 | 0.04% | 26q | +3.9%+$8.6K |
| Indivisible Partners | $231.6K | 5,264 | 0.01% | new | NEW |
| TRUIST FINANCIAL CORP | $231.5K | 5,260 | 0.00% | 2q | +4.1%+$9.1K |
| Lynx Investment Advisory | $226.4K | 5,144 | 0.07% | new | NEW |
| D.A. DAVIDSON & CO. | $224.2K | 5,096 | 0.00% | 2q | +3.2%+$7.0K |
| Stratos Wealth Partners, LTD. | $223.5K | 5,080 | 0.00% | 11q | HELD |
| SYKON CAPITAL LLC | $211.8K | 4,814 | 0.07% | 12q | +0.5%+$1.1K |
| Equitable Holdings, Inc. | $208.0K | 4,728 | 0.00% | 2q | HELD |
| Ameritas Advisory Services, LLC | $171.3K | 3,894 | 0.00% | new | NEW |
| Arax Advisory Partners | $157.8K | 3,586 | 0.00% | 25q | +53.8%+$55.2K |
| HARBOUR INVESTMENTS, INC. | $153.8K | 3,496 | 0.00% | 15q | -5.2%-$8.4K |
| PRIVATE TRUST CO NA | $106.0K | 2,410 | 0.01% | 8q | HELD |
| Institute for Wealth Management, LLC. | $101.7K | 2,312 | 0.01% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $98.8K | 2,245 | 0.00% | 4q | +58.5%+$36.5K |
| FMR LLC | $86.4K | 1,964 | 0.00% | 22q | +24.2%+$16.9K |
| Sunrise Financial Services, LLC | $77.8K | 1,768 | 0.05% | 3q | +31.4%+$18.6K |
| Aptus Capital Advisors, LLC | $76.4K | 1,736 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $64.5K | 1,465 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $56.7K | 1,289 | 0.00% | 4q | HELD |
| Hurley Capital, LLC | $55.2K | 1,255 | 0.03% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $52.8K | 1,200 | 0.00% | 28q | -4.0%-$2.2K |
| LANARK FINANCIAL, INC. | $44.0K | 1,000 | 0.00% | 4q | HELD |
| VIMA LLC | $40.9K | 929 | 0.04% | new | NEW |
| Federation des caisses Desjardins du Quebec | $38.7K | 880 | 0.00% | 18q | HELD |
| GHP Investment Advisors, Inc. | $38.6K | 877 | 0.00% | new | NEW |
| Keating Financial Advisory Services, Inc. | $37.9K | 861 | 0.00% | 3q | HELD |
Showing the largest 100 of 122 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 31 | $21.5M | 518,995 | 1 | 9 | 7 | 0.0% |
| Q2 2026 | 122 | $294.2M | 6,683,592 | 17 | 46 | 30 | 0.0% |
| Q1 2026 | 116 | $300.6M | 7,062,727 | 17 | 38 | 33 | 0.0% |
| Q4 2025 | 107 | $275.5M | 6,905,727 | 13 | 33 | 35 | 0.0% |
| Q3 2025 | 103 | $300.5M | 7,258,580 | 15 | 38 | 25 | 0.0% |
| Q2 2025 | 99 | $281.3M | 7,057,788 | 17 | 39 | 20 | 0.0% |
| Q1 2025 | 85 | $261.6M | 6,405,581 | 8 | 20 | 27 | 0.0% |
| Q4 2024 | 91 | $278.7M | 7,264,563 | 13 | 24 | 34 | 0.0% |
| Q3 2024 | 84 | $320.9M | 7,930,788 | 5 | 26 | 37 | 0.0% |
| Q2 2024 | 88 | $325.8M | 9,085,949 | 5 | 18 | 45 | 0.0% |
| Q1 2024 | 95 | $484.9M | 13,163,029 | 1 | 32 | 44 | 0.0% |
| Q4 2023 | 112 | $644.9M | 17,734,603 | 11 | 34 | 46 | 0.0% |
| Q3 2023 | 110 | $626.0M | 18,477,512 | 15 | 37 | 36 | 0.0% |
| Q2 2023 | 104 | $744.6M | 20,292,744 | 8 | 40 | 37 | 0.1% |
| Q1 2023 | 105 | $806.6M | 21,624,213 | 15 | 48 | 25 | 0.1% |
| Q4 2022 | 105 | $645.4M | 16,945,827 | 28 | 37 | 18 | 0.1% |
| Q3 2022 | 81 | $873.8M | 25,950,196 | 17 | 41 | 10 | 0.0% |
| Q2 2022 | 76 | $541.1M | 14,366,052 | 10 | 32 | 17 | 0.0% |
| Q1 2022 | 77 | $908.1M | 22,843,375 | 10 | 31 | 15 | 0.0% |
| Q4 2021 | 75 | $956.7M | 23,880,582 | 7 | 28 | 20 | 0.0% |
| Q3 2021 | 71 | $905.4M | 25,158,051 | 7 | 21 | 18 | 0.0% |
| Q2 2021 | 74 | $861.4M | 23,613,662 | 10 | 22 | 27 | 0.0% |
| Q1 2021 | 68 | $755.2M | 21,606,058 | 8 | 15 | 26 | 0.0% |
| Q4 2020 | 69 | $807.7M | 25,039,105 | 11 | 16 | 31 | 0.0% |
| Q3 2020 | 63 | $1.1B | 35,865,582 | 6 | 15 | 28 | 0.0% |
| Q2 2020 | 67 | $1.1B | 37,791,754 | 8 | 15 | 29 | 0.0% |
| Q1 2020 | 74 | $1.1B | 41,685,794 | 10 | 25 | 26 | 0.0% |
| Q4 2019 | 78 | $1.6B | 46,692,105 | 11 | 33 | 11 | 0.0% |
| Q3 2019 | 63 | $1.4B | 40,681,552 | 9 | 28 | 13 | 0.0% |
| Q2 2019 | 59 | $1.1B | 35,575,175 | 13 | 21 | 12 | 0.0% |
| Q1 2019 | 50 | $1.1B | 34,067,091 | 5 | 25 | 11 | 0.0% |
| Q4 2018 | 50 | $785.6M | 27,394,278 | 0 | 2 | 1 | 0.0% |