DaveManuel.com · Institutional Ownership · Who Owns It
LEGG MASON ETF INVT (LVHI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
315
Reporting holders
$3.2B
Reported value
0.0%
Calls
0.0%
Puts
+17
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $514.6M | 12,678,832 | 0.12% | 31q | +14.3%+$64.3M |
| MORGAN STANLEY | $206.2M | 5,080,377 | 0.01% | 16q | +10.6%+$19.8M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $187.7M | 4,624,597 | 0.10% | 13q | +5.9%+$10.5M |
| BANK OF AMERICA CORP /DE/ | $181.5M | 4,473,163 | 0.01% | 31q | +7.0%+$11.9M |
| RAYMOND JAMES FINANCIAL INC | $115.1M | 2,835,156 | 0.03% | 7q | +5.5%+$6.0M |
| WELLS FARGO & COMPANY/MN | $103.2M | 2,543,423 | 0.02% | 16q | HELD |
| AMERIPRISE FINANCIAL INC | $92.9M | 2,287,820 | 0.02% | 11q | +27.6%+$20.1M |
| ENVESTNET ASSET MANAGEMENT INC | $88.2M | 2,172,025 | 0.02% | 21q | +4.7%+$3.9M |
| JONES FINANCIAL COMPANIES LLLP | $83.4M | 2,053,081 | 0.03% | 10q | +28.7%+$18.6M |
| Cetera Investment Advisers | $69.6M | 1,715,248 | 0.06% | 17q | +14.0%+$8.6M |
| UBS Group AG | $68.7M | 1,692,909 | 0.01% | 21q | +9.7%+$6.1M |
| OSAIC HOLDINGS, INC. | $65.0M | 1,601,132 | 0.08% | 26q | +35.1%+$16.9M |
| GREAT VALLEY ADVISOR GROUP, INC. | $63.5M | 1,565,039 | 1.00% | 14q | +7.1%+$4.2M |
| STIFEL FINANCIAL CORP | $62.0M | 1,527,434 | 0.05% | 18q | +3.7%+$2.2M |
| HighTower Advisors, LLC | $55.9M | 1,376,185 | 0.05% | 12q | -5.7%-$3.4M |
| Cambridge Investment Research Advisors, Inc. | $54.2M | 1,336,392 | 0.06% | 15q | +134.4%+$31.1M |
| ROYAL BANK OF CANADA | $53.5M | 1,318,123 | 0.01% | 31q | +1.6%+$823.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $52.0M | 1,281,198 | 0.07% | 31q | +6.1%+$3.0M |
| ASSETMARK, INC | $50.2M | 1,238,008 | 0.09% | 9q | -1.5%-$759.5K |
| Kestra Advisory Services, LLC | $48.8M | 1,203,044 | 0.16% | 15q | +6.7%+$3.1M |
| Private Advisor Group, LLC | $36.8M | 907,663 | 0.17% | 20q | -6.9%-$2.7M |
| Equitable Holdings, Inc. | $32.2M | 792,683 | 0.19% | 17q | +17.5%+$4.8M |
| Csenge Advisory Group | $32.0M | 788,590 | 1.30% | 17q | +3.5%+$1.1M |
| Insight Wealth Strategies, LLC | $27.4M | 679,172 | 2.68% | 10q | +8.5%+$2.1M |
| Pinnacle Financial Partners, Inc. | $26.5M | 654,043 | 0.18% | 3q | +12.0%+$2.8M |
| MOR Wealth Management, LLC | $21.6M | 531,044 | 8.58% | 3q | +15.8%+$2.9M |
| MML INVESTORS SERVICES, LLC | $21.4M | 528,439 | 0.04% | 21q | +50.0%+$7.1M |
| Janney Montgomery Scott LLC | $21.2M | 522,204 | 0.04% | 15q | +19.3%+$3.4M |
| Frontier Asset Management, LLC | $20.9M | 514,245 | 3.74% | 10q | +2.9%+$592.5K |
| Howard Capital Management, LLC | $17.8M | 438,710 | 0.21% | new | NEW |
| SK Wealth Management, LLC | $17.5M | 406,952 | 3.94% | 8q | HELD |
| Curran Financial Partners, LLC | $16.6M | 408,814 | 2.47% | 5q | +8.8%+$1.3M |
| Planning Strategies Inc. | $16.0M | 394,118 | 9.98% | new | FIRST |
| Compass Wealth Management, LLC/GA | $14.6M | 360,154 | 5.83% | 5q | -0.8%-$119.5K |
| Keudell/Morrison Wealth Management | $13.5M | 333,256 | 2.56% | 3q | +36.5%+$3.6M |
| Cedar Mountain Advisors, LLC | $13.4M | 330,016 | 2.31% | 16q | -0.8%-$104.6K |
| FSA WEALTH PARTNERS, INC. | $13.2M | 324,659 | 3.30% | new | NEW |
| SIERRA OCEAN, LLC | $11.3M | 278,606 | 7.83% | 7q | +2.3%+$256.7K |
| Seros Financial, LLC | $11.2M | 275,127 | 5.82% | 2q | +2.0%+$223.8K |
| JPMORGAN CHASE & CO | $11.1M | 272,769 | 0.00% | 13q | +26.1%+$2.3M |
| SHP Wealth Management | $10.1M | 248,046 | 0.69% | 3q | -2.6%-$266.5K |
| Concurrent Investment Advisors, LLC | $10.1M | 247,759 | 0.09% | 5q | +0.9%+$87.0K |
| VestGen Advisors, LLC | $9.9M | 244,800 | 0.29% | 6q | +1.1%+$105.2K |
| Benchmark Financial Wealth Advisors, LLC | $9.9M | 243,547 | 2.44% | 11q | +18.3%+$1.5M |
| McKinney Capital Management, LLC | $9.2M | 227,608 | 3.64% | new | NEW |
| Forefront Wealth Partners, LLC | $8.9M | 220,479 | 2.77% | 7q | +26.2%+$1.9M |
| Sanctuary Advisors, LLC | $8.8M | 217,087 | 0.04% | 9q | +4.1%+$349.6K |
| BFSG, LLC | $8.8M | 216,742 | 0.78% | 5q | +7.1%+$585.7K |
| World Investment Advisors | $8.5M | 208,456 | 0.14% | 6q | HELD |
| Atria Investments, Inc | $8.3M | 203,404 | 0.08% | 14q | +3.7%+$298.0K |
| Integrated Wealth Concepts LLC | $8.2M | 201,938 | 0.05% | 2q | +2221.9%+$7.8M |
| Piedmont Capital Management, LLC/NC | $7.8M | 191,357 | 4.74% | 3q | +12.1%+$837.9K |
| Federation des caisses Desjardins du Quebec | $7.7M | 189,304 | 0.02% | 16q | +8.5%+$600.3K |
| PRINCIPAL SECURITIES, INC. | $7.7M | 189,204 | 0.09% | 11q | -61.6%-$12.3M |
| Laurel Wealth Planning LLC | $7.7M | 188,664 | 3.39% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $7.5M | 182,599 | 0.01% | 12q | +4.4%+$315.3K |
| Montis Financial, LLC | $7.5M | 185,438 | 1.54% | 10q | +10.6%+$723.9K |
| OPPENHEIMER & CO INC | $7.4M | 183,508 | 0.08% | 8q | +13.2%+$868.6K |
| FOUNDERS FINANCIAL SECURITIES LLC | $7.4M | 182,352 | 0.38% | 3q | HELD |
| Horizon Investments, LLC | $7.4M | 181,854 | 0.08% | 2q | -50.2%-$7.4M |
| Centennial Wealth Advisory LLC | $7.1M | 174,146 | 1.53% | 6q | +8.7%+$565.2K |
| Per Stirling Capital Management, LLC. | $7.0M | 172,540 | 0.66% | 8q | +25.3%+$1.4M |
| Boyce & Associates Wealth Consulting, Inc. | $6.9M | 169,039 | 4.76% | 14q | +2.4%+$161.7K |
| Haven Private, LLC | $6.4M | 156,507 | 2.41% | 6q | +3.4%+$207.1K |
| CROBAN | $6.3M | 154,562 | 2.76% | 8q | +1.6%+$95.9K |
| Mariner, LLC | $6.2M | 153,454 | 0.01% | 10q | -40.7%-$4.3M |
| INDEPENDENT FINANCIAL GROUP, LLC | $6.2M | 152,765 | 0.12% | 9q | -1.0%-$65.0K |
| Mirae Asset Global Investments Co., Ltd. | $6.2M | 152,000 | 0.01% | new | NEW |
| REGATTA CAPITAL GROUP, LLC | $6.0M | 147,442 | 0.80% | 5q | +21.6%+$1.1M |
| American Alpha Advisors, LLC | $5.9M | 146,533 | 3.21% | 8q | +10.5%+$567.3K |
| Ethos Financial Group, LLC | $5.9M | 136,819 | 0.39% | 7q | -20.2%-$1.5M |
| Ameritas Advisory Services, LLC | $5.8M | 144,084 | 0.12% | 3q | +238.4%+$4.1M |
| Qube Research & Technologies Ltd | $5.7M | 141,092 | 0.01% | 6q | +8.2%+$435.6K |
| RETIREMENT PLANNING GROUP, LLC / NY | $5.5M | 136,096 | 3.01% | 7q | +6.5%+$337.1K |
| D.A. DAVIDSON & CO. | $5.5M | 135,415 | 0.03% | 6q | -6.0%-$353.8K |
| Cassady Wealth & Retirement Planning, LLC | $5.5M | 134,757 | 2.54% | 3q | +1.7%+$92.0K |
| EXCHANGE TRADED CONCEPTS, LLC | $5.4M | 131,923 | 0.02% | 7q | +18.8%+$847.3K |
| Kingsview Wealth Management, LLC | $5.3M | 129,721 | 0.06% | 3q | +152.1%+$3.2M |
| Meridian Wealth Management, LLC | $5.3M | 129,539 | 0.16% | 5q | +3.5%+$178.5K |
| Sunrise Financial Services, LLC | $5.2M | 127,584 | 3.08% | 3q | +8.4%+$403.3K |
| JANE STREET GROUP, LLC | $5.0M | 123,904 | 0.00% | 21q | -84.4%-$27.3M |
| Prota Financial, LLC | $4.9M | 121,692 | 3.24% | new | NEW |
| IFP Advisors, Inc | $4.9M | 120,818 | 0.09% | 18q | +5.2%+$244.6K |
| Oak Grove Capital LLC | $4.8M | 119,500 | 0.23% | new | NEW |
| Baird Financial Group, Inc. | $4.8M | 117,809 | 0.01% | 13q | -3.8%-$188.4K |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | $4.6M | 114,176 | 2.25% | 13q | -1.4%-$65.4K |
| Arkadios Wealth Advisors | $4.6M | 112,271 | 0.07% | 9q | +115.2%+$2.4M |
| Focus Financial Network, Inc. | $4.5M | 110,585 | 0.14% | 15q | +1.4%+$61.7K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $4.5M | 110,509 | 0.08% | 9q | +9.8%+$399.2K |
| BLUELINE ADVISORS LLC | $4.2M | 103,013 | 2.90% | 3q | +2.9%+$116.8K |
| Maia Wealth LLC | $4.1M | 102,242 | 0.61% | 7q | +21.9%+$746.1K |
| Steward Partners Investment Advisory, LLC | $4.1M | 100,389 | 0.02% | 13q | -66.5%-$8.1M |
| Principle Wealth Partners LLC | $3.9M | 96,150 | 0.19% | 12q | HELD |
| Gladstone Institutional Advisory LLC | $3.7M | 92,281 | 0.12% | 6q | +9.9%+$337.0K |
| NATIXIS ADVISORS, LLC | $3.7M | 91,153 | 0.00% | 3q | +101.3%+$1.9M |
| Asset One Wealth Management LLC | $3.7M | 88,435 | 0.39% | 3q | -5.6%-$220.7K |
| Bay Capital Advisors, LLC | $3.6M | 89,748 | 1.95% | 6q | +14.7%+$467.4K |
| WealthCare Investment Partners, LLC | $3.4M | 84,827 | 0.84% | 6q | +8.0%+$255.9K |
| Bison Wealth, LLC | $3.4M | 83,795 | 0.32% | 3q | +14.6%+$439.6K |
| Nova Wealth Management, Inc. | $3.4M | 84,759 | 1.90% | 7q | +16.5%+$486.3K |
Showing the largest 100 of 315 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 131 | $517.1M | 12,354,024 | 16 | 56 | 38 | 0.0% |
| Q2 2026 | 315 | $3.2B | 78,186,009 | 41 | 160 | 62 | 0.0% |
| Q1 2026 | 298 | $3.0B | 73,054,744 | 38 | 158 | 63 | 0.0% |
| Q4 2025 | 280 | $2.4B | 65,295,864 | 45 | 142 | 48 | 0.0% |
| Q3 2025 | 235 | $2.0B | 58,487,197 | 24 | 119 | 61 | 0.0% |
| Q2 2025 | 234 | $1.9B | 57,066,672 | 43 | 129 | 37 | 0.0% |
| Q1 2025 | 213 | $1.5B | 45,006,434 | 60 | 97 | 33 | 0.0% |
| Q4 2024 | 169 | $920.1M | 30,138,183 | 24 | 76 | 39 | 0.0% |
| Q3 2024 | 151 | $841.0M | 27,065,442 | 28 | 66 | 30 | 0.0% |
| Q2 2024 | 134 | $623.8M | 21,039,026 | 23 | 62 | 25 | 0.0% |
| Q1 2024 | 122 | $631.7M | 21,216,130 | 16 | 55 | 28 | 0.0% |
| Q4 2023 | 108 | $431.0M | 15,580,383 | 9 | 52 | 29 | 0.0% |
| Q3 2023 | 100 | $374.4M | 13,736,403 | 17 | 48 | 19 | 0.0% |
| Q2 2023 | 89 | $353.2M | 12,991,371 | 17 | 52 | 15 | 0.0% |
| Q1 2023 | 76 | $265.0M | 9,827,413 | 21 | 32 | 14 | 0.0% |
| Q4 2022 | 65 | $181.2M | 7,111,327 | 23 | 30 | 8 | 0.0% |
| Q3 2022 | 45 | $1.4B | 57,227,370 | 13 | 20 | 4 | 0.0% |
| Q2 2022 | 35 | $130.8M | 5,103,952 | 8 | 15 | 7 | 0.0% |
| Q1 2022 | 30 | $131.3M | 4,872,132 | 6 | 12 | 7 | 0.0% |
| Q4 2021 | 24 | $105.4M | 3,977,510 | 1 | 10 | 7 | 0.0% |
| Q3 2021 | 27 | $103.4M | 3,991,438 | 8 | 11 | 2 | 0.0% |
| Q2 2021 | 21 | $93.9M | 3,643,470 | 6 | 9 | 2 | 0.0% |
| Q1 2021 | 18 | $75.2M | 2,962,511 | 1 | 8 | 6 | 0.0% |
| Q4 2020 | 23 | $63.4M | 2,709,131 | 5 | 6 | 7 | 0.0% |
| Q3 2020 | 17 | $37.9M | 1,721,560 | 2 | 3 | 8 | 0.0% |
| Q2 2020 | 18 | $32.9M | 1,488,125 | 4 | 3 | 9 | 0.0% |
| Q1 2020 | 18 | $35.6M | 1,719,270 | 2 | 8 | 4 | 0.0% |
| Q4 2019 | 18 | $40.7M | 1,508,921 | 3 | 8 | 3 | 0.0% |
| Q3 2019 | 14 | $37.0M | 1,384,797 | 2 | 6 | 3 | 0.0% |
| Q2 2019 | 12 | $36.6M | 1,390,909 | 2 | 1 | 7 | 0.0% |
| Q1 2019 | 12 | $38.0M | 1,468,533 | 1 | 2 | 4 | 0.0% |
| Q4 2018 | 11 | $36.3M | 1,503,668 | 0 | 0 | 1 | 0.0% |