DaveManuel.com · Institutional Ownership · Who Owns It
MAIN STR CAP CORP (MAIN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
406
Reporting holders
$1.3B
Reported value
24.6%
Of shares outstanding
1.8%
Calls
2.1%
Puts
-23
Holder change
Institutions report 22,966,975 shares against 93,508,461 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ | $173.4M | 3,342,499 | 0.02% | 31q | +23.4%+$32.9M |
| VAN ECK ASSOCIATES CORP | $97.8M | 1,885,274 | 0.06% | 31q | -10.6%-$11.6M |
| UBS Group AG | $72.0M | 1,387,731 | 0.01% | 31q | +3.7%+$2.5M |
| Legal & General Group Plc | $43.3M | 835,057 | 0.01% | 31q | +6.5%+$2.6M |
| MORGAN STANLEY | $40.8M | 786,284 | 0.00% | 35q | -8.0%-$3.5M |
| Qube Research & Technologies Ltd | $33.9M | 654,166 | 0.03% | 6q | +34.7%+$8.7M |
| Invesco Ltd. | $28.7M | 553,967 | 0.00% | 31q | +28.1%+$6.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $27.9M incl. $25.6M options CALL+PUT | 45,157 | 0.00% | 31q | +254.8%+$20.0M |
| ADELL HARRIMAN & CARPENTER INC | $25.9M | 498,998 | 1.33% | 15q | +3.0%+$747.8K |
| Muzinich & Co., Inc. | $25.7M | 495,923 | 8.79% | 31q | +2.3%+$575.9K |
| Union Bancaire Privee, UBP SA | $24.3M | 2,942? | 0.27% | 7q | |
| VESTOR CAPITAL, LLC | $23.9M | 55,208 | 1.50% | 22q | +14.1%+$3.0M |
| BlackRock, Inc. | $20.9M | 403,623 | 0.00% | 8q | -4.9%-$1.1M |
| Sumitomo Mitsui Trust Group, Inc. | $19.5M | 375,509 | 0.01% | 26q | +1.3%+$259.4K |
| D. E. Shaw & Co., Inc. | $19.5M | 375,318 | 0.01% | 6q | -30.9%-$8.7M |
| LPL Financial LLC | $18.0M | 347,600 | 0.00% | 31q | HELD |
| FRANKLIN RESOURCES INC | $17.8M | 342,763 | 0.00% | 10q | +6.8%+$1.1M |
| GOLDMAN SACHS GROUP INC | $17.2M | 332,291 | 0.00% | 9q | +6.0%+$980.7K |
| Cambridge Investment Research Advisors, Inc. | $16.0M | 307,898 | 0.02% | 31q | +112.4%+$8.5M |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | $14.6M | 281,397 | 0.05% | 4q | HELD |
| CHILDRESS CAPITAL ADVISORS, LLC | $13.4M | 257,733 | 2.19% | 23q | -12.3%-$1.9M |
| JANE STREET GROUP, LLC | $12.9M incl. $7.4M options CALL+PUT | 105,352 | 0.00% | 13q | HELD |
| RAYMOND JAMES FINANCIAL INC | $12.4M | 238,617 | 0.00% | 7q | -9.5%-$1.3M |
| Trinity Legacy Partners, LLC | $12.1M | 217,844 | 2.42% | 31q | +7.2%+$815.8K |
| SANDERS MORRIS HARRIS LLC | $10.4M | 199,559 | 6.00% | 2q | -15.9%-$2.0M |
| CITADEL ADVISORS LLC | $9.4M incl. $7.8M options CALL+PUT | 31,531 | 0.00% | 31q | +5.3%+$473.8K |
| ROYAL BANK OF CANADA | $9.1M | 174,795 | 0.00% | 31q | +15.6%+$1.2M |
| Bridgelight Financial Advisors, Inc. | $8.6M | 166,563 | 5.92% | 3q | +21.9%+$1.6M |
| Private Advisor Group, LLC | $8.4M | 162,463 | 0.04% | 31q | -4.6%-$407.1K |
| OSAIC HOLDINGS, INC. | $8.4M | 162,228 | 0.01% | 26q | -4.4%-$387.4K |
| Arax Advisory Partners | $7.8M | 151,274 | 0.05% | new | NEW |
| BENJAMIN EDWARDS INC | $7.6M | 145,655 | 0.07% | 30q | -5.2%-$413.4K |
| TECTONIC ADVISORS LLC | $7.5M | 145,445 | 0.36% | new | NEW |
| JPMORGAN CHASE & CO | $7.3M | 141,880 | 0.00% | 31q | -15.5%-$1.3M |
| MILLENNIUM MANAGEMENT LLC | $7.0M | 134,503 | 0.00% | 7q | -62.6%-$11.7M |
| WELLS FARGO & COMPANY/MN | $6.9M | 133,473 | 0.00% | 31q | +28.7%+$1.5M |
| Balyasny Asset Management L.P. | $6.9M | 133,125 | 0.01% | 5q | +10.9%+$680.6K |
| TCTC Holdings, LLC | $6.9M | 132,691 | 0.18% | 11q | +2.9%+$192.0K |
| Pembroke Management, LTD | $6.9M | 132,558 | 0.49% | 10q | +104.1%+$3.5M |
| STATE STREET CORP | $6.8M | 130,435 | 0.00% | 2q | +17.8%+$1.0M |
| AMERIPRISE FINANCIAL INC | $6.7M | 129,241 | 0.00% | 31q | +1.8%+$119.0K |
| Joel Isaacson & Co., LLC | $6.7M | 129,206 | 0.19% | 9q | HELD |
| HOURGLASS CAPITAL, LLC | $6.3M | 121,650 | 1.24% | 22q | -1.5%-$98.6K |
| BANK OF AMERICA CORP /DE/ | $6.1M | 117,462 | 0.00% | 31q | +20.3%+$1.0M |
| Segment Wealth Management, LLC | $6.0M | 114,748 | 0.31% | 31q | +1.5%+$88.9K |
| Hamilton Point Investment Advisors, LLC | $5.9M | 113,705 | 0.83% | 31q | HELD |
| CANADA LIFE ASSURANCE Co | $5.9M | 113,433 | 0.01% | 27q | +16.2%+$819.9K |
| TUDOR INVESTMENT CORP ET AL | $5.8M | 111,577 | 0.01% | 4q | +53.0%+$2.0M |
| Beacon Pointe Advisors, LLC | $5.7M | 109,186 | 0.03% | 4q | +111.7%+$3.0M |
| Meridian Wealth Management, LLC | $5.6M | 108,809 | 0.17% | 9q | +7.5%+$394.9K |
| Naviter Wealth, LLC | $5.2M | 100,862 | 0.47% | 10q | +18.7%+$823.4K |
| J.W. COLE ADVISORS, INC. | $5.2M | 100,593 | 0.09% | 24q | -5.9%-$325.2K |
| BNP PARIBAS FINANCIAL MARKETS | $5.2M | 100,030 | 0.00% | 31q | +8.5%+$406.0K |
| Cetera Investment Advisers | $5.0M | 97,026 | 0.00% | 10q | +34.2%+$1.3M |
| DENALI ADVISORS LLC | $5.0M | 95,591 | 0.50% | 8q | -5.8%-$305.8K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $4.9M | 93,486 | 0.08% | 31q | +2.8%+$131.2K |
| HighTower Advisors, LLC | $4.8M | 92,780 | 0.00% | 31q | -2.9%-$145.5K |
| Integrated Wealth Concepts LLC | $4.7M | 90,056 | 0.03% | 10q | -12.7%-$678.7K |
| FIRST TRUST ADVISORS LP | $4.6M | 89,246 | 0.00% | 7q | -5.6%-$272.2K |
| ALBION FINANCIAL GROUP /UT | $4.6M | 88,112 | 0.26% | 22q | +1.4%+$61.2K |
| IMC-Chicago, LLC | $4.6M CALL+PUT | options only | 0.00% | 6q | OPTIONS |
| Trexquant Investment LP | $4.5M | 86,543 | 0.03% | 3q | -39.3%-$2.9M |
| Advisors Asset Management, Inc. | $4.0M | 77,329 | 0.06% | 17q | -30.5%-$1.8M |
| Texas Yale Capital Corp. | $4.0M | 76,363 | 0.09% | 31q | -4.0%-$165.5K |
| Creative Planning | $3.8M | 73,515 | 0.00% | 31q | -10.6%-$453.0K |
| Ilex Capital Partners (UK) LLP | $3.8M | 73,207 | 0.08% | new | NEW |
| Baker Avenue Asset Management, LP | $3.5M | 66,500 | 0.07% | 20q | HELD |
| Kestra Advisory Services, LLC | $3.2M | 62,234 | 0.01% | 24q | +8.1%+$240.7K |
| IHT Wealth Management, LLC | $3.2M | 61,492 | 0.07% | 31q | +5.9%+$178.3K |
| Larson Financial Group LLC | $3.2M | 61,004 | 0.08% | 17q | +1.0%+$31.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.1M | 59,759 | 0.00% | 31q | -14.0%-$506.5K |
| Sound Income Strategies, LLC | $3.1M | 59,752 | 0.14% | 31q | -49.4%-$3.0M |
| Fund Advisors of America Inc/FL | $3.0M | 57,752 | 2.72% | 3q | HELD |
| Midwest Professional Planners, LTD. | $3.0M | 57,168 | 0.58% | 10q | +5.1%+$144.4K |
| DEARBORN PARTNERS LLC | $2.9M | 55,850 | 0.08% | 29q | +93.7%+$1.4M |
| HRT FINANCIAL LP | $2.9M | 56,143 | 0.01% | new | NEW |
| Rockefeller Capital Management L.P. | $2.8M | 54,216 | 0.00% | 7q | +3.2%+$87.3K |
| FJ Capital Management LLC | $2.8M | 53,085 | 0.36% | 2q | -21.5%-$756.5K |
| Mariner, LLC | $2.7M | 52,374 | 0.00% | 16q | -12.5%-$387.0K |
| M&T Bank Corp | $2.7M | 51,750 | 0.01% | 22q | +0.7%+$18.2K |
| Taylor Frigon Capital Management LLC | $2.6M | 50,728 | 1.23% | 29q | +1.3%+$33.7K |
| ENVESTNET ASSET MANAGEMENT INC | $2.6M | 50,060 | 0.00% | 31q | -60.7%-$4.0M |
| Russell Investments Group, Ltd. | $2.6M | 49,369 | 0.00% | 11q | +3.2%+$79.2K |
| Concurrent Investment Advisors, LLC | $2.6M | 49,281 | 0.02% | 11q | +294.4%+$1.9M |
| Prospera Financial Services Inc | $2.6M | 49,197 | 0.04% | 18q | HELD |
| Focus Financial Network, Inc. | $2.4M | 46,751 | 0.08% | 13q | +9.2%+$204.0K |
| Bank of New York Mellon Corp | $2.4M | 45,918 | 0.00% | 31q | +3.5%+$81.5K |
| Capital Investment Advisors, LLC | $2.3M | 44,768 | 0.03% | 31q | -2.9%-$69.6K |
| NewEdge Advisors, LLC | $2.3M | 44,558 | 0.01% | 12q | +8.3%+$177.2K |
| BARCLAYS PLC | $2.3M | 44,062 | 0.00% | 9q | -1.1%-$24.6K |
| First Financial Bankshares Inc | $2.3M | 43,541 | 0.04% | 11q | HELD |
| KING LUTHER CAPITAL MANAGEMENT CORP | $2.2M | 42,410 | 0.01% | 31q | HELD |
| ExodusPoint Capital Management, LP | $2.1M | 40,444 | 0.01% | new | NEW |
| BLAIR WILLIAM & CO/IL | $2.0M | 38,675 | 0.01% | 31q | -0.9%-$18.9K |
| Clear Trail Advisors, LLC | $2.0M | 38,380 | 0.30% | 2q | +77.5%+$869.3K |
| Squarepoint Ops LLC | $2.0M | 38,187 | 0.00% | 9q | +57.4%+$722.8K |
| SHARPEPOINT LLC | $2.0M | 38,103 | 0.99% | 7q | +5.2%+$98.6K |
| Advisory Services Network, LLC | $2.0M | 37,837 | 0.02% | 31q | +5.7%+$106.0K |
| LGT Fund Management Co Ltd. | $1.9M | 36,931 | 0.08% | 2q | +33.1%+$476.2K |
| Lido Advisors, LLC | $1.9M | 36,707 | 0.01% | 9q | +24.9%+$380.1K |
Showing the largest 100 of 407 reported holders. The count of 406 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-30 | 2026-10-27 | Material agreement entered | filing |
| 2026-08-12 | 2026-08-11 | Material agreement entered | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-21 | Morris Jesse E | EVP AND COO | Sold | 35,000 | $2.0M |
| 2026-06-30 | Beauvais Jason B | EVP, GC, SECRETARY | Sold | 6,830 | $353.3K |
| 2026-08-13 | McHugh Ryan | VP, CAO & Assistant Treasurer | Bought | 2,550 | $150.6K ×2 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 128 | $178.6M | 3,245,909 | 15 | 34 | 32 | 0.0% |
| Q2 2026 | 406 | $1.3B | 22,966,975 | 39 | 132 | 117 | 3.9% |
| Q1 2026 | 429 | $1.3B | 23,389,754 | 58 | 148 | 100 | 4.5% |
| Q4 2025 | 430 | $1.4B | 21,754,365 | 42 | 122 | 109 | 5.5% |
| Q3 2025 | 413 | $1.4B | 20,445,252 | 39 | 130 | 91 | 6.0% |
| Q2 2025 | 409 | $1.3B | 19,981,999 | 49 | 138 | 104 | 6.4% |
| Q1 2025 | 398 | $1.1B | 18,925,003 | 45 | 125 | 110 | 6.0% |
| Q4 2024 | 407 | $1.2B | 18,873,228 | 61 | 129 | 68 | 4.6% |
| Q3 2024 | 357 | $953.3M | 18,689,389 | 36 | 140 | 60 | 1.8% |
| Q2 2024 | 341 | $894.6M | 17,350,503 | 43 | 123 | 74 | 2.1% |
| Q1 2024 | 331 | $918.5M | 18,896,486 | 45 | 112 | 65 | 3.1% |
| Q4 2023 | 317 | $810.1M | 18,307,692 | 33 | 92 | 82 | 2.3% |
| Q3 2023 | 297 | $740.5M | 17,639,678 | 27 | 105 | 62 | 3.2% |
| Q2 2023 | 292 | $686.3M | 16,498,087 | 36 | 88 | 74 | 3.7% |
| Q1 2023 | 278 | $645.4M | 15,657,768 | 32 | 94 | 66 | 4.3% |
| Q4 2022 | 278 | $885.2M | 23,440,451 | 44 | 93 | 56 | 2.4% |
| Q3 2022 | 241 | $590.9M | 16,256,408 | 36 | 76 | 60 | 7.3% |
| Q2 2022 | 243 | $648.6M | 16,036,014 | 26 | 81 | 67 | 4.6% |
| Q1 2022 | 252 | $747.4M | 16,935,762 | 24 | 79 | 70 | 3.4% |
| Q4 2021 | 254 | $792.9M | 17,091,622 | 28 | 79 | 54 | 3.3% |
| Q3 2021 | 235 | $845.0M | 19,932,553 | 25 | 72 | 66 | 2.9% |
| Q2 2021 | 225 | $736.8M | 17,417,237 | 28 | 77 | 61 | 2.9% |
| Q1 2021 | 227 | $687.9M | 16,969,885 | 32 | 57 | 73 | 3.3% |
| Q4 2020 | 208 | $543.6M | 15,941,084 | 27 | 53 | 74 | 5.4% |
| Q3 2020 | 198 | $530.9M | 17,311,700 | 20 | 59 | 70 | 3.5% |
| Q2 2020 | 206 | $571.0M | 17,528,747 | 26 | 68 | 65 | 4.4% |
| Q1 2020 | 218 | $2.0B | 94,825,784 | 38 | 80 | 60 | 0.7% |
| Q4 2019 | 247 | $857.1M | 19,802,095 | 17 | 88 | 52 | 0.7% |
| Q3 2019 | 229 | $733.0M | 16,820,569 | 32 | 66 | 62 | 0.9% |
| Q2 2019 | 220 | $2.4B | 57,696,367 | 37 | 63 | 60 | 0.7% |
| Q1 2019 | 218 | $2.3B | 60,765,090 | 25 | 73 | 60 | 0.5% |
| Q4 2018 | 216 | $1.5B | 44,245,795 | 2 | 4 | 5 | 0.7% |