DaveManuel.com · Institutional Ownership · Who Owns It
MIDCAP FINANCIAL INVSTMNT CO (MFIC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
171
Reporting holders
$323.8M
Reported value
38.6%
Of shares outstanding
0.5%
Calls
0.5%
Puts
-9
Holder change
Institutions report 31,804,815 shares against 82,372,628 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | $32.6M | 3,237,783 | 0.31% | 31q | HELD |
| Apollo Management Holdings, L.P. | $23.7M | 2,348,753 | 0.26% | 31q | HELD |
| VAN ECK ASSOCIATES CORP | $21.2M | 2,104,647 | 0.01% | 31q | +16.2%+$3.0M |
| SOROS FUND MANAGEMENT LLC | $19.6M | 1,944,500 | 0.24% | 2q | HELD |
| UBS Group AG | $19.5M | 1,929,691 | 0.00% | 31q | +6.1%+$1.1M |
| Next Capital Management LLC | $19.1M | 1,899,667 | 5.17% | 8q | +1.5%+$282.4K |
| MORGAN STANLEY | $15.4M | 1,530,893 | 0.00% | 31q | -5.2%-$844.0K |
| Russell Investments Group, Ltd. | $11.5M | 1,141,719 | 0.01% | 3q | +45.8%+$3.6M |
| WELLINGTON MANAGEMENT GROUP LLP | $10.9M | 1,078,291 | 0.00% | new | NEW |
| Invesco Ltd. | $10.6M | 1,052,384 | 0.00% | 31q | -18.7%-$2.4M |
| Legal & General Group Plc | $8.0M | 789,579 | 0.00% | 31q | +8.8%+$646.5K |
| Muzinich & Co., Inc. | $7.5M | 744,421 | 2.56% | 31q | +3.9%+$281.5K |
| Sumitomo Mitsui Trust Group, Inc. | $5.5M | 549,575 | 0.00% | 26q | HELD |
| RAYMOND JAMES FINANCIAL INC | $5.3M | 527,873 | 0.00% | 7q | -13.1%-$802.5K |
| CURA WEALTH ADVISORS, LLC | $5.2M | 512,823 | 2.21% | 7q | -16.5%-$1.0M |
| FRANKLIN RESOURCES INC | $4.5M | 441,518 | 0.00% | 10q | +3.0%+$129.8K |
| Beach Point Capital Management LP | $4.4M | 440,361 | 1.72% | new | NEW |
| CONDOR CAPITAL MANAGEMENT | $4.4M | 431,882 | 0.33% | 23q | -0.5%-$23.6K |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $4.2M | 414,657 | 2.09% | 11q | +4.7%+$186.3K |
| Janney Montgomery Scott LLC | $4.0M | 393,638 | 0.01% | new | NEW |
| Ethos Financial Group, LLC | $3.9M | 391,814 | 0.26% | 15q | HELD |
| Foundations Investment Advisors, LLC | $3.9M | 387,610 | 0.04% | 8q | -10.6%-$463.0K |
| BlackRock, Inc. | $3.9M | 383,938 | 0.00% | 8q | -4.9%-$200.9K |
| D.A. DAVIDSON & CO. | $3.8M | 374,284 | 0.02% | 20q | +3.7%+$135.8K |
| CITADEL ADVISORS LLC | $3.4M incl. $876.0K options CALL | 245,485 | 0.00% | 31q | +776.8%+$3.0M |
| WELLS FARGO & COMPANY/MN | $3.1M | 302,773 | 0.00% | 31q | +1.5%+$45.2K |
| United Advisor Group, LLC | $2.7M | 264,846 | 0.28% | 10q | -1.9%-$52.5K |
| Advisors Asset Management, Inc. | $2.5M | 245,688 | 0.04% | 13q | -3.8%-$96.7K |
| LPL Financial LLC | $2.4M | 236,649 | 0.00% | 31q | -9.6%-$253.0K |
| Saba Capital Management, L.P. | $2.2M | 215,136 | 0.06% | new | NEW |
| ROYAL BANK OF CANADA | $2.1M | 213,203 | 0.00% | 31q | -0.8%-$16.8K |
| LAZARD ASSET MANAGEMENT LLC | $2.1M | 207,239 | 0.00% | 7q | +152.6%+$1.3M |
| Naviter Wealth, LLC | $1.9M | 187,298 | 0.17% | 7q | -5.2%-$102.6K |
| NEUBERGER BERMAN GROUP LLC | $1.9M | 186,679 | 0.00% | 17q | -8.6%-$176.2K |
| Cerity Partners LLC | $1.5M | 151,634 | 0.00% | 3q | +105.7%+$785.5K |
| TWO SIGMA INVESTMENTS, LP | $1.5M | 146,152 | 0.00% | 28q | -41.2%-$1.0M |
| Almitas Capital LLC | $1.4M | 140,477 | 0.34% | 8q | HELD |
| Crawford Fund Management, LLC | $1.4M PUT | options only | 0.21% | 8q | OPTIONS |
| J.W. COLE ADVISORS, INC. | $1.3M | 133,313 | 0.02% | 8q | +0.5%+$7.0K |
| SHARPEPOINT LLC | $1.3M | 132,029 | 0.67% | 7q | +6.3%+$79.1K |
| DNB Asset Management AS | $1.3M | 127,082 | 0.00% | 31q | -17.1%-$264.9K |
| BANK OF AMERICA CORP /DE/ | $1.2M | 122,100 | 0.00% | 31q | -4.8%-$62.2K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $1.2M | 118,551 | 0.02% | 8q | +1.2%+$13.8K |
| OSAIC HOLDINGS, INC. | $1.2M | 118,353 | 0.00% | 26q | -10.0%-$132.3K |
| CANADA LIFE ASSURANCE Co | $1.2M | 116,034 | 0.00% | 27q | +14.5%+$147.3K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 108,333 | 0.00% | 8q | +58.2%+$401.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.0M incl. $766.1K options CALL+PUT | 27,224 | 0.00% | 31q | +71.5%+$433.9K |
| Focus Partners Wealth | $1.0M | 102,066 | 0.00% | 3q | -21.9%-$289.3K |
| Arkadios Wealth Advisors | $1.0M | 101,306 | 0.02% | 23q | HELD |
| Y-Intercept (Hong Kong) Ltd | $995.3K | 98,743 | 0.02% | new | NEW |
| Bayshore Capital Advisors, LLC | $983.6K | 97,580 | 0.46% | 2q | +143.9%+$580.4K |
| Balyasny Asset Management L.P. | $975.8K | 96,801 | 0.00% | 2q | +14.2%+$121.2K |
| LSV ASSET MANAGEMENT | $969.0K | 96,100 | 0.00% | 31q | HELD |
| Hennion & Walsh Asset Management, Inc. | $809.3K | 80,291 | 0.02% | 19q | -12.1%-$111.7K |
| STEPHENS INC /AR/ | $805.0K | 79,860 | 0.01% | 8q | HELD |
| XTX Topco Ltd | $784.3K | 77,805 | 0.01% | 3q | -77.3%-$2.7M |
| Garner Asset Management Corp | $749.7K | 74,376 | 0.24% | 6q | -14.1%-$123.0K |
| Sigma Planning Corp | $732.6K | 72,677 | 0.02% | 31q | -1.2%-$8.9K |
| Lido Advisors, LLC | $700.9K | 69,529 | 0.00% | 11q | +3.4%+$23.3K |
| VARCOV Co. | $697.5K | 69,192 | 0.26% | 3q | -61.3%-$1.1M |
| Camelot Portfolios, LLC | $631.5K | 62,646 | 0.44% | 31q | +8.6%+$50.0K |
| Millennium Capital Advisors, LLC | $623.2K | 61,822 | 0.34% | 11q | HELD |
| Capital Investment Advisors, LLC | $557.5K | 55,306 | 0.01% | 8q | -3.5%-$20.4K |
| DENALI ADVISORS LLC | $549.9K | 54,554 | 0.06% | 8q | -8.7%-$52.2K |
| PRINCIPAL SECURITIES, INC. | $547.4K | 54,303 | 0.01% | 11q | +19.6%+$89.6K |
| Headlands Technologies LLC | $522.3K | 51,819 | 0.06% | 2q | +304.1%+$393.1K |
| CIDEL ASSET MANAGEMENT INC | $507.0K | 50,300 | 0.02% | new | NEW |
| BI Asset Management Fondsmaeglerselskab A/S | $462.0K | 45,787 | 0.00% | 15q | -81.6%-$2.1M |
| Alpine Global Management, LLC | $459.0K | 45,537 | 0.07% | 2q | -38.3%-$284.5K |
| NewGen Asset Management Ltd | $453.6K | 45,000 | 0.19% | 2q | +28.6%+$100.8K |
| Virtus Investment Advisers, LLC | $433.9K | 43,045 | 0.10% | 6q | -22.0%-$122.6K |
| LeClair Wealth Partners LLC | $412.1K | 40,885 | 0.21% | new | NEW |
| PANORAMIC INVESTMENT ADVISORS, LLC | $411.1K | 40,780 | 0.20% | 12q | -24.0%-$129.5K |
| TCFG Investment Advisors, LLC | $408.0K | 40,474 | 0.14% | 2q | -4.4%-$18.9K |
| CAXTON ASSOCIATES LLP | $399.7K | 39,649 | 0.01% | 6q | +17.5%+$59.6K |
| STIFEL FINANCIAL CORP | $388.9K | 38,582 | 0.00% | 31q | +4.2%+$15.8K |
| MERIDIAN INVESTMENT COUNSEL INC. | $388.7K | 38,558 | 0.08% | 30q | -1.4%-$5.6K |
| Schonfeld Strategic Advisors LLC | $379.9K | 37,693 | 0.00% | new | NEW |
| SHUFRO ROSE & CO LLC | $375.7K | 37,267 | 0.02% | 7q | HELD |
| VICTORY CAPITAL MANAGEMENT INC | $372.2K | 36,922 | 0.00% | 2q | -94.4%-$6.2M |
| Closed-End Fund Advisors, Inc. | $332.3K | 32,967 | 0.32% | 3q | -2.7%-$9.1K |
| Trexquant Investment LP | $311.0K | 30,856 | 0.00% | new | NEW |
| Brevan Howard Capital Management LP | $305.7K | 30,326 | 0.00% | 6q | -30.2%-$132.0K |
| WEDBUSH SECURITIES INC | $304.0K | 30,127 | 0.01% | 8q | +1.6%+$4.8K |
| JPMORGAN CHASE & CO | $297.0K | 29,522 | 0.00% | 12q | HELD |
| AMERIPRISE FINANCIAL INC | $291.4K | 28,906 | 0.00% | 31q | -62.2%-$480.0K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $264.6K | 26,147 | 0.02% | 26q | +1.0%+$2.5K |
| TRUIST FINANCIAL CORP | $263.4K | 26,127 | 0.00% | 11q | +20.0%+$43.8K |
| Tyche Wealth Partners LLC | $262.1K | 26,000 | 0.04% | 8q | +10.6%+$25.2K |
| &PARTNERS | $242.7K | 24,077 | 0.00% | 7q | +36.3%+$64.6K |
| Steward Partners Investment Advisory, LLC | $237.2K | 23,532 | 0.00% | 29q | -18.3%-$53.1K |
| DKM Wealth Management, Inc. | $236.9K | 23,500 | 0.15% | 7q | HELD |
| Cetera Investment Advisers | $227.3K | 22,547 | 0.00% | 10q | -1.7%-$3.9K |
| Generali Investments CEE, investicni spolecnost, a.s. | $224.6K | 22,281 | 0.01% | 6q | HELD |
| Stratos Wealth Partners, LTD. | $223.8K | 22,200 | 0.00% | 4q | -0.6%-$1.3K |
| B. Riley Wealth Advisors, Inc. | $201.3K | 20,014 | 0.01% | 5q | HELD |
| Squarepoint Ops LLC | $200.9K | 19,932 | 0.00% | 3q | -24.1%-$63.6K |
| HighTower Advisors, LLC | $200.8K | 19,925 | 0.00% | 28q | -74.3%-$581.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $189.1K | 18,756 | 0.00% | 31q | -42.5%-$139.9K |
| Everstar Asset Management, LLC | $188.0K | 18,650 | 0.09% | 8q | HELD |
Showing the largest 100 of 171 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-27 | 2026-10-26 | Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 46 | $25.4M | 2,887,410 | 1 | 18 | 14 | 0.0% |
| Q2 2026 | 171 | $323.8M | 31,804,815 | 24 | 50 | 55 | 1.0% |
| Q1 2026 | 180 | $364.1M | 31,819,463 | 27 | 54 | 53 | 1.8% |
| Q4 2025 | 197 | $367.8M | 31,683,598 | 29 | 54 | 64 | 1.5% |
| Q3 2025 | 182 | $356.0M | 29,360,929 | 24 | 55 | 49 | 1.1% |
| Q2 2025 | 175 | $372.3M | 29,214,229 | 19 | 69 | 37 | 1.0% |
| Q1 2025 | 172 | $322.5M | 24,802,915 | 20 | 67 | 39 | 1.1% |
| Q4 2024 | 175 | $356.5M | 26,227,994 | 13 | 63 | 50 | 0.7% |
| Q3 2024 | 180 | $365.2M | 25,778,132 | 63 | 67 | 20 | 0.8% |
| Q2 2024 | 129 | $295.8M | 19,142,474 | 22 | 40 | 35 | 1.0% |
| Q1 2024 | 129 | $350.8M | 22,000,758 | 18 | 46 | 30 | 5.8% |
| Q4 2023 | 126 | $276.3M | 19,812,743 | 17 | 38 | 30 | 1.9% |
| Q3 2023 | 119 | $257.6M | 18,423,863 | 11 | 43 | 29 | 1.7% |
| Q2 2023 | 118 | $232.9M | 18,261,828 | 12 | 30 | 38 | 1.5% |
| Q1 2023 | 124 | $216.1M | 18,708,986 | 8 | 46 | 31 | 1.3% |
| Q4 2022 | 135 | $5.2B | 457,829,775 | 24 | 35 | 40 | 0.1% |
| Q3 2022 | 118 | $221.0M | 21,174,136 | 16 | 32 | 39 | 2.0% |
| Q2 2022 | 120 | $227.2M | 20,516,929 | 11 | 39 | 27 | 2.6% |
| Q1 2022 | 125 | $301.8M | 22,206,385 | 19 | 38 | 32 | 2.7% |
| Q4 2021 | 129 | $328.2M | 24,786,060 | 16 | 37 | 33 | 3.4% |
| Q3 2021 | 118 | $309.5M | 23,043,099 | 14 | 44 | 26 | 3.4% |
| Q2 2021 | 124 | $345.3M | 24,500,943 | 16 | 37 | 41 | 3.1% |
| Q1 2021 | 129 | $354.4M | 25,014,663 | 18 | 34 | 44 | 3.2% |
| Q4 2020 | 132 | $293.5M | 25,982,432 | 31 | 32 | 36 | 5.9% |
| Q3 2020 | 113 | $231.2M | 26,535,867 | 7 | 41 | 34 | 5.1% |
| Q2 2020 | 136 | $241.5M | 23,967,317 | 25 | 42 | 42 | 5.0% |
| Q1 2020 | 143 | $596.1M | 87,876,254 | 27 | 37 | 45 | 0.5% |
| Q4 2019 | 144 | $469.7M | 26,652,761 | 19 | 46 | 37 | 1.0% |
| Q3 2019 | 141 | $424.5M | 26,158,892 | 21 | 38 | 43 | 0.9% |
| Q2 2019 | 146 | $1.8B | 115,286,705 | 25 | 36 | 45 | 0.5% |
| Q1 2019 | 149 | $1.9B | 123,217,222 | 22 | 40 | 48 | 0.2% |
| Q4 2018 | 161 | $1.2B | 94,153,508 | 12 | 0 | 0 | 0.7% |