DaveManuel.com · Institutional Ownership · Who Owns It
NYLIM ACTIVE ETF TR (MMIN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
69
Reporting holders
$324.3M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $91.0M | 3,760,396 | 0.00% | 29q | -8.9%-$8.9M |
| BANK OF AMERICA CORP /DE/ | $70.0M | 2,891,352 | 0.00% | 22q | +30.0%+$16.1M |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $16.8M | 694,627 | 2.20% | 19q | -0.8%-$137.8K |
| UBS Group AG | $14.1M | 580,702 | 0.00% | 29q | +5.0%+$670.8K |
| ACT Advisors, LLC. | $13.5M | 555,558 | 4.47% | 4q | HELD |
| LPL Financial LLC | $12.7M | 525,286 | 0.00% | 26q | +14.4%+$1.6M |
| RTD Financial Advisors, Inc. | $12.7M | 524,861 | 1.39% | 19q | +4.6%+$555.5K |
| Pallas Capital Advisors LLC | $9.1M | 374,536 | 0.28% | 12q | +6.3%+$535.5K |
| RAYMOND JAMES FINANCIAL INC | $7.8M | 321,463 | 0.00% | 7q | +2.7%+$203.6K |
| Gotham Asset Management, LLC | $7.6M | 314,160 | 0.02% | new | NEW |
| Fluent Financial, LLC | $6.8M | 279,633 | 2.42% | 23q | +6.1%+$387.5K |
| OSAIC HOLDINGS, INC. | $5.3M | 217,970 | 0.01% | 25q | +44.2%+$1.6M |
| Rockefeller Capital Management L.P. | $3.8M | 156,253 | 0.01% | 5q | +24.8%+$751.3K |
| ENVESTNET ASSET MANAGEMENT INC | $3.2M | 131,607 | 0.00% | 21q | +19.3%+$514.4K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.2M | 130,930 | 0.01% | 5q | +11.3%+$319.8K |
| Vertex Planning Partners, LLC | $3.1M | 128,723 | 0.46% | 15q | +10.3%+$291.0K |
| ROYAL BANK OF CANADA | $2.9M | 120,912 | 0.00% | 27q | +12.0%+$313.9K |
| Schneider Downs Wealth Management Advisors, LP | $2.8M | 113,938 | 0.26% | 15q | +0.9%+$25.4K |
| JANE STREET GROUP, LLC | $2.3M | 94,801 | 0.00% | 10q | +34.3%+$586.6K |
| Fiduciary Trust Co | $2.0M | 82,199 | 0.02% | 6q | -3.6%-$74.7K |
| CROBAN | $1.9M | 77,605 | 0.83% | 8q | HELD |
| Golden State Wealth Management, LLC | $1.8M | 74,425 | 0.16% | 7q | +10.1%+$164.8K |
| Purus Wealth Management, LLC | $1.8M | 72,795 | 0.49% | 4q | +7.7%+$126.7K |
| BCS Wealth Management | $1.7M | 71,083 | 0.31% | 26q | +8.1%+$129.5K |
| Econ Financial Services Corp | $1.7M | 68,268 | 0.77% | 2q | -0.9%-$14.3K |
| First Heartland Consultants, Inc. | $1.6M | 64,808 | 0.10% | new | NEW |
| Sanctuary Advisors, LLC | $1.5M | 60,302 | 0.01% | 9q | +163.7%+$906.2K |
| Atria Investments, Inc | $1.5M | 60,255 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 58,270 | 0.00% | 28q | -1.1%-$15.1K |
| Hilton Head Capital Partners, LLC | $1.3M | 54,974 | 0.67% | 3q | -17.1%-$275.3K |
| Cetera Investment Advisers | $1.2M | 51,169 | 0.00% | 11q | +0.9%+$10.9K |
| Cambridge Investment Research Advisors, Inc. | $1.2M | 50,294 | 0.00% | 25q | +100.3%+$610.0K |
| Mariner, LLC | $1.0M | 41,712 | 0.00% | 7q | -1.7%-$17.3K |
| Private Advisor Group, LLC | $924.0K | 38,167 | 0.00% | 23q | +2.2%+$20.2K |
| Nuveen, LLC | $904.5K | 37,360 | 0.00% | new | NEW |
| Wealthcare Advisory Partners LLC | $874.0K | 36,100 | 0.02% | 10q | -2.2%-$19.4K |
| CFO4Life Group, LLC | $823.5K | 34,014 | 0.11% | 25q | +0.9%+$7.7K |
| WELLS FARGO & COMPANY/MN | $783.6K | 32,368 | 0.00% | 23q | HELD |
| MML INVESTORS SERVICES, LLC | $773.2K | 31,938 | 0.00% | 5q | +54.5%+$272.7K |
| Landmark Wealth Management, LLC | $711.2K | 29,376 | 0.17% | 18q | +1.9%+$13.2K |
| Pine Valley Investments Ltd Liability Co | $671.4K | 27,645 | 0.03% | 14q | HELD |
| Syntegra Private Wealth Group, LLC | $567.5K | 23,439 | 0.04% | 10q | +8.5%+$44.7K |
| Paulson Wealth Management Inc. | $554.1K | 22,886 | 0.12% | 23q | -25.7%-$191.3K |
| CITADEL ADVISORS LLC | $543.9K | 22,464 | 0.00% | 2q | -37.6%-$328.2K |
| NewEdge Wealth, LLC | $537.9K | 22,218 | 0.01% | 2q | -9.8%-$58.5K |
| SHP Wealth Management | $508.5K | 21,003 | 0.03% | 3q | -1.2%-$6.0K |
| Tower Research Capital LLC (TRC) | $495.3K | 20,458 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $429.1K | 17,725 | 0.00% | 12q | +42.1%+$127.1K |
| TRUIST FINANCIAL CORP | $398.3K | 16,450 | 0.00% | 13q | HELD |
| Savvy Advisors, Inc. | $359.3K | 14,841 | 0.01% | 9q | +1.6%+$5.5K |
| Cooper Financial Group | $354.5K | 14,641 | 0.03% | 2q | +19.5%+$57.8K |
| Bank of New York Mellon Corp | $341.8K | 14,120 | 0.00% | 20q | HELD |
| Stratos Wealth Partners, LTD. | $329.3K | 13,600 | 0.00% | 24q | -12.8%-$48.4K |
| OLD MISSION CAPITAL LLC | $313.3K | 12,941 | 0.00% | new | NEW |
| Snowden Capital Advisors LLC | $306.1K | 12,645 | 0.01% | 19q | +3.1%+$9.3K |
| IFP Advisors, Inc | $304.0K | 12,555 | 0.01% | new | NEW |
| Summit Financial, LLC | $231.4K | 9,528 | 0.00% | 4q | -2.1%-$4.9K |
| Peck Wealth Management, LLC | $220.3K | 9,100 | 0.19% | 4q | +378.9%+$174.3K |
| Claro Advisors Inc. | $217.9K | 9,000 | 0.02% | 4q | HELD |
| Americana Partners, LLC | $206.8K | 8,540 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $138.7K | 5,728 | 0.00% | 2q | HELD |
| Millstone Evans Group, LLC | $137.3K | 5,673 | 0.07% | 5q | HELD |
| JPMORGAN CHASE & CO | $101.9K | 4,202 | 0.00% | new | NEW |
| Physician Wealth Advisors, Inc. | $80.5K | 3,326 | 0.01% | 7q | +1.5%+$1.2K |
| MRP Capital Investments, LLC | $46.0K | 1,900 | 0.03% | 4q | HELD |
| PRIVATE TRUST CO NA | $40.6K | 1,675 | 0.00% | new | NEW |
| ASSETMARK, INC | $38.9K | 1,608 | 0.00% | 5q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $31.4K | 1,298 | 0.00% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $27.2K | 1,122 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $43.0M | 1,930,399 | 2 | 6 | 6 | 0.0% |
| Q2 2026 | 69 | $324.3M | 13,397,521 | 9 | 32 | 14 | 0.0% |
| Q1 2026 | 66 | $292.4M | 12,326,422 | 9 | 28 | 19 | 0.0% |
| Q4 2025 | 62 | $247.4M | 10,333,498 | 5 | 24 | 16 | 0.0% |
| Q3 2025 | 59 | $231.7M | 9,733,687 | 8 | 19 | 25 | 0.0% |
| Q2 2025 | 55 | $227.0M | 9,738,744 | 9 | 22 | 19 | 0.0% |
| Q1 2025 | 52 | $348.2M | 14,735,805 | 3 | 17 | 25 | 0.0% |
| Q4 2024 | 56 | $369.1M | 15,482,286 | 7 | 15 | 26 | 0.0% |
| Q3 2024 | 56 | $382.2M | 15,555,343 | 4 | 26 | 16 | 0.0% |
| Q2 2024 | 56 | $346.7M | 14,429,516 | 7 | 23 | 16 | 0.0% |
| Q1 2024 | 54 | $413.3M | 17,006,926 | 7 | 26 | 14 | 0.0% |
| Q4 2023 | 53 | $365.6M | 14,888,772 | 7 | 15 | 23 | 0.0% |
| Q3 2023 | 55 | $292.3M | 12,795,573 | 6 | 20 | 22 | 0.0% |
| Q2 2023 | 56 | $301.4M | 12,448,299 | 11 | 26 | 12 | 0.0% |
| Q1 2023 | 48 | $251.5M | 10,300,631 | 4 | 22 | 18 | 0.0% |
| Q4 2022 | 55 | $241.8M | 10,180,321 | 6 | 19 | 22 | 0.0% |
| Q3 2022 | 56 | $8.3B | 360,607,538 | 6 | 15 | 26 | 0.0% |
| Q2 2022 | 58 | $7.5B | 307,060,523 | 6 | 14 | 29 | 0.0% |
| Q1 2022 | 58 | $1.6B | 64,100,208 | 7 | 20 | 24 | 0.0% |
| Q4 2021 | 63 | $779.4M | 28,319,683 | 5 | 23 | 17 | 0.0% |
| Q3 2021 | 59 | $281.4M | 10,259,670 | 7 | 31 | 11 | 0.0% |
| Q2 2021 | 52 | $256.5M | 9,267,214 | 2 | 27 | 15 | 0.0% |
| Q1 2021 | 54 | $246.0M | 9,014,493 | 12 | 30 | 7 | 0.0% |
| Q4 2020 | 48 | $373.4M | 13,516,437 | 17 | 19 | 3 | 0.0% |
| Q3 2020 | 28 | $89.7M | 3,292,099 | 10 | 15 | 1 | 0.0% |
| Q2 2020 | 22 | $84.1M | 3,111,887 | 7 | 8 | 5 | 0.0% |
| Q1 2020 | 15 | $74.3M | 2,798,276 | 4 | 10 | 1 | 0.0% |
| Q4 2019 | 11 | $59.3M | 2,254,858 | 4 | 6 | 0 | 0.0% |
| Q3 2019 | 8 | $51.4M | 1,947,655 | 4 | 2 | 1 | 0.0% |
| Q2 2019 | 5 | $46.8M | 1,794,598 | 3 | 0 | 1 | 0.0% |
| Q1 2019 | 3 | $42.4M | 1,654,368 | 1 | 2 | 0 | 0.0% |
| Q4 2018 | 2 | $19.1M | 764,265 | 0 | 0 | 0 | 0.0% |