DaveManuel.com · Institutional Ownership · Who Owns It
NYLIM ACTIVE ETF TR (MMIT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
170
Reporting holders
$1.3B
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $160.8M | 6,604,939 | 0.01% | 22q | +6.3%+$9.5M |
| MORGAN STANLEY | $93.4M | 3,835,250 | 0.00% | 29q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $81.3M | 3,330,101 | 0.03% | 3q | +1063.4%+$74.3M |
| Meeder Advisory Services, Inc. | $74.3M | 3,050,260 | 2.72% | 6q | +3.6%+$2.6M |
| Schneider Downs Wealth Management Advisors, LP | $64.8M | 2,659,925 | 6.09% | 26q | +3.1%+$2.0M |
| RAYMOND JAMES FINANCIAL INC | $58.6M | 2,408,373 | 0.02% | 7q | +13.7%+$7.1M |
| Cetera Investment Advisers | $55.5M | 2,278,943 | 0.05% | 10q | +11.0%+$5.5M |
| UBS Group AG | $52.9M | 2,173,373 | 0.01% | 28q | +4.5%+$2.3M |
| IAG Wealth Partners, LLC | $47.9M | 1,967,096 | 4.74% | 19q | +3.3%+$1.5M |
| LPL Financial LLC | $44.8M | 1,838,466 | 0.01% | 24q | -16.0%-$8.5M |
| Midwest Trust Co | $33.9M | 1,393,510 | 0.38% | 5q | +10.5%+$3.2M |
| Mariner, LLC | $29.0M | 1,191,262 | 0.03% | 10q | -1.7%-$507.6K |
| ENVESTNET ASSET MANAGEMENT INC | $23.9M | 983,337 | 0.01% | 22q | +10.2%+$2.2M |
| ROYAL BANK OF CANADA | $17.8M | 729,308 | 0.00% | 25q | +2.3%+$404.5K |
| Lebenthal Global Advisors, LLC | $16.2M | 663,814 | 2.18% | 4q | -5.1%-$870.1K |
| FLPUTNAM INVESTMENT MANAGEMENT CO | $15.9M | 652,258 | 0.19% | 4q | +29.7%+$3.6M |
| Pallas Capital Advisors LLC | $15.0M | 617,698 | 0.46% | 12q | +6.0%+$851.8K |
| Orion Porfolio Solutions, LLC | $14.5M | 596,221 | 0.11% | 6q | HELD |
| Waverly Advisors, LLC | $14.0M | 573,580 | 0.08% | new | NEW |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $12.7M | 520,097 | 1.66% | 15q | -6.7%-$915.6K |
| CONDOR CAPITAL MANAGEMENT | $12.5M | 514,726 | 0.94% | 5q | +1.7%+$206.1K |
| GREAT VALLEY ADVISOR GROUP, INC. | $12.4M | 507,293 | 0.20% | 14q | +16.7%+$1.8M |
| CFO4Life Group, LLC | $12.3M | 505,504 | 1.66% | 6q | +1.3%+$160.8K |
| INVENIO WEALTH PARTNERS LLC | $11.2M | 461,315 | 4.02% | 5q | +12.5%+$1.2M |
| MassMutual Private Wealth & Trust, FSB | $11.2M | 459,502 | 0.29% | 12q | +3.1%+$340.1K |
| STIFEL FINANCIAL CORP | $10.7M | 440,047 | 0.01% | 15q | +23.5%+$2.0M |
| OSAIC HOLDINGS, INC. | $10.6M | 433,968 | 0.01% | 23q | +16.8%+$1.5M |
| Hudock, Inc. | $10.1M | 413,499 | 1.29% | 4q | HELD |
| VICUS CAPITAL | $9.5M | 391,315 | 0.62% | 19q | +3.0%+$278.8K |
| Summit Financial, LLC | $9.5M | 388,794 | 0.10% | 4q | -4.3%-$423.6K |
| Avior Wealth Management, LLC | $9.1M | 372,122 | 0.24% | 2q | +53.4%+$3.2M |
| Concurrent Investment Advisors, LLC | $8.7M | 358,065 | 0.07% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $8.4M | 346,856 | 0.13% | new | NEW |
| Dynamic Advisor Solutions LLC | $8.4M | 345,958 | 0.24% | 16q | -2.1%-$180.6K |
| TRUIST FINANCIAL CORP | $7.8M | 319,484 | 0.01% | 17q | +5.6%+$414.4K |
| Elyxium Wealth, LLC | $7.5M | 308,739 | 0.79% | 6q | +20.2%+$1.3M |
| Main Street Financial Solutions, LLC | $7.3M | 300,275 | 0.47% | 17q | +5.7%+$396.1K |
| GGM Financial LLC | $7.0M | 286,032 | 2.64% | 7q | +15.3%+$923.7K |
| Darwin Wealth Management, LLC | $6.9M | 282,152 | 1.88% | 2q | +4.4%+$288.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $6.7M | 275,944 | 0.01% | 11q | +18.1%+$1.0M |
| Clear Trail Advisors, LLC | $6.2M | 256,024 | 0.95% | 2q | +29.0%+$1.4M |
| Prestige Wealth Management Group LLC | $6.0M | 247,572 | 1.10% | 24q | +2.4%+$143.2K |
| Sanctuary Advisors, LLC | $5.0M | 206,229 | 0.02% | 9q | -22.4%-$1.5M |
| Bank of New York Mellon Corp | $5.0M | 203,471 | 0.00% | 19q | -25.6%-$1.7M |
| HighTower Advisors, LLC | $4.7M | 191,882 | 0.00% | 5q | +14.7%+$597.6K |
| 46 Peaks LLC | $4.5M | 183,900 | 2.82% | 3q | HELD |
| Smallwood Wealth Investment Management, LLC | $4.4M | 182,366 | 1.94% | 8q | +10.7%+$427.5K |
| Focus Partners Advisor Solutions, LLC | $4.1M | 167,930 | 0.03% | 2q | -11.2%-$514.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.0M | 164,655 | 0.01% | 22q | -3.9%-$162.4K |
| Avantax Planning Partners, Inc. | $4.0M | 162,453 | 0.10% | 12q | -3.6%-$146.5K |
| Evergreen Private Wealth LLC | $3.8M | 157,574 | 1.42% | 11q | +102.9%+$1.9M |
| Bernardo Wealth Planning LLC | $3.8M | 154,889 | 0.64% | 15q | -2.3%-$87.0K |
| Elequin Capital, LP | $3.8M | 154,863 | 0.11% | new | NEW |
| Brady Martz Wealth Solutions, LLC | $3.7M | 153,847 | 0.57% | 7q | -12.1%-$514.4K |
| Rockefeller Capital Management L.P. | $3.7M | 151,813 | 0.01% | 8q | -12.9%-$546.1K |
| JPMORGAN CHASE & CO | $3.7M | 149,919 | 0.00% | 12q | -27.4%-$1.4M |
| Janney Montgomery Scott LLC | $3.6M | 147,765 | 0.01% | 3q | +27.9%+$784.5K |
| MML INVESTORS SERVICES, LLC | $3.5M | 141,878 | 0.01% | 25q | +25.8%+$707.8K |
| AdvisorNet Financial, Inc | $3.4M | 140,118 | 0.16% | 13q | -0.9%-$32.3K |
| IHT Wealth Management, LLC | $3.0M | 124,732 | 0.06% | 4q | +145.8%+$1.8M |
| Clark Wealth Partners | $2.6M | 105,631 | 1.46% | 7q | +10.8%+$252.2K |
| Hapanowicz & Associates Financial Services, Inc | $2.5M | 103,845 | 0.79% | 3q | +7.5%+$176.9K |
| Legacy Financial Strategies, LLC | $2.5M | 102,794 | 0.39% | 15q | HELD |
| Private Advisor Group, LLC | $2.2M | 91,960 | 0.01% | 15q | +3.3%+$72.2K |
| TITLEIST ASSET MANAGEMENT, LLC | $2.2M | 91,400 | 0.15% | 12q | +10.6%+$214.0K |
| Landmark Wealth Management, LLC | $2.2M | 90,427 | 0.53% | 19q | +0.9%+$18.9K |
| Smith & Howard Wealth Management, LLC | $2.1M | 84,916 | 0.41% | new | NEW |
| DAVENPORT & Co LLC | $2.1M | 84,804 | 0.01% | 6q | +91.7%+$988.0K |
| Snowden Capital Advisors LLC | $2.0M | 80,737 | 0.05% | 22q | HELD |
| Golden State Wealth Management, LLC | $1.9M | 78,964 | 0.18% | 7q | -1.1%-$21.7K |
| VestGen Advisors, LLC | $1.8M | 73,745 | 0.05% | 6q | +8.6%+$141.9K |
| Creative Planning | $1.8M | 72,243 | 0.00% | 3q | -2.3%-$41.1K |
| Kuhn & Co Investment Counsel | $1.7M | 70,053 | 0.99% | 11q | +6.4%+$102.5K |
| Spire Wealth Management | $1.7M | 68,489 | 0.05% | 3q | +3.2%+$50.9K |
| Curran Financial Partners, LLC | $1.6M | 67,524 | 0.24% | 7q | +72.8%+$692.7K |
| Farther Finance Advisors, LLC | $1.5M | 63,625 | 0.01% | 3q | HELD |
| PARK AVENUE SECURITIES LLC | $1.3M | 53,823 | 0.01% | 15q | +4.4%+$55.2K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.3M | 52,832 | 0.06% | new | NEW |
| Dakota Wealth Management | $1.3M | 51,748 | 0.02% | 3q | +14.4%+$158.1K |
| CAPTRUST FINANCIAL ADVISORS | $1.1M | 46,864 | 0.00% | 13q | +6.8%+$72.3K |
| FIFTH THIRD BANCORP | $1.1M | 46,805 | 0.00% | 2q | +2.7%+$29.9K |
| Cypress Point Wealth Management, LLC | $1.1M | 46,732 | 0.23% | 15q | HELD |
| EP Wealth Advisors, LLC | $1.1M | 44,071 | 0.00% | new | NEW |
| Narus Financial Partners, LLC | $1.0M | 42,938 | 0.27% | 17q | +7.2%+$70.6K |
| PKS Advisory Services, LLC | $1.0M | 41,916 | 0.16% | 7q | HELD |
| NewEdge Wealth, LLC | $977.9K | 40,160 | 0.01% | 2q | -8.1%-$86.5K |
| Cambridge Investment Research Advisors, Inc. | $966.0K | 39,694 | 0.00% | 3q | +177.6%+$618.1K |
| Frontier Asset Management, LLC | $912.4K | 37,469 | 0.16% | 8q | -8.0%-$79.3K |
| PFG Advisors | $879.9K | 36,136 | 0.04% | 14q | -28.0%-$342.0K |
| RFG - Bristol Wealth Advisors, LLC | $801.2K | 32,902 | 0.19% | 4q | +11.2%+$80.6K |
| Coppell Advisory Solutions LLC | $755.0K | 4,710 | 0.06% | new | NEW |
| TD PRIVATE CLIENT WEALTH LLC | $731.6K | 30,047 | 0.01% | 3q | +4.0%+$28.1K |
| NATIXIS ADVISORS, LLC | $689.0K | 28,296 | 0.00% | 2q | +55.9%+$247.0K |
| OLD MISSION CAPITAL LLC | $668.2K | 27,442 | 0.01% | 3q | -42.1%-$486.0K |
| Stratos Wealth Partners, LTD. | $658.2K | 27,031 | 0.01% | 3q | -32.6%-$318.3K |
| BCS Wealth Management | $626.7K | 25,737 | 0.11% | 16q | +3.5%+$21.1K |
| Diversified Portfolios, Inc. | $625.4K | 25,683 | 0.05% | new | NEW |
| KFG WEALTH MANAGEMENT, LLC | $622.8K | 25,577 | 0.07% | new | NEW |
| SWMG, LLC | $621.7K | 25,604 | 0.15% | 20q | -8.5%-$58.1K |
| Stronghold Wealth Management L.L.C. | $585.0K | 24,024 | 0.78% | 3q | -4.7%-$28.7K |
Showing the largest 100 of 171 reported holders. The count of 170 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 53 | $254.2M | 11,104,339 | 5 | 26 | 11 | 0.0% |
| Q2 2026 | 170 | $1.3B | 52,160,528 | 27 | 80 | 37 | 0.0% |
| Q1 2026 | 160 | $1.3B | 52,920,533 | 23 | 78 | 37 | 0.0% |
| Q4 2025 | 153 | $1.1B | 46,576,502 | 30 | 73 | 26 | 0.0% |
| Q3 2025 | 128 | $1.0B | 41,960,792 | 19 | 64 | 28 | 0.0% |
| Q2 2025 | 122 | $901.9M | 37,817,319 | 13 | 50 | 44 | 0.0% |
| Q1 2025 | 118 | $714.5M | 29,806,648 | 17 | 48 | 37 | 0.0% |
| Q4 2024 | 110 | $611.1M | 25,449,514 | 15 | 47 | 35 | 0.0% |
| Q3 2024 | 99 | $574.0M | 23,355,087 | 13 | 42 | 28 | 0.0% |
| Q2 2024 | 94 | $538.1M | 22,247,778 | 7 | 40 | 35 | 0.0% |
| Q1 2024 | 91 | $655.4M | 26,870,721 | 9 | 50 | 21 | 0.0% |
| Q4 2023 | 94 | $604.2M | 24,598,678 | 18 | 48 | 19 | 0.0% |
| Q3 2023 | 78 | $388.0M | 16,519,460 | 16 | 34 | 23 | 0.0% |
| Q2 2023 | 72 | $335.9M | 13,790,325 | 7 | 39 | 18 | 0.0% |
| Q1 2023 | 74 | $289.3M | 11,763,815 | 12 | 33 | 15 | 0.0% |
| Q4 2022 | 69 | $259.7M | 10,759,503 | 21 | 23 | 20 | 0.0% |
| Q3 2022 | 56 | $1.6B | 66,707,828 | 10 | 24 | 12 | 0.0% |
| Q2 2022 | 49 | $1.5B | 60,060,177 | 8 | 16 | 20 | 0.0% |
| Q1 2022 | 43 | $175.6M | 6,988,524 | 6 | 21 | 9 | 0.0% |
| Q4 2021 | 45 | $185.0M | 6,940,286 | 11 | 16 | 7 | 0.0% |
| Q3 2021 | 33 | $4.6B | 171,363,736 | 8 | 19 | 5 | 0.0% |
| Q2 2021 | 27 | $4.1B | 152,915,388 | 3 | 19 | 5 | 0.0% |
| Q1 2021 | 26 | $3.9B | 144,839,851 | 11 | 13 | 1 | 0.0% |
| Q4 2020 | 17 | $56.7M | 2,120,078 | 3 | 10 | 3 | 0.0% |
| Q3 2020 | 14 | $96.0M | 2,252,194 | 2 | 8 | 2 | 0.0% |
| Q2 2020 | 13 | $52.7M | 2,012,278 | 3 | 5 | 3 | 0.0% |
| Q1 2020 | 12 | $49.9M | 1,940,531 | 5 | 4 | 2 | 0.0% |
| Q4 2019 | 8 | $44.6M | 1,726,022 | 2 | 3 | 1 | 0.0% |
| Q3 2019 | 7 | $43.8M | 1,662,447 | 4 | 1 | 1 | 0.0% |
| Q2 2019 | 3 | $43.2M | 1,658,347 | 1 | 0 | 1 | 0.0% |
| Q1 2019 | 2 | $42.2M | 1,649,892 | 1 | 1 | 0 | 0.0% |
| Q4 2018 | 1 | $31.8M | 1,268,300 | 0 | 0 | 0 | 0.0% |