DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (MTBA)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
151
Reporting holders
$977.3M
Reported value
0.0%
Calls
0.0%
Puts
-6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $110.4M | 2,250,321 | 0.03% | 10q | -9.0%-$11.0M |
| MML INVESTORS SERVICES, LLC | $95.1M | 1,937,978 | 0.19% | 10q | +18.8%+$15.0M |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | $81.0M | 1,631,081 | 5.50% | 9q | +99.1%+$40.3M |
| WELLS FARGO & COMPANY/MN | $79.9M | 1,629,192 | 0.01% | 9q | -2.6%-$2.2M |
| Edge Wealth Management LLC | $53.5M | 1,090,758 | 9.01% | 8q | +1.8%+$951.9K |
| EVERGREEN CAPITAL MANAGEMENT LLC | $51.8M | 1,054,709 | 0.91% | 10q | -0.7%-$350.3K |
| Watchman Group, Inc. | $44.3M | 902,254 | 9.90% | 10q | +2.8%+$1.2M |
| CreativeOne Wealth, LLC | $35.1M | 714,426 | 0.76% | 10q | +10.0%+$3.2M |
| LPL Financial LLC | $26.7M | 544,297 | 0.01% | 8q | -6.6%-$1.9M |
| Tortoise Investment Management, LLC | $25.9M | 527,409 | 1.93% | 9q | +2.4%+$597.2K |
| Aprio Wealth Management, LLC | $23.8M | 485,119 | 1.18% | 10q | +4.7%+$1.1M |
| HUTCHINSON CAPITAL MANAGEMENT/CA | $19.7M | 401,942 | 3.38% | 7q | +5.9%+$1.1M |
| Hilton Capital Management, LLC | $19.6M | 398,755 | 1.33% | 8q | -53.4%-$22.4M |
| Pekin Hardy Strauss, Inc. | $18.8M | 383,511 | 1.66% | 11q | -6.5%-$1.3M |
| Proficio Capital Partners LLC | $16.6M | 338,534 | 0.60% | 10q | -11.8%-$2.2M |
| L2 Asset Management, LLC | $14.5M | 295,184 | 1.50% | 7q | -47.2%-$12.9M |
| WealthPlan Investment Management, LLC | $13.4M | 273,112 | 0.67% | 3q | -4.8%-$670.8K |
| ROYAL BANK OF CANADA | $12.2M | 248,445 | 0.00% | 9q | -14.9%-$2.1M |
| BAR HARBOR WEALTH MANAGEMENT | $11.8M | 240,301 | 0.63% | 10q | -2.0%-$246.7K |
| True Wealth Design, LLC | $10.8M | 220,181 | 2.57% | 5q | -4.2%-$477.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.8M | 199,270 | 0.01% | 11q | -12.5%-$1.4M |
| Sanctuary Advisors, LLC | $9.6M | 194,820 | 0.04% | 8q | +21.8%+$1.7M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $9.5M | 194,583 | 1.42% | 3q | HELD |
| JPMORGAN CHASE & CO | $8.8M | 179,024 | 0.00% | 8q | +22.8%+$1.6M |
| Tidal Investments LLC | $8.5M | 173,768 | 0.01% | 3q | +54.1%+$3.0M |
| FIRST AMERICAN TRUST, FSB | $7.8M | 158,653 | 0.47% | 10q | +12.0%+$832.9K |
| COMPASS CAPITAL CORP /MA/ /ADV | $7.5M | 154,330 | 2.44% | 7q | -8.6%-$709.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $7.4M | 152,032 | 0.01% | 9q | -13.6%-$1.2M |
| Ethos Financial Group, LLC | $6.7M | 135,544 | 0.44% | 7q | -36.0%-$3.7M |
| Fort Sheridan Advisors LLC | $6.2M | 127,286 | 0.67% | 5q | +6.4%+$374.2K |
| ABBINGTON INVESTMENT GROUP | $6.0M | 121,545 | 3.80% | 4q | -6.9%-$438.9K |
| NWAM LLC | $5.7M | 116,616 | 0.29% | 8q | -14.0%-$934.4K |
| Janney Montgomery Scott LLC | $5.6M | 113,313 | 0.01% | 7q | -39.7%-$3.7M |
| Keel Point, LLC | $5.1M | 104,803 | 0.30% | 2q | +173.1%+$3.3M |
| Calamos Advisors LLC | $5.1M | 104,178 | 0.02% | 10q | -12.5%-$730.3K |
| WEDBUSH SECURITIES INC | $4.9M | 98,956 | 0.13% | 10q | +37.2%+$1.3M |
| Breakwater Capital Group | $4.7M | 95,391 | 0.56% | 6q | -15.3%-$844.2K |
| Seneca House Advisors | $4.1M | 83,504 | 1.45% | 10q | -29.7%-$1.7M |
| J.W. COLE ADVISORS, INC. | $3.5M | 70,437 | 0.06% | 5q | +12.2%+$376.5K |
| Beckerman Institutional, LLC | $3.2M | 65,670 | 1.53% | 8q | +1.2%+$39.3K |
| Park Edge Advisors, LLC | $3.1M | 64,050 | 0.66% | 11q | +4.4%+$131.5K |
| Lifetime Wealth Management P.C. | $2.8M | 58,054 | 1.66% | 3q | -3.6%-$106.7K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $2.7M | 55,687 | 0.03% | 8q | +13.8%+$330.6K |
| Western Wealth Management, LLC | $2.7M | 55,108 | 0.09% | 2q | +6.1%+$154.3K |
| FIRST NATIONAL BANK SIOUX FALLS | $2.6M | 52,518 | 0.72% | 7q | HELD |
| Anchor Investment Management, LLC | $2.6M | 52,255 | 0.19% | 10q | -0.9%-$22.6K |
| FIRST MANHATTAN CO. LLC. | $2.5M | 50,000 | 0.01% | 11q | HELD |
| TRUIST FINANCIAL CORP | $2.0M | 40,291 | 0.00% | 8q | -53.2%-$2.2M |
| Arkadios Wealth Advisors | $1.9M | 38,672 | 0.03% | new | NEW |
| Dakota Wealth Management | $1.7M | 33,790 | 0.03% | new | NEW |
| PRIVATE CLIENT SERVICES, LLC | $1.6M | 32,997 | 0.42% | 8q | -35.1%-$876.3K |
| Patten Group, Inc. | $1.6M | 31,880 | 0.24% | 5q | -18.4%-$353.2K |
| Citizens National Bank Trust Department | $1.5M | 31,541 | 0.23% | 7q | +1.1%+$16.9K |
| Advisory Services Network, LLC | $1.5M | 31,407 | 0.02% | 7q | -22.2%-$440.9K |
| HARMONY ASSET MANAGEMENT LLC | $1.5M | 31,000 | 0.41% | 8q | +8.4%+$117.8K |
| GOLDMAN SACHS GROUP INC | $1.5M | 30,781 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $1.4M | 28,446 | 0.03% | new | NEW |
| SMITH, MOORE & CO. | $1.4M | 28,423 | 0.09% | 6q | +9.9%+$125.2K |
| Continuum Advisory, LLC | $1.3M | 26,996 | 0.11% | 4q | +1.5%+$19.5K |
| HighTower Advisors, LLC | $1.3M | 26,310 | 0.00% | 9q | -4.9%-$66.2K |
| Crumly & Associates Inc. | $1.3M | 25,744 | 0.24% | 3q | -57.2%-$1.7M |
| GK Wealth Management LLC | $1.2M | 24,648 | 0.64% | new | NEW |
| OSAIC HOLDINGS, INC. | $1.2M | 24,399 | 0.00% | 10q | +3.2%+$37.7K |
| Longview Financial Advisors, Inc. | $1.2M | 24,150 | 0.69% | 7q | -0.7%-$8.5K |
| Orion Porfolio Solutions, LLC | $1.2M | 23,982 | 0.01% | 8q | -59.1%-$1.7M |
| Rockefeller Capital Management L.P. | $1.2M | 23,451 | 0.00% | 4q | -16.5%-$227.9K |
| MORGAN STANLEY | $1.1M | 23,046 | 0.00% | 11q | +1.2%+$13.4K |
| BENJAMIN EDWARDS INC | $1.1M | 22,547 | 0.01% | 8q | -61.9%-$1.8M |
| Sequoia Financial Advisors, LLC | $1.1M | 22,391 | 0.01% | new | NEW |
| Spire Wealth Management | $1.1M | 22,100 | 0.03% | 2q | HELD |
| Ancora Advisors LLC | $1.1M | 22,000 | 0.02% | 11q | HELD |
| Mosley Wealth Management | $1.1M | 21,813 | 0.34% | 3q | +510.0%+$894.9K |
| Knights of Columbus Asset Advisors LLC | $1.0M | 21,258 | 0.05% | 6q | +148.5%+$623.4K |
| Cambridge Advisors Inc. | $1.0M | 20,953 | 0.18% | 11q | +7.4%+$71.0K |
| Hegarty Advisors, LLC | $1.0M | 20,737 | 0.70% | 3q | -5.8%-$62.3K |
| Focus Partners Wealth | $994.8K | 20,274 | 0.00% | 3q | HELD |
| WealthPLAN Partners, LLC | $987.0K | 20,115 | 0.19% | 3q | +70.6%+$408.6K |
| Private Advisor Group, LLC | $959.6K | 19,556 | 0.00% | 10q | -81.6%-$4.2M |
| Legacy Wealth Advisors, LLC | $940.7K | 19,170 | 0.41% | 3q | HELD |
| Maridea Wealth Management LLC | $853.4K | 17,391 | 0.09% | 5q | -10.7%-$102.0K |
| BANK OF MONTREAL /CAN/ | $830.0K | 16,914 | 0.00% | 6q | -89.1%-$6.8M |
| Sharp Wealth Advisory, LLC | $709.8K | 14,465 | 0.33% | 7q | +60.9%+$268.7K |
| Quantinno Capital Management LP | $684.9K | 13,957 | 0.00% | 2q | +3.8%+$25.1K |
| Keeler Thomas Management LLC | $680.0K | 13,857 | 0.24% | new | NEW |
| Corient Private Wealth LP | $620.3K | 12,641 | 0.00% | 2q | -12.6%-$89.3K |
| Pathstone Holdings, LLC | $617.1K | 12,575 | 0.00% | new | NEW |
| FLOW TRADERS U.S. LLC | $617.0K | 12,584 | 0.03% | 3q | -23.5%-$189.3K |
| KENNEDY INVESTMENT GROUP, INC. | $593.6K | 12,098 | 0.20% | 2q | +49.9%+$197.7K |
| SteelPeak Wealth, LLC | $591.5K | 12,054 | 0.02% | new | NEW |
| Andina Capital Management, LLC | $590.0K | 12,023 | 0.95% | 11q | -73.7%-$1.7M |
| Nautilus Advisors LLC | $570.9K | 11,669 | 0.34% | 7q | -9.2%-$57.6K |
| &PARTNERS | $554.3K | 11,295 | 0.00% | 8q | -51.9%-$597.2K |
| Envestnet Portfolio Solutions, Inc. | $546.5K | 11,138 | 0.00% | 8q | -72.3%-$1.4M |
| BAM Wealth Management, LLC | $546.0K | 11,126 | 0.34% | 4q | +62.7%+$210.4K |
| HRT FINANCIAL LP | $536.0K | 10,934 | 0.00% | new | NEW |
| PFG Investments, LLC | $535.4K | 10,912 | 0.02% | 8q | +2.5%+$13.2K |
| RAYMOND JAMES FINANCIAL INC | $522.9K | 10,657 | 0.00% | 2q | +146.6%+$310.9K |
| Venturi Wealth Management, LLC | $518.6K | 10,569 | 0.02% | 11q | -0.9%-$4.9K |
| STRATEGY ASSET MANAGERS LLC | $510.3K | 10,399 | 0.08% | 6q | +2.2%+$11.1K |
| CIBC WORLD MARKET INC. | $507.4K | 10,340 | 0.00% | 8q | +5.1%+$24.5K |
Showing the largest 100 of 151 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $90.0M | 1,923,271 | 4 | 12 | 23 | 0.0% |
| Q2 2026 | 151 | $977.3M | 19,895,714 | 17 | 48 | 66 | 0.0% |
| Q1 2026 | 157 | $1.1B | 22,046,086 | 22 | 75 | 42 | 0.0% |
| Q4 2025 | 157 | $1.1B | 21,749,893 | 25 | 67 | 32 | 0.0% |
| Q3 2025 | 139 | $990.5M | 19,672,179 | 14 | 70 | 29 | 0.0% |
| Q2 2025 | 145 | $893.7M | 17,845,331 | 21 | 61 | 40 | 0.0% |
| Q1 2025 | 153 | $1.1B | 22,790,038 | 27 | 74 | 31 | 0.0% |
| Q4 2024 | 146 | $1.1B | 21,333,236 | 33 | 62 | 28 | 0.5% |
| Q3 2024 | 112 | $1.1B | 21,050,858 | 50 | 41 | 11 | 0.0% |
| Q2 2024 | 67 | $546.6M | 10,854,195 | 24 | 29 | 10 | 0.0% |
| Q1 2024 | 47 | $267.8M | 5,262,462 | 27 | 14 | 2 | 0.0% |
| Q4 2023 | 26 | $80.9M | 1,566,479 | 25 | 0 | 0 | 0.0% |