DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN CA DIVI ADV MUN (NAC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
138
Reporting holders
$316.4M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $84.0M | 6,934,080 | 0.00% | 35q | +15.6%+$11.3M |
| GUGGENHEIM CAPITAL LLC | $42.3M | 3,486,662 | 0.27% | 31q | +1.5%+$618.0K |
| WELLS FARGO & COMPANY/MN | $24.9M | 2,055,441 | 0.00% | 31q | +13.9%+$3.0M |
| Advisors Asset Management, Inc. | $22.7M | 1,877,055 | 0.35% | 17q | +13.8%+$2.8M |
| Rockefeller Capital Management L.P. | $15.0M | 1,236,961 | 0.02% | 27q | +1.1%+$169.7K |
| BANK OF AMERICA CORP /DE/ | $13.9M | 1,150,444 | 0.00% | 31q | +23.3%+$2.6M |
| UBS Group AG | $11.0M | 906,262 | 0.00% | 31q | -8.9%-$1.1M |
| LPL Financial LLC | $7.4M | 611,995 | 0.00% | 31q | +4.8%+$338.3K |
| Hennion & Walsh Asset Management, Inc. | $6.3M | 518,286 | 0.18% | 22q | +17.4%+$929.3K |
| Ignite Planners, LLC | $5.8M | 476,800 | 0.79% | 18q | +32.8%+$1.4M |
| Allianz Asset Management GmbH | $5.8M | 475,879 | 0.00% | 26q | HELD |
| LM Advisors LLC | $4.1M | 334,729 | 0.47% | 2q | +8589.7%+$4.0M |
| AMERIPRISE FINANCIAL INC | $3.2M | 261,691 | 0.00% | 31q | +8.3%+$242.8K |
| Sanctuary Advisors, LLC | $3.1M | 257,109 | 0.01% | 9q | +3.4%+$102.4K |
| Private Advisor Group, LLC | $2.9M | 237,265 | 0.01% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $2.7M | 219,110 | 0.00% | 7q | +21.7%+$474.2K |
| WHITTIER TRUST CO | $2.6M | 211,287 | 0.03% | 31q | HELD |
| PFG Investments, LLC | $2.4M | 199,004 | 0.09% | 10q | HELD |
| Southland Equity Partners LLC | $2.2M | 184,440 | 0.39% | 15q | +2.8%+$60.6K |
| OneDigital Investment Advisors LLC | $2.2M | 177,723 | 0.02% | 29q | +4.0%+$82.8K |
| ROYAL BANK OF CANADA | $2.1M | 171,666 | 0.00% | 31q | -4.5%-$98.3K |
| Quantinno Capital Management LP | $2.0M | 161,512 | 0.00% | 3q | +353.7%+$1.5M |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 159,810 | 0.00% | 5q | +820.1%+$1.7M |
| DKM Wealth Management, Inc. | $1.7M | 142,401 | 1.13% | 7q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 138,030 | 0.00% | 31q | -2.6%-$44.7K |
| MAI Capital Management | $1.4M | 117,564 | 0.01% | 7q | +202.2%+$957.1K |
| Allworth Financial LP | $1.4M | 117,152 | 0.01% | 31q | +3.1%+$42.7K |
| WEDBUSH SECURITIES INC | $1.4M | 114,662 | 0.04% | 31q | -6.9%-$103.7K |
| OSAIC HOLDINGS, INC. | $1.3M | 111,115 | 0.00% | 26q | +12.8%+$153.2K |
| D.A. DAVIDSON & CO. | $1.2M | 102,507 | 0.01% | 31q | -2.6%-$33.8K |
| Integrated Wealth Concepts LLC | $1.2M | 102,286 | 0.01% | 2q | +164.8%+$771.6K |
| SUMMITRY LLC | $1.2M | 95,654 | 0.04% | new | NEW |
| New Insight Wealth Advisors | $1.1M | 94,160 | 0.34% | 11q | -5.6%-$67.6K |
| Mutual Advisors, LLC | $996.3K | 82,206 | 0.02% | 31q | +15.8%+$135.9K |
| Cascade Financial Partners, LLC | $969.0K | 79,954 | 0.08% | new | NEW |
| NewEdge Advisors, LLC | $959.0K | 79,128 | 0.00% | 8q | +11.0%+$95.0K |
| STIFEL FINANCIAL CORP | $945.2K | 77,989 | 0.00% | 31q | HELD |
| Creative Planning | $917.2K | 75,676 | 0.00% | 7q | -11.0%-$113.7K |
| Oder Investment Management, LLC | $765.2K | 63,137 | 0.51% | 23q | HELD |
| Rareview Capital LLC | $741.0K | 66,339 | 0.41% | 11q | HELD |
| PNC Financial Services Group, Inc. | $722.7K | 59,626 | 0.00% | 6q | HELD |
| Kestra Advisory Services, LLC | $702.8K | 57,990 | 0.00% | 3q | +1.1%+$7.7K |
| Atala Financial Inc | $695.5K | 57,385 | 0.42% | 7q | -9.5%-$72.7K |
| JANE STREET GROUP, LLC | $639.3K | 52,745 | 0.00% | 6q | -77.0%-$2.1M |
| Requisite Capital Management, LLC | $634.6K | 52,058 | 0.10% | new | NEW |
| Mariner, LLC | $628.9K | 51,889 | 0.00% | 15q | -90.2%-$5.8M |
| ENVESTNET ASSET MANAGEMENT INC | $611.7K | 50,468 | 0.00% | 2q | HELD |
| Cetera Investment Advisers | $605.4K | 49,951 | 0.00% | 31q | +2.4%+$14.1K |
| MELFA WEALTH MANAGEMENT, INC. | $603.8K | 49,816 | 0.33% | 15q | HELD |
| Prime Capital Investment Advisors, LLC | $585.7K | 48,326 | 0.01% | 13q | HELD |
| EVERETT HARRIS & CO /CA/ | $557.5K | 46,000 | 0.01% | 24q | HELD |
| Pacific Wealth Strategies Group, Inc. | $538.9K | 44,466 | 0.31% | 39q | -23.2%-$163.0K |
| Western Wealth Management, LLC | $531.6K | 43,864 | 0.02% | 20q | +0.8%+$4.2K |
| Cooper Financial Group | $530.9K | 43,802 | 0.04% | 31q | +1.3%+$7.0K |
| HOLLENCREST CAPITAL MANAGEMENT | $526.3K | 43,423 | 0.03% | 32q | -12.4%-$74.4K |
| Merit Financial Group, LLC | $508.5K | 41,956 | 0.00% | 4q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $506.7K | 41,600 | 0.03% | 12q | HELD |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | $501.0K | 41,100 | 0.01% | 28q | +0.9%+$4.3K |
| OPPENHEIMER & CO INC | $491.4K | 40,542 | 0.01% | 11q | +7.8%+$35.4K |
| Van Hulzen Asset Management, LLC | $484.6K | 39,986 | 0.03% | 31q | -0.8%-$3.7K |
| FIRST FOUNDATION ADVISORS | $468.0K | 38,617 | 0.02% | 31q | HELD |
| NewEdge Wealth, LLC | $467.8K | 38,600 | 0.00% | 8q | HELD |
| CLG LLC | $455.5K | 37,584 | 0.10% | 3q | HELD |
| Bridgewealth Advisory Group, LLC | $443.0K | 36,555 | 0.08% | 5q | HELD |
| Gerber Kawasaki Wealth & Investment Management | $433.8K | 35,789 | 0.01% | 5q | +2.5%+$10.5K |
| HighTower Advisors, LLC | $424.5K | 35,025 | 0.00% | 31q | +1.6%+$6.8K |
| Apriem Advisors | $401.4K | 33,120 | 0.03% | 31q | +2.8%+$10.9K |
| Sowell Financial Services LLC | $391.9K | 32,339 | 0.01% | 10q | HELD |
| Mirador Capital Partners LP | $390.0K | 32,175 | 0.05% | new | NEW |
| Core Wealth Partners LLC | $360.0K | 29,699 | 0.15% | 14q | -7.9%-$30.9K |
| RHS Financial, LLC | $349.3K | 28,824 | 0.14% | 12q | -1.3%-$4.8K |
| Farther Finance Advisors, LLC | $338.5K | 27,962 | 0.00% | 13q | +28.1%+$74.3K |
| Virtu Financial LLC | $310.0K | 25,596 | 0.01% | 3q | -45.7%-$261.3K |
| Intellectus Partners, LLC | $304.7K | 25,000 | 0.05% | 7q | HELD |
| Perennial Investment Advisors, LLC | $302.0K | 24,921 | 0.02% | 2q | HELD |
| ECLECTIC ASSOCIATES INC /ADV | $298.6K | 24,637 | 0.03% | 3q | HELD |
| Tortuga Wealth Management, Inc | $290.8K | 23,997 | 0.22% | 3q | +4.5%+$12.4K |
| Castle Rock Wealth Management, LLC | $285.1K | 23,409 | 0.06% | 31q | HELD |
| VAQUERO PRIVATE WEALTH, LTD | $279.2K | 23,033 | 0.06% | new | FIRST |
| REGATTA CAPITAL GROUP, LLC | $270.0K | 22,280 | 0.04% | 19q | HELD |
| J.W. COLE ADVISORS, INC. | $261.1K | 21,541 | 0.00% | new | NEW |
| Avestar Capital, LLC | $256.0K | 21,000 | 0.01% | 2q | +90.9%+$121.9K |
| ODonnell Financial Services, LLC | $245.9K | 20,285 | 0.07% | new | NEW |
| Snowden Capital Advisors LLC | $245.4K | 20,132 | 0.01% | 10q | HELD |
| Brookwood Investment Group LLC | $239.4K | 19,750 | 0.03% | new | NEW |
| FIRST AMERICAN TRUST, FSB | $230.3K | 19,000 | 0.01% | 29q | HELD |
| McGowan Group Asset Management, Inc. | $226.4K | 18,677 | 0.03% | 3q | +4.6%+$10.0K |
| NWF Advisory Services Inc. | $223.4K | 18,430 | 0.02% | 5q | HELD |
| Cerity Partners LLC | $219.7K | 18,128 | 0.00% | 14q | -67.9%-$464.1K |
| Mesirow Financial Investment Management, Inc. | $203.0K | 16,749 | 0.00% | 11q | +1.9%+$3.7K |
| Corient Private Wealth LP | $195.0K | 16,090 | 0.00% | 9q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $194.5K | 16,045 | 0.00% | 2q | -51.5%-$206.7K |
| TWO SIGMA SECURITIES, LLC | $190.7K | 15,731 | 0.02% | 4q | -33.7%-$97.1K |
| Pasadena Private Wealth, LLC | $187.1K | 15,441 | 0.02% | new | NEW |
| Ameritas Advisory Services, LLC | $184.2K | 15,202 | 0.00% | 3q | +25.0%+$36.9K |
| Pure Financial Advisors, LLC | $184.1K | 15,193 | 0.00% | 23q | -16.5%-$36.4K |
| Perigon Wealth Management, LLC | $183.8K | 15,168 | 0.00% | 14q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $182.6K | 15,068 | 0.00% | new | NEW |
| Barnes Wealth Management Group, Inc | $181.2K | 14,953 | 0.08% | 7q | HELD |
| Indivisible Partners | $173.0K | 14,271 | 0.01% | 3q | +7.7%+$12.4K |
Showing the largest 100 of 138 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 41 | $26.1M | 2,579,917 | 5 | 11 | 10 | 0.0% |
| Q2 2026 | 138 | $316.4M | 26,107,459 | 17 | 46 | 25 | 0.0% |
| Q1 2026 | 130 | $281.2M | 24,117,128 | 18 | 45 | 21 | 0.0% |
| Q4 2025 | 125 | $266.3M | 22,549,195 | 14 | 37 | 27 | 0.0% |
| Q3 2025 | 115 | $225.0M | 19,565,986 | 8 | 44 | 23 | 0.0% |
| Q2 2025 | 119 | $239.2M | 21,423,363 | 13 | 41 | 27 | 0.0% |
| Q1 2025 | 118 | $251.1M | 22,353,804 | 9 | 37 | 36 | 0.0% |
| Q4 2024 | 124 | $287.3M | 25,436,407 | 12 | 49 | 29 | 0.0% |
| Q3 2024 | 120 | $366.6M | 28,842,943 | 12 | 49 | 21 | 0.0% |
| Q2 2024 | 119 | $420.4M | 36,469,884 | 7 | 39 | 31 | 0.0% |
| Q1 2024 | 127 | $479.1M | 43,492,533 | 22 | 39 | 34 | 0.0% |
| Q4 2023 | 122 | $448.6M | 40,454,425 | 15 | 37 | 33 | 0.0% |
| Q3 2023 | 120 | $328.0M | 33,994,113 | 14 | 26 | 43 | 0.0% |
| Q2 2023 | 111 | $344.2M | 31,511,479 | 10 | 38 | 29 | 0.0% |
| Q1 2023 | 117 | $299.0M | 27,156,580 | 19 | 38 | 27 | 0.0% |
| Q4 2022 | 117 | $248.7M | 22,463,472 | 32 | 21 | 37 | 0.0% |
| Q3 2022 | 103 | $1.0B | 92,347,248 | 10 | 33 | 23 | 0.0% |
| Q2 2022 | 106 | $1.1B | 90,312,431 | 13 | 30 | 32 | 0.0% |
| Q1 2022 | 116 | $902.4M | 68,597,642 | 18 | 39 | 29 | 0.0% |
| Q4 2021 | 119 | $964.7M | 61,686,210 | 13 | 32 | 21 | 0.0% |
| Q3 2021 | 110 | $876.1M | 55,704,564 | 10 | 28 | 20 | 0.0% |
| Q2 2021 | 113 | $919.7M | 57,901,385 | 8 | 30 | 27 | 0.0% |
| Q1 2021 | 112 | $833.6M | 55,948,962 | 8 | 34 | 19 | 0.0% |
| Q4 2020 | 116 | $827.2M | 54,576,078 | 9 | 32 | 19 | 0.0% |
| Q3 2020 | 108 | $799.0M | 54,744,084 | 7 | 31 | 26 | 0.0% |
| Q2 2020 | 104 | $773.1M | 54,046,803 | 7 | 31 | 34 | 0.0% |
| Q1 2020 | 106 | $1.3B | 93,921,488 | 15 | 35 | 29 | 0.0% |
| Q4 2019 | 104 | $1.1B | 74,694,133 | 10 | 24 | 28 | 0.0% |
| Q3 2019 | 93 | $867.2M | 57,696,815 | 12 | 30 | 22 | 0.0% |
| Q2 2019 | 89 | $363.9M | 25,130,399 | 10 | 25 | 24 | 0.0% |
| Q1 2019 | 89 | $179.5M | 13,043,693 | 11 | 26 | 20 | 0.0% |
| Q4 2018 | 92 | $191.4M | 15,036,756 | 0 | 3 | 2 | 0.0% |