DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN NY DIVI ADV (NAN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
58
Reporting holders
$61.0M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $10.0M | 856,578 | 0.00% | 35q | -2.7%-$278.8K |
| Hennion & Walsh Asset Management, Inc. | $7.1M | 601,349 | 0.20% | 22q | +15.6%+$952.3K |
| GUGGENHEIM CAPITAL LLC | $6.1M | 516,221 | 0.04% | 31q | +3.6%+$211.9K |
| BANK OF AMERICA CORP /DE/ | $5.9M | 500,724 | 0.00% | 31q | -1.8%-$107.5K |
| Lido Advisors, LLC | $4.9M | 413,884 | 0.01% | 11q | HELD |
| Indivisible Partners | $3.8M | 325,461 | 0.22% | 3q | -2.0%-$76.4K |
| WELLS FARGO & COMPANY/MN | $3.7M | 316,516 | 0.00% | 31q | +15.1%+$486.8K |
| HighTower Advisors, LLC | $2.3M | 198,681 | 0.00% | 31q | HELD |
| ASHTON THOMAS SECURITIES, LLC | $2.0M | 166,556 | 0.29% | 2q | HELD |
| ROYAL BANK OF CANADA | $1.7M | 145,056 | 0.00% | 31q | +14.3%+$212.6K |
| RAYMOND JAMES FINANCIAL INC | $1.3M | 114,996 | 0.00% | 7q | +55.0%+$478.6K |
| LPL Financial LLC | $1.1M | 92,488 | 0.00% | 7q | +3.2%+$34.0K |
| Lionshead Wealth Management, LLC | $879.0K | 74,500 | 0.57% | 5q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $746.7K | 63,657 | 0.00% | 12q | +10.2%+$69.3K |
| Arax Advisory Partners | $664.5K | 56,652 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $627.8K | 53,521 | 0.00% | 31q | HELD |
| NewEdge Wealth, LLC | $585.8K | 49,938 | 0.01% | 7q | +6.3%+$34.5K |
| GC Wealth Management RIA, LLC | $581.2K | 49,552 | 0.03% | 3q | HELD |
| Avestar Capital, LLC | $566.9K | 48,084 | 0.03% | 6q | +20.0%+$94.3K |
| Janney Montgomery Scott LLC | $545.0K | 46,496 | 0.00% | 31q | +2.6%+$14.1K |
| OSAIC HOLDINGS, INC. | $534.3K | 45,552 | 0.00% | 26q | HELD |
| PFG Investments, LLC | $437.0K | 37,257 | 0.02% | 8q | HELD |
| Olde Wealth Management, LLC | $374.0K | 31,727 | 0.11% | 7q | HELD |
| SHUFRO ROSE & CO LLC | $316.7K | 27,000 | 0.02% | 31q | HELD |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $292.1K | 24,903 | 0.00% | 30q | HELD |
| UBS Group AG | $278.2K | 23,714 | 0.00% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $255.3K | 21,766 | 0.00% | 2q | +99.5%+$127.3K |
| Circle Wealth Management, LLC | $244.1K | 20,808 | 0.00% | 17q | HELD |
| Equitable Holdings, Inc. | $228.6K | 19,492 | 0.00% | 5q | +1.9%+$4.3K |
| South Shore Capital Advisors | $218.6K | 18,635 | 0.15% | new | NEW |
| Cresset Asset Management, LLC | $205.6K | 17,528 | 0.00% | 5q | -19.9%-$51.2K |
| IBEX WEALTH ADVISORS | $174.9K | 14,908 | 0.01% | 7q | HELD |
| Kingsview Wealth Management, LLC | $157.8K | 13,450 | 0.00% | 4q | HELD |
| Breakwater Capital Group | $153.7K | 13,103 | 0.02% | 6q | +4.2%+$6.1K |
| KINGSWOOD WEALTH ADVISORS, LLC | $152.5K | 13,000 | 0.01% | 7q | HELD |
| Opal Wealth Advisors, LLC | $149.0K | 12,704 | 0.03% | 9q | +1.1%+$1.6K |
| Seelaus Asset Management LLC | $148.5K | 12,660 | 0.10% | 7q | +1.8%+$2.7K |
| NewEdge Advisors, LLC | $147.8K | 12,602 | 0.00% | 3q | +5.9%+$8.2K |
| &PARTNERS | $147.0K | 12,536 | 0.00% | 3q | +0.6% |
| STIFEL FINANCIAL CORP | $140.6K | 11,987 | 0.00% | 9q | HELD |
| Integrated Wealth Concepts LLC | $133.8K | 11,405 | 0.00% | 20q | HELD |
| MGO ONE SEVEN LLC | $128.2K | 10,925 | 0.00% | 9q | HELD |
| J. L. Bainbridge & Co., Inc. | $126.5K | 10,782 | 0.01% | 4q | +1.9%+$2.4K |
| Focus Partners Advisor Solutions, LLC | $125.3K | 10,680 | 0.00% | new | NEW |
| OMNI 360 Wealth, Inc. | $125.3K | 10,680 | 0.06% | new | NEW |
| XTX Topco Ltd | $119.7K | 10,201 | 0.00% | new | NEW |
| David J Yvars Group | $118.6K | 10,112 | 0.06% | new | NEW |
| OPPENHEIMER & CO INC | $118.2K | 10,074 | 0.00% | 2q | +0.5% |
| Penserra Capital Management LLC | $44.0K | 3,834 | 0.00% | 2q | +200.0%+$29.3K |
| Grove Bank & Trust | $35.2K | 3,000 | 0.00% | 6q | HELD |
| ADIRONDACK TRUST CO | $34.0K | 2,900 | 0.01% | 14q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $25.7K | 2,195 | 0.00% | 31q | HELD |
| First Command Advisory Services, Inc. | $5.9K | 500 | 0.00% | 3q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $5.9K | 500 | 0.00% | 4q | HELD |
| Allworth Financial LP | $5.3K | 450 | 0.00% | 16q | HELD |
| FNY Investment Advisers, LLC | $5.0K | 500 | 0.00% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $4.7K | 397 | 0.00% | new | NEW |
| ASSETMARK, INC | $399 | 34 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 21 | $13.9M | 1,419,044 | 2 | 8 | 4 | 0.0% |
| Q2 2026 | 58 | $61.0M | 5,195,411 | 8 | 20 | 4 | 0.0% |
| Q1 2026 | 53 | $54.6M | 4,894,075 | 6 | 19 | 12 | 0.0% |
| Q4 2025 | 56 | $51.1M | 4,528,693 | 11 | 17 | 8 | 0.0% |
| Q3 2025 | 54 | $45.7M | 3,998,870 | 5 | 15 | 10 | 0.0% |
| Q2 2025 | 52 | $46.1M | 4,039,879 | 4 | 20 | 10 | 0.0% |
| Q1 2025 | 51 | $42.0M | 3,684,624 | 8 | 10 | 8 | 0.0% |
| Q4 2024 | 47 | $49.6M | 4,350,631 | 7 | 11 | 10 | 0.0% |
| Q3 2024 | 51 | $59.6M | 5,053,926 | 6 | 16 | 11 | 0.0% |
| Q2 2024 | 54 | $72.8M | 6,470,708 | 6 | 15 | 15 | 0.0% |
| Q1 2024 | 52 | $82.2M | 7,506,081 | 7 | 14 | 13 | 0.0% |
| Q4 2023 | 51 | $78.9M | 7,150,862 | 4 | 19 | 13 | 0.0% |
| Q3 2023 | 58 | $59.3M | 6,133,917 | 7 | 17 | 12 | 0.0% |
| Q2 2023 | 54 | $57.6M | 5,354,975 | 3 | 15 | 9 | 0.0% |
| Q1 2023 | 53 | $59.1M | 5,351,559 | 7 | 15 | 11 | 0.0% |
| Q4 2022 | 52 | $53.0M | 4,952,861 | 8 | 12 | 13 | 0.0% |
| Q3 2022 | 56 | $120.6M | 11,521,398 | 5 | 14 | 13 | 0.0% |
| Q2 2022 | 60 | $135.1M | 11,515,535 | 6 | 19 | 12 | 0.0% |
| Q1 2022 | 61 | $143.0M | 11,371,865 | 10 | 17 | 8 | 0.0% |
| Q4 2021 | 56 | $159.6M | 10,790,340 | 7 | 13 | 9 | 0.0% |
| Q3 2021 | 49 | $188.6M | 12,811,876 | 4 | 8 | 13 | 0.0% |
| Q2 2021 | 45 | $191.6M | 12,723,746 | 3 | 12 | 9 | 0.0% |
| Q1 2021 | 50 | $191.5M | 13,434,696 | 3 | 9 | 13 | 0.0% |
| Q4 2020 | 54 | $190.4M | 13,454,393 | 5 | 9 | 14 | 0.0% |
| Q3 2020 | 49 | $155.1M | 11,342,773 | 6 | 11 | 15 | 0.0% |
| Q2 2020 | 47 | $153.6M | 11,388,721 | 0 | 11 | 14 | 0.0% |
| Q1 2020 | 52 | $153.5M | 11,691,854 | 7 | 12 | 13 | 0.0% |
| Q4 2019 | 51 | $158.6M | 11,162,981 | 4 | 14 | 11 | 0.0% |
| Q3 2019 | 49 | $165.6M | 11,609,926 | 4 | 16 | 11 | 0.0% |
| Q2 2019 | 48 | $164.5M | 11,863,586 | 6 | 8 | 15 | 0.0% |
| Q1 2019 | 44 | $160.8M | 11,922,293 | 7 | 15 | 5 | 0.0% |
| Q4 2018 | 41 | $140.7M | 11,483,521 | 0 | 1 | 1 | 0.0% |