DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER BERMAN ETF TRUST (NBCM)
Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.
30
Reporting holders
$275.1M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NEUBERGER BERMAN GROUP LLC | $106.8M | 4,027,019 | 0.07% | 15q | +2.9%+$3.0M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $96.9M | 3,539,167 | 0.16% | 15q | +5.8%+$5.3M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $40.4M | 1,522,036 | 0.02% | 15q | +11.0%+$4.0M |
| LPL Financial LLC | $8.3M | 314,465 | 0.00% | 8q | +75.6%+$3.6M |
| STIFEL FINANCIAL CORP | $3.9M | 148,753 | 0.00% | 11q | +0.7%+$28.5K |
| IAG Wealth Partners, LLC | $2.7M | 100,281 | 0.26% | 11q | -17.2%-$553.8K |
| Wealth Enhancement Trust Services, Inc. | $2.5M | 92,687 | 0.27% | 3q | +738.7%+$2.2M |
| RAYMOND JAMES FINANCIAL INC | $2.3M | 87,546 | 0.00% | 6q | +12.4%+$256.0K |
| AMERIPRISE FINANCIAL INC | $2.1M | 80,424 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $1.4M | 53,860 | 0.00% | 4q | +93.4%+$689.6K |
| World Investment Advisors | $1.4M | 50,371 | 0.02% | 2q | HELD |
| Vise Technologies, Inc. | $1.4M | 51,245 | 0.02% | 4q | +182.2%+$877.8K |
| Private Advisor Group, LLC | $981.5K | 36,997 | 0.00% | 5q | -82.6%-$4.6M |
| OSAIC HOLDINGS, INC. | $797.1K | 30,048 | 0.00% | 15q | +11.2%+$80.0K |
| Brookwood Investment Group LLC | $473.3K | 17,841 | 0.05% | 2q | +2.6%+$11.9K |
| NorthCrest Asset Manangement, LLC | $472.9K | 17,140 | 0.01% | 3q | -1.8%-$8.5K |
| BANK OF AMERICA CORP /DE/ | $452.0K | 17,036 | 0.00% | 2q | +24.5%+$88.8K |
| JPMORGAN CHASE & CO | $389.8K | 14,790 | 0.00% | new | NEW |
| Advisors Preferred, LLC | $336.0K | 12,660 | 0.05% | new | NEW |
| HB Wealth Management, LLC | $256.8K | 9,679 | 0.00% | new | NEW |
| REGIONS FINANCIAL CORP | $233.4K | 9,493 | 0.00% | 12q | HELD |
| MGO ONE SEVEN LLC | $221.0K | 8,332 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $124.3K | 4,685 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $50.0K | 1,888 | 0.00% | 3q | HELD |
| Key Financial Inc | $49.3K | 1,860 | 0.01% | new | NEW |
| MORGAN STANLEY | $32.3K | 1,217 | 0.00% | 6q | HELD |
| HUNTINGTON NATIONAL BANK | $26.5K | 1,000 | 0.00% | new | NEW |
| Golden State Wealth Management, LLC | $13.3K | 503 | 0.00% | 6q | HELD |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | $13.0K | 490 | 0.03% | 3q | +15.3%+$1.7K |
| LANARK FINANCIAL, INC. | $5.9K | 221 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $128.9M | 4,120,209 | 4 | 2 | 3 | 0.0% |
| Q2 2026 | 30 | $275.1M | 10,253,734 | 8 | 13 | 3 | 0.0% |
| Q1 2026 | 25 | $271.7M | 9,691,534 | 7 | 10 | 5 | 0.0% |
| Q4 2025 | 21 | $237.3M | 10,347,540 | 6 | 9 | 1 | 0.0% |
| Q3 2025 | 14 | $222.9M | 9,410,841 | 3 | 8 | 2 | 0.0% |
| Q2 2025 | 14 | $187.2M | 8,359,749 | 2 | 5 | 5 | 0.0% |
| Q1 2025 | 17 | $190.0M | 8,389,970 | 7 | 6 | 1 | 0.0% |
| Q4 2024 | 11 | $157.1M | 7,507,797 | 0 | 2 | 7 | 0.0% |
| Q3 2024 | 17 | $207.7M | 9,481,228 | 1 | 7 | 7 | 0.0% |
| Q2 2024 | 18 | $216.3M | 9,860,961 | 4 | 7 | 3 | 0.0% |
| Q1 2024 | 15 | $223.3M | 10,327,680 | 1 | 3 | 6 | 0.0% |
| Q4 2023 | 19 | $198.9M | 9,619,204 | 5 | 5 | 7 | 0.0% |
| Q3 2023 | 14 | $232.8M | 10,373,371 | 1 | 3 | 9 | 0.0% |
| Q2 2023 | 15 | $231.1M | 10,851,384 | 7 | 1 | 6 | 0.0% |
| Q1 2023 | 8 | $254.8M | 11,416,960 | 1 | 3 | 3 | 0.0% |
| Q4 2022 | 11 | $181.4M | 7,778,333 | 11 | 0 | 0 | 0.0% |