DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER MUN FD INC (NBH)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
77
Reporting holders
$134.7M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | $24.7M | 2,342,220 | 0.07% | 10q | +15.1%+$3.2M |
| MORGAN STANLEY | $14.2M | 1,342,907 | 0.00% | 35q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $9.9M | 937,491 | 0.47% | 14q | +0.8%+$81.4K |
| 1607 Capital Partners, LLC | $8.5M | 806,630 | 0.74% | 17q | -19.9%-$2.1M |
| Advisors Asset Management, Inc. | $8.5M | 805,862 | 0.13% | 15q | +11.1%+$846.2K |
| GUGGENHEIM CAPITAL LLC | $7.5M | 710,279 | 0.05% | 22q | -3.5%-$274.0K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $5.4M | 512,302 | 2.39% | 6q | +20.5%+$918.3K |
| UBS Group AG | $5.3M | 500,488 | 0.00% | 31q | +5.7%+$285.7K |
| Rareview Capital LLC | $3.9M | 396,617 | 2.18% | 5q | -14.2%-$647.2K |
| VAN ECK ASSOCIATES CORP | $3.0M | 281,107 | 0.00% | 31q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $2.6M | 250,226 | 0.05% | 11q | +121.3%+$1.4M |
| Professional Financial Management, Inc. | $2.6M | 243,660 | 2.61% | 3q | -2.2%-$58.4K |
| COHEN & STEERS, INC. | $2.4M | 222,982 | 0.00% | 16q | +2.3%+$52.7K |
| MELFA WEALTH MANAGEMENT, INC. | $2.0M | 189,301 | 1.08% | 15q | -8.3%-$181.9K |
| BANK OF AMERICA CORP /DE/ | $1.8M | 167,221 | 0.00% | 31q | +63.3%+$683.5K |
| Hennion & Walsh Asset Management, Inc. | $1.7M | 159,603 | 0.05% | 11q | -27.1%-$624.8K |
| Invesco Ltd. | $1.6M | 152,814 | 0.00% | 17q | -3.3%-$55.8K |
| Allspring Global Investments Holdings, LLC | $1.6M | 152,052 | 0.00% | new | NEW |
| Fiera Capital Corp | $1.6M | 150,606 | 0.01% | 15q | -3.6%-$59.8K |
| Worthington Financial Partners, LLC | $1.4M | 134,893 | 1.18% | 3q | -6.2%-$94.3K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 132,804 | 0.00% | 10q | +4.0%+$53.8K |
| Matisse Capital | $1.3M | 123,161 | 0.52% | 11q | -9.4%-$134.4K |
| LPL Financial LLC | $1.2M | 118,187 | 0.00% | 28q | +54.0%+$437.3K |
| WESCAP Management Group, Inc. | $1.2M | 116,400 | 0.23% | 4q | +4.8%+$56.7K |
| PARK AVENUE SECURITIES LLC | $1.1M | 107,709 | 0.01% | 10q | -3.3%-$39.0K |
| Atala Financial Inc | $1.1M | 107,255 | 0.69% | 7q | +1.9%+$20.8K |
| RAYMOND JAMES FINANCIAL INC | $961.4K | 91,128 | 0.00% | 7q | +3.0%+$28.3K |
| Karpus Management, Inc. | $863.2K | 81,821 | 0.02% | 3q | -1.4%-$12.7K |
| WELLS FARGO & COMPANY/MN | $847.2K | 80,300 | 0.00% | 31q | HELD |
| Noble Wealth Management PBC | $797.7K | 75,613 | 0.36% | 6q | HELD |
| RIVERBRIDGE PARTNERS LLC | $797.3K | 75,573 | 0.02% | 7q | -3.3%-$26.9K |
| Thomas J. Herzfeld Advisors, Inc. | $759.4K | 71,978 | 0.23% | new | NEW |
| CURA WEALTH ADVISORS, LLC | $717.4K | 68,000 | 0.31% | 7q | HELD |
| Summit Trail Advisors, LLC | $688.8K | 65,291 | 0.01% | 2q | -3.9%-$27.6K |
| Ackerman Capital Advisors, LLC | $608.0K | 57,631 | 0.12% | 11q | -16.6%-$121.3K |
| Bank of New York Mellon Corp | $584.5K | 55,404 | 0.00% | 11q | +151.4%+$352.0K |
| HighTower Advisors, LLC | $560.3K | 53,110 | 0.00% | 12q | -7.0%-$41.9K |
| ROTHSCHILD INVESTMENT LLC | $540.2K | 51,200 | 0.02% | 11q | +141.5%+$316.5K |
| Bridgewater Advisors Inc. | $532.6K | 52,633 | 0.03% | 6q | +3.9%+$20.2K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $522.6K | 49,534 | 0.07% | 11q | -0.6%-$3.1K |
| Plancorp, LLC | $519.1K | 50,009 | 0.01% | 6q | HELD |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $436.7K | 41,396 | 0.00% | 30q | HELD |
| ROYAL BANK OF CANADA | $427.0K | 40,479 | 0.00% | 31q | +0.9%+$3.7K |
| MAI Capital Management | $402.1K | 37,924 | 0.00% | 7q | +4058.3%+$392.4K |
| Nuveen, LLC | $393.9K | 37,338 | 0.00% | 6q | HELD |
| Cambridge Investment Research Advisors, Inc. | $369.0K | 34,959 | 0.00% | 7q | +36.9%+$99.5K |
| Closed-End Fund Advisors, Inc. | $326.2K | 30,916 | 0.32% | 3q | HELD |
| Rockefeller Capital Management L.P. | $313.8K | 29,742 | 0.00% | 27q | +1.2%+$3.8K |
| Waverly Advisors, LLC | $299.7K | 28,408 | 0.00% | 6q | HELD |
| CITADEL ADVISORS LLC | $291.8K | 27,655 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $282.0K | 26,731 | 0.00% | 11q | -0.5%-$1.4K |
| &PARTNERS | $263.7K | 24,991 | 0.00% | 3q | +33.1%+$65.6K |
| Kestra Advisory Services, LLC | $250.7K | 23,764 | 0.00% | 5q | +20.3%+$42.2K |
| OSAIC HOLDINGS, INC. | $239.7K | 22,718 | 0.00% | 26q | +20.2%+$40.3K |
| EVOLVE PRIVATE WEALTH, LLC | $220.0K | 20,747 | 0.01% | 3q | -54.8%-$266.7K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $216.6K | 20,528 | 0.15% | 10q | -12.2%-$30.2K |
| BAR HARBOR WEALTH MANAGEMENT | $209.6K | 19,865 | 0.01% | 15q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $208.1K | 19,727 | 0.00% | 20q | -12.8%-$30.6K |
| JANE STREET GROUP, LLC | $198.7K | 18,838 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $175.0K | 16,584 | 0.00% | 15q | +455.8%+$143.5K |
| Virtu Financial LLC | $159.0K | 15,058 | 0.01% | new | NEW |
| Tyche Wealth Partners LLC | $156.3K | 14,816 | 0.02% | 11q | HELD |
| Avior Wealth Management, LLC | $142.1K | 13,469 | 0.00% | 16q | -38.0%-$86.9K |
| Alteri Wealth LLC | $134.6K | 12,754 | 0.04% | 6q | HELD |
| MML INVESTORS SERVICES, LLC | $130.5K | 12,373 | 0.00% | 5q | +15.8%+$17.8K |
| Alesco Advisors, LLC, An ESL Co | $123.8K | 11,739 | 0.00% | 11q | HELD |
| Cetera Investment Advisers | $122.5K | 11,611 | 0.00% | new | NEW |
| HOLLENCREST CAPITAL MANAGEMENT | $102.2K | 9,687 | 0.01% | 11q | HELD |
| Steward Partners Investment Advisory, LLC | $72.9K | 6,913 | 0.00% | 18q | -36.7%-$42.2K |
| Farther Finance Advisors, LLC | $42.9K | 4,046 | 0.00% | 8q | HELD |
| Moisand Fitzgerald Tamayo, LLC | $39.4K | 3,736 | 0.00% | 31q | HELD |
| Penserra Capital Management LLC | $34.0K | 3,228 | 0.00% | 2q | +200.0%+$22.7K |
| MATHER GROUP, LLC. | $27.8K | 2,634 | 0.00% | 2q | -12.1%-$3.8K |
| HUNTINGTON NATIONAL BANK | $24.6K | 2,329 | 0.00% | 2q | HELD |
| Community Financial Services Group, LLC | $16.0K | 1,510 | 0.00% | 2q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $8.4K | 800 | 0.00% | 4q | HELD |
| Cape Investment Advisory, Inc. | $5.6K | 535 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $9.4M | 1,034,450 | 2 | 2 | 4 | 0.0% |
| Q2 2026 | 77 | $134.7M | 12,794,550 | 7 | 26 | 24 | 0.0% |
| Q1 2026 | 79 | $129.2M | 12,742,777 | 9 | 31 | 19 | 0.0% |
| Q4 2025 | 85 | $130.8M | 12,931,200 | 13 | 26 | 17 | 0.0% |
| Q3 2025 | 72 | $124.4M | 12,068,195 | 6 | 25 | 17 | 0.0% |
| Q2 2025 | 74 | $119.6M | 12,164,948 | 8 | 27 | 16 | 0.0% |
| Q1 2025 | 76 | $123.2M | 11,824,900 | 8 | 26 | 23 | 0.0% |
| Q4 2024 | 79 | $119.6M | 11,552,753 | 12 | 21 | 13 | 0.0% |
| Q3 2024 | 73 | $120.3M | 10,834,116 | 6 | 12 | 28 | 0.0% |
| Q2 2024 | 81 | $115.7M | 10,833,763 | 6 | 22 | 29 | 0.0% |
| Q1 2024 | 87 | $125.9M | 12,027,739 | 15 | 15 | 25 | 0.0% |
| Q4 2023 | 79 | $109.7M | 10,592,439 | 25 | 28 | 13 | 0.0% |
| Q3 2023 | 57 | $40.1M | 4,348,952 | 8 | 19 | 16 | 0.0% |
| Q2 2023 | 56 | $40.3M | 3,919,465 | 3 | 16 | 17 | 0.0% |
| Q1 2023 | 54 | $39.2M | 3,587,108 | 2 | 11 | 22 | 0.0% |
| Q4 2022 | 57 | $39.7M | 3,805,245 | 11 | 17 | 17 | 0.0% |
| Q3 2022 | 52 | $730.8M | 71,874,477 | 8 | 17 | 13 | 0.0% |
| Q2 2022 | 54 | $1.0B | 89,404,288 | 11 | 13 | 14 | 0.0% |
| Q1 2022 | 46 | $1.3B | 94,527,230 | 3 | 15 | 10 | 0.0% |
| Q4 2021 | 49 | $1.4B | 93,403,637 | 5 | 13 | 8 | 0.0% |
| Q3 2021 | 45 | $1.4B | 89,810,077 | 6 | 11 | 11 | 0.0% |
| Q2 2021 | 43 | $1.4B | 88,639,720 | 0 | 14 | 12 | 0.0% |
| Q1 2021 | 46 | $1.4B | 88,331,150 | 3 | 14 | 8 | 0.0% |
| Q4 2020 | 50 | $1.0B | 66,444,354 | 6 | 10 | 10 | 0.0% |
| Q3 2020 | 43 | $1.1B | 70,399,254 | 4 | 14 | 10 | 0.0% |
| Q2 2020 | 43 | $1.1B | 76,310,254 | 5 | 8 | 10 | 0.0% |
| Q1 2020 | 42 | $1.1B | 75,453,888 | 4 | 9 | 16 | 0.0% |
| Q4 2019 | 41 | $1.1B | 69,615,874 | 3 | 10 | 8 | 0.0% |
| Q3 2019 | 42 | $916.6M | 59,099,882 | 2 | 14 | 8 | 0.0% |
| Q2 2019 | 43 | $546.3M | 37,317,953 | 6 | 13 | 9 | 0.0% |
| Q1 2019 | 41 | $370.4M | 25,711,315 | 6 | 15 | 9 | 0.0% |
| Q4 2018 | 48 | $385.7M | 30,325,412 | 1 | 2 | 2 | 0.0% |