DaveManuel.com · Institutional Ownership · Who Owns It
NATIONAL BK HLDGS CORP (NBHC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
225
Reporting holders
$1.9B
Reported value
92.6%
Of shares outstanding
0.8%
Calls
0.2%
Puts
+9
Holder change
Institutions report 41,249,221 shares against 44,539,547 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. A figure this high can overstate: where an adviser and a sub-adviser both report the same shares, both are counted.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $288.6M | 6,496,044 | 0.00% | 8q | +17.8%+$43.7M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $121.7M | 2,738,063 | 0.01% | 2q | +5.7%+$6.6M |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | $111.0M | 2,497,817 | 0.33% | 2q | +0.9%+$1.0M |
| STATE STREET CORP | $103.1M | 2,319,666 | 0.00% | 31q | +6.5%+$6.3M |
| DIMENSIONAL FUND ADVISORS LP | $99.4M | 2,237,135 | 0.02% | 31q | +6.5%+$6.1M |
| VANGUARD CAPITAL MANAGEMENT LLC | $84.9M | 1,911,985 | 0.00% | 2q | +3.5%+$2.9M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $74.9M | 1,686,848 | 0.01% | 31q | +9.2%+$6.3M |
| T. Rowe Price Investment Management, Inc. | $61.3M | 1,379,133 | 0.04% | 16q | +17.3%+$9.1M |
| WELLINGTON MANAGEMENT GROUP LLP | $57.8M | 1,300,690 | 0.01% | 31q | -42.0%-$41.9M |
| WESTWOOD HOLDINGS GROUP INC | $56.7M | 1,276,350 | 0.43% | 15q | -10.2%-$6.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $50.5M | 1,136,925 | 0.00% | 31q | +12.0%+$5.4M |
| DEPRINCE RACE & ZOLLO INC | $40.1M | 903,660 | 0.67% | 4q | -14.9%-$7.0M |
| SEGALL BRYANT & HAMILL, LLC | $38.4M | 863,917 | 0.46% | 31q | -2.4%-$953.2K |
| RENAISSANCE TECHNOLOGIES LLC | $31.8M | 715,453 | 0.04% | 31q | -9.9%-$3.5M |
| TWO SIGMA INVESTMENTS, LP | $30.6M | 689,242 | 0.02% | 6q | +20.3%+$5.2M |
| KENNEDY CAPITAL MANAGEMENT LLC | $29.6M | 666,354 | 0.52% | 31q | -2.6%-$778.7K |
| Nuveen, LLC | $25.5M | 573,039 | 0.01% | 6q | -10.4%-$2.9M |
| ENDEAVOUR CAPITAL ADVISORS INC | $24.7M | 556,478 | 5.07% | 3q | -3.3%-$853.0K |
| Leeward Investments, LLC - MA | $22.6M | 508,755 | 1.03% | 14q | -2.1%-$496.1K |
| NORTHERN TRUST CORP | $22.0M | 494,192 | 0.00% | 31q | +15.6%+$3.0M |
| Aristotle Capital Boston, LLC | $21.6M | 485,740 | 1.45% | 32q | -16.4%-$4.2M |
| CIBC WORLD MARKET INC. | $19.8M CALL+PUT | options only | 0.03% | new | OPTIONS |
| North Reef Capital Management LP | $19.4M | 437,241 | 0.74% | 2q | +36.5%+$5.2M |
| AQR CAPITAL MANAGEMENT LLC | $18.9M | 425,864 | 0.01% | 10q | -15.2%-$3.4M |
| Russell Investments Group, Ltd. | $18.5M | 417,323 | 0.02% | 31q | -7.6%-$1.5M |
| GOLDMAN SACHS GROUP INC | $16.6M | 374,209 | 0.00% | 31q | -5.6%-$991.6K |
| Bank of New York Mellon Corp | $16.1M | 363,016 | 0.00% | 31q | +5.6%+$856.3K |
| MORGAN STANLEY | $14.9M | 334,578 | 0.00% | 35q | -2.8%-$424.4K |
| MALTESE CAPITAL MANAGEMENT LLC | $14.3M | 322,500 | 2.61% | 22q | +6.3%+$849.5K |
| VANGUARD FIDUCIARY TRUST CO | $13.1M | 294,137 | 0.00% | 2q | +4.0%+$508.1K |
| SEI INVESTMENTS CO | $12.4M | 279,598 | 0.01% | 31q | -17.0%-$2.6M |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $11.8M | 264,730 | 0.21% | 9q | +3.1%+$355.0K |
| Invesco Ltd. | $11.5M | 259,900 | 0.00% | 31q | +68.7%+$4.7M |
| CITADEL ADVISORS LLC | $10.0M | 224,917 | 0.00% | 7q | +143.6%+$5.9M |
| AMERIPRISE FINANCIAL INC | $9.7M | 218,747 | 0.00% | 31q | -6.8%-$706.1K |
| PRINCIPAL FINANCIAL GROUP INC | $9.6M | 216,451 | 0.00% | 31q | -1.0%-$98.6K |
| NEW YORK STATE COMMON RETIREMENT FUND | $9.6M | 215,226 | 0.01% | 31q | +95.2%+$4.7M |
| Empowered Funds, LLC | $9.2M | 206,557 | 0.05% | 2q | +4.0%+$355.0K |
| ALLIANCEBERNSTEIN L.P. | $8.7M | 222,480 | 0.00% | 31q | +11.4%+$890.1K |
| THOMPSON SIEGEL & WALMSLEY LLC | $7.4M | 165,950 | 0.13% | 3q | +6.6%+$457.8K |
| Penn Capital Management Company, LLC | $7.2M | 162,446 | 0.46% | 2q | +1761.8%+$6.8M |
| Public Sector Pension Investment Board | $6.8M | 153,879 | 0.02% | 31q | -4.5%-$323.3K |
| Brevan Howard Capital Management LP | $6.7M | 150,000 | 0.05% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $6.5M | 146,872 | 0.00% | 24q | -57.4%-$8.8M |
| BESSEMER GROUP INC | $6.4M | 144,522 | 0.01% | 14q | HELD |
| JPMORGAN CHASE & CO | $6.3M | 140,789 | 0.00% | 31q | -4.5%-$301.0K |
| JACOBS ASSET MANAGEMENT, LLC | $5.3M | 120,000 | 3.35% | 4q | HELD |
| PRUDENTIAL FINANCIAL INC | $5.2M | 117,029 | 0.01% | 31q | +160.0%+$3.2M |
| RHUMBLINE ADVISERS | $5.1M | 115,610 | 0.00% | 31q | -8.5%-$478.5K |
| PEREGRINE CAPITAL MANAGEMENT LLC | $5.0M | 112,617 | 0.16% | 20q | -8.0%-$437.6K |
| UBS Group AG | $4.8M | 107,619 | 0.00% | 31q | -81.2%-$20.6M |
| Squire Investment Management Company, LLC | $4.8M | 106,976 | 1.14% | 8q | HELD |
| FIRST TRUST ADVISORS LP | $4.7M | 106,500 | 0.00% | 18q | -19.3%-$1.1M |
| Legal & General Group Plc | $4.3M | 95,788 | 0.00% | 31q | -0.6%-$27.7K |
| Boston Partners | $4.1M | 91,987 | 0.00% | 31q | -25.1%-$1.4M |
| Swiss National Bank | $3.7M | 82,900 | 0.00% | 31q | +11.1%+$368.8K |
| Interval Partners, LP | $3.6M | 81,413 | 0.09% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $3.5M | 79,512 | 0.00% | 31q | -41.3%-$2.5M |
| BARCLAYS PLC | $3.4M | 75,567 | 0.00% | 31q | +33.3%+$839.1K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $3.4M | 75,555 | 0.00% | 31q | +20.0%+$560.1K |
| FMR LLC | $3.2M | 72,001 | 0.00% | 21q | +27.5%+$690.3K |
| BOOTHBAY FUND MANAGEMENT, LLC | $3.0M | 67,425 | 0.04% | new | NEW |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $2.8M | 63,587 | 0.01% | 31q | HELD |
| Quantinno Capital Management LP | $2.8M | 62,149 | 0.00% | 3q | +112.9%+$1.5M |
| FRANKLIN RESOURCES INC | $2.7M | 60,994 | 0.00% | 10q | -14.2%-$448.8K |
| IEQ CAPITAL, LLC | $2.7M | 60,678 | 0.01% | 4q | -18.9%-$626.3K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.5M | 57,057 | 0.00% | 14q | -1.3%-$34.0K |
| CITIGROUP INC | $2.3M | 51,571 | 0.00% | 31q | -42.5%-$1.7M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.1M | 48,161 | 0.00% | 31q | -2.3%-$49.5K |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | $2.1M | 46,956 | 0.08% | new | NEW |
| Creative Planning | $2.1M | 46,273 | 0.00% | 4q | +348.2%+$1.6M |
| DEUTSCHE BANK AG\ | $2.0M | 45,093 | 0.00% | 34q | +39.3%+$565.2K |
| HOWARD FINANCIAL SERVICES, LTD. | $1.9M | 42,382 | 0.10% | 2q | +50.3%+$630.5K |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $1.9M | 42,063 | 0.01% | 6q | -12.3%-$261.1K |
| Walleye Capital LLC | $1.8M | 40,483 | 0.01% | new | NEW |
| WELLS FARGO & COMPANY/MN | $1.7M | 38,609 | 0.00% | 31q | +157.5%+$1.0M |
| Man Group plc | $1.7M | 37,984 | 0.00% | new | NEW |
| CANADA LIFE ASSURANCE Co | $1.7M | 37,551 | 0.00% | 27q | -5.7%-$101.5K |
| Mirae Asset Global Investments Co., Ltd. | $1.7M | 37,429 | 0.00% | 2q | +18.7%+$262.0K |
| Jefferies Financial Group Inc. | $1.6M | 37,097 | 0.01% | 3q | HELD |
| D. E. Shaw & Co., Inc. | $1.6M | 36,640 | 0.00% | 6q | -49.8%-$1.6M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 35,774 | 0.00% | 14q | +3.1%+$48.5K |
| MOODY NATIONAL BANK TRUST DIVISION | $1.6M | 35,642 | 0.13% | 16q | HELD |
| MARSHALL WACE, LLP | $1.6M | 35,307 | 0.00% | 2q | -10.4%-$182.2K |
| PMC FIG Opportunities LLC | $1.5M | 34,132 | 2.42% | new | NEW |
| Rafferty Asset Management, LLC | $1.5M | 32,649 | 0.00% | 22q | -29.8%-$615.4K |
| Schonfeld Strategic Advisors LLC | $1.4M | 31,861 | 0.01% | 4q | +131.6%+$804.4K |
| Thrivent Financial for Lutherans | $1.3M | 29,413 | 0.00% | 31q | -2.2%-$29.3K |
| VANGUARD ASSET MANAGEMENT, Ltd | $1.3M | 28,486 | 0.00% | 2q | HELD |
| ISLAY CAPITAL MANAGEMENT, LLC | $1.2M | 26,945 | 0.55% | 2q | +19.0%+$191.0K |
| Rosenthal | Henry Capital Advisors, Inc. | $1.2M | 26,000 | 1.01% | 7q | HELD |
| Vanguard Global Advisers, LLC | $1.2M | 25,970 | 0.00% | 2q | -18.3%-$257.7K |
| BNP PARIBAS FINANCIAL MARKETS | $1.1M | 25,777 | 0.00% | 31q | -94.5%-$19.7M |
| MetLife Investment Management, LLC | $1.1M | 25,474 | 0.01% | 32q | +23.6%+$215.9K |
| Illinois Municipal Retirement Fund | $1.0M | 23,477 | 0.01% | 12q | +18.5%+$162.7K |
| HighTower Advisors, LLC | $1.0M | 23,279 | 0.00% | 2q | -6.6%-$72.5K |
| North Star Investment Management Corp. | $977.5K | 22,000 | 0.05% | 2q | HELD |
| XTX Topco Ltd | $970.0K | 21,833 | 0.01% | 3q | -73.4%-$2.7M |
| Numerai GP LLC | $927.5K | 20,876 | 0.08% | 6q | -70.8%-$2.2M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $894.7K | 20,138 | 0.00% | 9q | +13.1%+$103.8K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-08 | 13G | Dimensional Fund Advisors LP | 5.5% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-01 | 2026-09-28 | Material impairment | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $72.8M | 1,858,920 | 6 | 12 | 14 | 0.0% |
| Q2 2026 | 225 | $1.9B | 41,249,221 | 33 | 69 | 80 | 1.1% |
| Q1 2026 | 216 | $1.6B | 41,315,265 | 31 | 88 | 57 | 1.4% |
| Q4 2025 | 229 | $1.5B | 37,407,269 | 39 | 74 | 79 | 2.0% |
| Q3 2025 | 207 | $1.5B | 37,193,250 | 32 | 84 | 55 | 1.5% |
| Q2 2025 | 189 | $1.4B | 36,985,802 | 27 | 65 | 58 | 0.6% |
| Q1 2025 | 179 | $1.4B | 36,921,110 | 25 | 54 | 67 | 0.0% |
| Q4 2024 | 167 | $1.6B | 37,073,103 | 21 | 50 | 53 | 0.0% |
| Q3 2024 | 154 | $1.6B | 37,848,474 | 18 | 46 | 59 | 2.4% |
| Q2 2024 | 151 | $1.5B | 36,958,745 | 20 | 43 | 57 | 2.5% |
| Q1 2024 | 150 | $1.3B | 35,828,470 | 15 | 47 | 53 | 0.8% |
| Q4 2023 | 146 | $1.3B | 35,601,043 | 9 | 57 | 50 | 1.3% |
| Q3 2023 | 149 | $1.0B | 33,806,369 | 14 | 41 | 63 | 0.9% |
| Q2 2023 | 144 | $993.4M | 33,819,638 | 10 | 50 | 59 | 1.0% |
| Q1 2023 | 143 | $1.1B | 33,864,966 | 11 | 48 | 56 | 1.4% |
| Q4 2022 | 167 | $1.4B | 33,098,382 | 22 | 74 | 43 | 1.3% |
| Q3 2022 | 155 | $1.2B | 32,053,608 | 11 | 40 | 63 | 4.8% |
| Q2 2022 | 156 | $1.3B | 32,268,240 | 16 | 46 | 56 | 4.8% |
| Q1 2022 | 160 | $1.4B | 31,791,911 | 13 | 44 | 63 | 5.2% |
| Q4 2021 | 165 | $1.8B | 38,050,439 | 19 | 45 | 60 | 5.5% |
| Q3 2021 | 152 | $1.6B | 38,287,572 | 12 | 45 | 63 | 3.8% |
| Q2 2021 | 155 | $1.6B | 40,346,476 | 12 | 62 | 47 | 2.3% |
| Q1 2021 | 148 | $1.6B | 39,722,970 | 17 | 50 | 47 | 3.0% |
| Q4 2020 | 146 | $1.3B | 40,047,568 | 23 | 47 | 40 | 1.9% |
| Q3 2020 | 130 | $1.1B | 40,059,763 | 13 | 32 | 48 | 1.8% |
| Q2 2020 | 128 | $1.1B | 40,866,484 | 13 | 47 | 42 | 2.7% |
| Q1 2020 | 131 | $1.3B | 52,771,489 | 17 | 48 | 43 | 1.0% |
| Q4 2019 | 141 | $1.4B | 40,440,061 | 13 | 55 | 44 | 1.2% |
| Q3 2019 | 137 | $1.4B | 39,941,316 | 11 | 58 | 34 | 0.3% |
| Q2 2019 | 139 | $1.4B | 39,286,448 | 18 | 54 | 35 | 0.3% |
| Q1 2019 | 134 | $1.3B | 38,923,650 | 19 | 44 | 44 | 0.2% |
| Q4 2018 | 131 | $1.2B | 38,016,036 | 4 | 2 | 3 | 0.0% |