DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER BERMAN ETF TRUST (NBSD)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
67
Reporting holders
$886.8M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $262.4M | 5,195,919 | 0.01% | 9q | +30.2%+$60.8M |
| LPL Financial LLC | $103.9M | 2,057,290 | 0.02% | 9q | +28.8%+$23.2M |
| RAYMOND JAMES FINANCIAL INC | $98.7M | 1,953,682 | 0.03% | 7q | +49.0%+$32.5M |
| NEUBERGER BERMAN GROUP LLC | $95.6M | 1,893,567 | 0.06% | 9q | HELD |
| BANK OF AMERICA CORP /DE/ | $88.0M | 1,743,169 | 0.01% | 4q | +47.0%+$28.1M |
| Francis Financial, Inc. | $24.9M | 493,314 | 4.08% | 2q | +9.8%+$2.2M |
| AMERIPRISE FINANCIAL INC | $22.5M | 449,669 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $20.5M | 406,288 | 0.13% | 3q | +4.7%+$928.9K |
| UBS Group AG | $16.1M | 318,934 | 0.00% | 2q | +0.9%+$145.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $15.1M | 298,048 | 0.03% | 4q | -0.6%-$92.0K |
| Round Rock Advisors LLC | $13.0M | 257,509 | 1.68% | 4q | +3.8%+$470.6K |
| OSAIC HOLDINGS, INC. | $12.8M | 252,485 | 0.01% | 4q | +14.7%+$1.6M |
| Cambridge Investment Research Advisors, Inc. | $10.5M | 207,988 | 0.01% | 5q | +97.8%+$5.2M |
| JANE STREET GROUP, LLC | $9.4M | 186,121 | 0.00% | 3q | +114.1%+$5.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $7.3M | 144,714 | 0.01% | 9q | +23.7%+$1.4M |
| Convergence Financial, LLC | $6.8M | 135,405 | 0.54% | new | NEW |
| Main Street Financial Solutions, LLC | $6.5M | 128,621 | 0.42% | 4q | +43.4%+$2.0M |
| JONES FINANCIAL COMPANIES LLLP | $6.4M | 126,218 | 0.00% | 3q | +138.2%+$3.7M |
| ROBINSON SMITH WEALTH ADVISORS LLC | $5.2M | 103,592 | 3.13% | 5q | -6.4%-$356.6K |
| YHB Investment Advisors, Inc. | $4.5M | 89,929 | 0.29% | 3q | +13.5%+$541.8K |
| CITADEL ADVISORS LLC | $4.3M | 84,807 | 0.00% | 4q | -33.7%-$2.2M |
| J.W. COLE ADVISORS, INC. | $4.2M | 83,024 | 0.07% | new | NEW |
| HighPoint Advisor Group LLC | $4.0M | 78,269 | 0.14% | 3q | -8.9%-$386.5K |
| Steward Partners Investment Advisory, LLC | $3.9M | 76,297 | 0.02% | 9q | -45.9%-$3.3M |
| NewEdge Advisors, LLC | $3.7M | 72,279 | 0.01% | 6q | +13.5%+$435.0K |
| Mutual Advisors, LLC | $3.1M | 60,608 | 0.06% | 2q | +6.5%+$188.0K |
| HighTower Advisors, LLC | $2.6M | 51,698 | 0.00% | 3q | -7.9%-$223.2K |
| Rubicon Advisors, GP | $2.4M | 47,512 | 1.75% | 3q | -60.1%-$3.6M |
| GOLDMAN SACHS GROUP INC | $2.2M | 44,540 | 0.00% | new | NEW |
| Gotham Asset Management, LLC | $2.0M | 39,338 | 0.00% | 3q | HELD |
| STIFEL FINANCIAL CORP | $1.9M | 36,973 | 0.00% | 4q | -4.4%-$86.3K |
| MANCHESTER FINANCIAL INC | $1.7M | 33,627 | 0.30% | 5q | -4.6%-$82.0K |
| Private Advisor Group, LLC | $1.7M | 32,876 | 0.01% | 3q | -38.3%-$1.0M |
| Janney Montgomery Scott LLC | $1.5M | 29,999 | 0.00% | 3q | -9.9%-$166.2K |
| Rockefeller Capital Management L.P. | $1.4M | 28,648 | 0.00% | 2q | +195.8%+$957.8K |
| Kestra Advisory Services, LLC | $1.4M | 28,228 | 0.00% | 5q | -25.2%-$480.7K |
| Sanctuary Advisors, LLC | $1.2M | 23,603 | 0.01% | 4q | +24.1%+$231.1K |
| Quantinno Capital Management LP | $1.1M | 22,742 | 0.00% | new | NEW |
| Triumph Capital Management | $1.0M | 20,148 | 0.18% | 2q | +18.7%+$160.2K |
| WETZEL INVESTMENT ADVISORS, INC. | $984.1K | 19,484 | 0.34% | 5q | -23.8%-$307.1K |
| Harvest Investment Services, LLC | $959.8K | 19,004 | 0.15% | 2q | +176.5%+$612.7K |
| GREAT VALLEY ADVISOR GROUP, INC. | $846.7K | 16,764 | 0.01% | 3q | -13.1%-$127.7K |
| Clearstead Trust, LLC | $833.6K | 16,504 | 0.11% | 2q | +42.5%+$248.7K |
| HRT FINANCIAL LP | $684.0K | 13,551 | 0.00% | new | NEW |
| Claro Advisors Inc. | $681.7K | 13,497 | 0.07% | 2q | +0.6%+$4.3K |
| Cetera Investment Advisers | $646.3K | 12,797 | 0.00% | 3q | +41.4%+$189.2K |
| ENVESTNET ASSET MANAGEMENT INC | $636.4K | 12,600 | 0.00% | 4q | +38.5%+$177.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $631.1K | 12,496 | 0.00% | 2q | +6308.2%+$621.3K |
| Kraft, Davis & Associates, LLC | $575.1K | 11,387 | 0.12% | 2q | +77.6%+$251.3K |
| KINGSWOOD WEALTH ADVISORS, LLC | $561.5K | 11,118 | 0.02% | 2q | -47.5%-$508.2K |
| MGO ONE SEVEN LLC | $427.2K | 8,459 | 0.01% | 4q | -1.5%-$6.5K |
| Stratos Wealth Partners, LTD. | $421.8K | 8,352 | 0.00% | 2q | +6.1%+$24.4K |
| Gladstone Institutional Advisory LLC | $352.0K | 6,969 | 0.01% | 3q | +13.2%+$40.9K |
| Paulson Wealth Management Inc. | $326.4K | 6,462 | 0.07% | 5q | -97.7%-$14.0M |
| SAGESPRING WEALTH PARTNERS, LLC | $312.3K | 6,183 | 0.00% | 3q | -45.6%-$261.3K |
| IHT Wealth Management, LLC | $311.9K | 6,175 | 0.01% | 4q | -16.2%-$60.2K |
| Atria Investments, Inc | $237.4K | 4,701 | 0.00% | 4q | -15.8%-$44.4K |
| KINTRA WEALTH, LLC | $225.6K | 4,450 | 0.01% | new | NEW |
| FIFTH THIRD BANCORP | $203.7K | 4,033 | 0.00% | 2q | HELD |
| NWF Advisory Services Inc. | $202.0K | 4,000 | 0.02% | 3q | HELD |
| Geneos Wealth Management Inc. | $102.4K | 2,027 | 0.00% | 4q | +102.3%+$51.8K |
| ROYAL BANK OF CANADA | $88.0K | 1,739 | 0.00% | 5q | -27.5%-$33.4K |
| WELLS FARGO & COMPANY/MN | $61.2K | 1,211 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $30.2K | 598 | 0.00% | 3q | +49.5%+$10.0K |
| Global Retirement Partners, LLC | $21.9K | 433 | 0.00% | 4q | +15.5%+$2.9K |
| IFG Advisory, LLC | $17.4K | 345 | 0.00% | 2q | +1.2% |
| JPMORGAN CHASE & CO | $1.8K | 35 | 0.00% | 2q | -99.9%-$1.3M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $22.5M | 451,968 | 3 | 4 | 7 | 0.0% |
| Q2 2026 | 67 | $886.8M | 17,563,052 | 8 | 33 | 22 | 0.0% |
| Q1 2026 | 68 | $713.3M | 14,065,811 | 18 | 33 | 11 | 0.0% |
| Q4 2025 | 57 | $577.5M | 11,282,559 | 22 | 24 | 9 | 0.0% |
| Q3 2025 | 35 | $355.7M | 6,953,240 | 17 | 12 | 5 | 0.0% |
| Q2 2025 | 21 | $241.2M | 4,735,463 | 12 | 7 | 1 | 0.0% |
| Q1 2025 | 10 | $151.0M | 2,962,088 | 2 | 5 | 1 | 0.0% |
| Q4 2024 | 9 | $113.3M | 2,233,072 | 1 | 3 | 4 | 0.0% |
| Q3 2024 | 11 | $106.3M | 2,057,437 | 1 | 4 | 4 | 0.0% |
| Q2 2024 | 12 | $100.2M | 2,005,670 | 12 | 0 | 0 | 0.0% |