DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER NEXT GENERATION (NBXG)
Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.
101
Reporting holders
$542.3M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $124.8M | 7,548,223 | 3.20% | 19q | HELD |
| MORGAN STANLEY | $116.9M | 7,070,195 | 0.01% | 21q | -5.8%-$7.2M |
| Karpus Management, Inc. | $49.3M | 2,981,177 | 1.42% | 19q | -2.9%-$1.5M |
| LAZARD ASSET MANAGEMENT LLC | $35.8M | 2,165,188 | 0.05% | 20q | HELD |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $19.7M | 1,188,521 | 1.18% | 20q | +14.7%+$2.5M |
| WELLS FARGO & COMPANY/MN | $19.5M | 1,178,014 | 0.00% | 21q | -1.2%-$245.6K |
| Bulldog Investors, LLP | $19.4M | 1,171,931 | 4.26% | 18q | HELD |
| Atlas Wealth LLC | $18.2M | 1,102,724 | 2.60% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $14.4M | 872,955 | 0.00% | 21q | -1.1%-$162.4K |
| UBS Group AG | $13.8M | 837,226 | 0.00% | 21q | -9.9%-$1.5M |
| Z3 Capital Partners, LLC | $12.0M | 726,651 | 2.52% | 3q | +3.2%+$374.4K |
| Penserra Capital Management LLC | $8.9M | 539,246 | 0.07% | 8q | +4.0%+$340.2K |
| ROYAL BANK OF CANADA | $8.8M | 531,087 | 0.00% | 21q | +9.1%+$732.3K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $8.1M | 488,681 | 0.01% | 7q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $7.2M | 433,728 | 0.89% | 20q | +10.8%+$698.8K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $5.1M | 313,549 | 0.01% | 11q | +18.1%+$775.3K |
| Allspring Global Investments Holdings, LLC | $4.7M | 283,289 | 0.01% | 17q | +22.7%+$866.9K |
| Altium Capital Management LLC | $3.4M | 204,562 | 7.13% | 3q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $3.3M | 202,139 | 0.03% | 3q | -42.8%-$2.5M |
| Quantedge Capital Pte Ltd | $3.0M | 182,562 | 2.29% | 17q | -5.7%-$183.6K |
| Advisors Asset Management, Inc. | $2.9M | 175,399 | 0.04% | 17q | +7.4%+$201.0K |
| RAYMOND JAMES FINANCIAL INC | $2.8M | 168,806 | 0.00% | 7q | -0.9%-$25.0K |
| STIFEL FINANCIAL CORP | $2.4M | 146,507 | 0.00% | 19q | +1.5%+$35.1K |
| Cornerstone Wealth Management, LLC | $2.3M | 141,404 | 0.10% | 15q | +3.3%+$75.2K |
| Matisse Capital | $2.1M | 129,790 | 0.86% | 17q | HELD |
| NewEdge Advisors, LLC | $2.0M | 123,850 | 0.01% | 15q | +5.5%+$107.4K |
| Beverly Hills Private Wealth, LLC | $2.0M | 119,258 | 0.38% | 15q | HELD |
| EVOLVE PRIVATE WEALTH, LLC | $1.7M | 105,405 | 0.11% | 3q | -5.8%-$107.5K |
| LPL Financial LLC | $1.7M | 100,388 | 0.00% | 17q | +25.0%+$332.5K |
| OSAIC HOLDINGS, INC. | $1.6M | 99,354 | 0.00% | 17q | -1.8%-$30.9K |
| TWO SIGMA INVESTMENTS, LP | $1.5M | 90,765 | 0.00% | 5q | HELD |
| OPPENHEIMER & CO INC | $1.2M | 73,251 | 0.01% | 19q | +12.4%+$133.9K |
| KINGSWOOD WEALTH ADVISORS, LLC | $1.1M | 66,653 | 0.04% | 7q | +37.8%+$302.3K |
| 1607 Capital Partners, LLC | $1.1M | 66,408 | 0.10% | 2q | +93.3%+$530.1K |
| &PARTNERS | $1.0M | 63,269 | 0.00% | 3q | +1.3%+$13.5K |
| Dakota Wealth Management | $1.0M | 61,730 | 0.02% | 19q | -3.8%-$40.8K |
| Concorde Asset Management, LLC | $970.7K | 58,690 | 0.56% | 10q | +6.0%+$54.7K |
| FLAGSHIP HARBOR ADVISORS, LLC | $922.1K | 55,748 | 0.04% | 10q | -3.9%-$37.3K |
| PNC Financial Services Group, Inc. | $798.0K | 48,245 | 0.00% | 19q | +2.6%+$19.8K |
| Almitas Capital LLC | $699.6K | 42,297 | 0.17% | 2q | +304.5%+$526.6K |
| Closed-End Fund Advisors, Inc. | $678.1K | 40,996 | 0.66% | 3q | +0.8%+$5.6K |
| Noble Wealth Management PBC | $667.9K | 40,378 | 0.30% | 4q | -2.9%-$20.0K |
| XTX Topco Ltd | $633.4K | 38,293 | 0.01% | new | NEW |
| Invesco Ltd. | $618.3K | 37,384 | 0.00% | 5q | -6.6%-$44.0K |
| Claro Advisors Inc. | $566.3K | 34,241 | 0.06% | 13q | -28.2%-$222.6K |
| Tidal Investments LLC | $560.1K | 33,865 | 0.00% | 3q | -35.9%-$314.1K |
| Cambridge Investment Research Advisors, Inc. | $490.0K | 29,622 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $464.8K | 28,103 | 0.00% | 9q | -0.6%-$2.7K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $464.4K | 28,080 | 0.05% | 11q | +5.8%+$25.5K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $406.5K | 24,579 | 0.03% | new | NEW |
| Calamos Advisors LLC | $375.7K | 22,716 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $337.2K | 20,386 | 0.00% | 7q | -21.9%-$94.7K |
| Pathstone Holdings, LLC | $336.0K | 20,315 | 0.00% | 4q | -17.2%-$69.7K |
| Arax Advisory Partners | $318.4K | 19,251 | 0.00% | new | NEW |
| Focus Financial Network, Inc. | $305.5K | 18,472 | 0.01% | 4q | +25.9%+$62.9K |
| Steward Partners Investment Advisory, LLC | $305.0K | 18,440 | 0.00% | 19q | +199.2%+$203.1K |
| Advisory Advocates, LLC | $303.7K | 18,360 | 0.26% | 3q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $298.9K | 18,069 | 0.17% | 3q | +2.4%+$7.0K |
| READYSTATE ASSET MANAGEMENT LP | $274.0K | 16,563 | 0.01% | 3q | +45.6%+$85.7K |
| JANE STREET GROUP, LLC | $273.5K | 16,533 | 0.00% | new | NEW |
| Investment Management Trust, LLC | $260.6K | 15,757 | 0.23% | 2q | -9.0%-$25.8K |
| CITADEL ADVISORS LLC | $233.3K | 14,107 | 0.00% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $232.0K | 14,029 | 0.00% | 5q | +36.3%+$61.8K |
| Creative Planning | $223.5K | 13,514 | 0.00% | 4q | -43.2%-$170.3K |
| DECISION INVESTMENTS, INC | $222.1K | 13,430 | 0.20% | 3q | -16.3%-$43.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $219.1K | 13,246 | 0.00% | new | NEW |
| IEQ CAPITAL, LLC | $215.8K | 13,049 | 0.00% | 12q | +2.3%+$4.9K |
| Sovran Advisors, LLC | $203.2K | 13,975 | 0.02% | 2q | HELD |
| TRUIST FINANCIAL CORP | $202.5K | 12,245 | 0.00% | 9q | HELD |
| Kestra Advisory Services, LLC | $197.4K | 11,936 | 0.00% | 3q | -57.3%-$264.8K |
| Private Advisor Group, LLC | $195.4K | 11,812 | 0.00% | 17q | -93.1%-$2.6M |
| Advisory Solutions Group, LLC | $195.3K | 11,806 | 0.07% | new | FIRST |
| Stratos Wealth Advisors, LLC | $190.2K | 11,500 | 0.01% | 4q | HELD |
| J.W. COLE ADVISORS, INC. | $187.3K | 11,322 | 0.00% | new | NEW |
| CHOREO, LLC | $182.5K | 11,035 | 0.00% | 3q | -8.0%-$15.9K |
| PRAIRIE ADVISORY, LLC | $179.2K | 10,837 | 0.04% | new | FIRST |
| HARBOUR INVESTMENTS, INC. | $176.9K | 10,695 | 0.00% | 15q | HELD |
| Merit Financial Group, LLC | $173.0K | 10,458 | 0.00% | new | NEW |
| AlphaStar Capital Management, LLC | $171.9K | 10,394 | 0.01% | new | NEW |
| ASSETMARK, INC | $169.1K | 10,222 | 0.00% | 3q | HELD |
| AMERIFLEX GROUP, INC. | $168.7K | 10,200 | 0.07% | 4q | HELD |
| Advisor Resource Council | $162.5K | 10,033 | 0.05% | new | NEW |
| Global Retirement Partners, LLC | $152.5K | 9,219 | 0.00% | 2q | +115.8%+$81.8K |
| Ameritas Advisory Services, LLC | $124.5K | 7,530 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $78.7K | 4,761 | 0.00% | 2q | -2.6%-$2.1K |
| Rockefeller Capital Management L.P. | $74.0K | 4,474 | 0.00% | 4q | -3.4%-$2.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $58.9K | 3,563 | 0.00% | new | NEW |
| Pinnacle Wealth Planning Services, Inc. | $52.9K | 3,196 | 0.01% | 3q | HELD |
| LANARK FINANCIAL, INC. | $40.9K | 2,472 | 0.00% | 12q | +1.2% |
| Estabrook Capital Management | $30.2K | 1,826 | 0.00% | 8q | +62.7%+$11.6K |
| GABLES CAPITAL MANAGEMENT INC. | $24.4K | 1,473 | 0.01% | 10q | HELD |
| WPG Advisers, LLC | $23.3K | 1,406 | 0.01% | 7q | HELD |
| CoreCap Advisors, LLC | $19.0K | 1,150 | 0.00% | 10q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $17.9K | 1,126 | 0.00% | 2q | HELD |
| IFG Advisory, LLC | $17.5K | 1,061 | 0.00% | new | NEW |
| Holos Integrated Wealth LLC | $10.3K | 650 | 0.00% | 7q | HELD |
| MB, LEVIS & ASSOCIATES, LLC | $7.3K | 440 | 0.00% | new | NEW |
| Allworth Financial LP | $3.5K | 212 | 0.00% | 2q | -65.4%-$6.6K |
| HIGHLINE WEALTH PARTNERS LLC | $3.3K | 200 | 0.00% | 3q | +33.3% |
| Kennebec Savings Bank | $3.3K | 200 | 0.00% | new | NEW |
Showing the largest 100 of 101 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 26 | $20.9M | 1,330,085 | 3 | 13 | 3 | 0.0% |
| Q2 2026 | 101 | $542.3M | 32,794,172 | 18 | 31 | 28 | 0.0% |
| Q1 2026 | 92 | $417.2M | 32,409,378 | 10 | 41 | 22 | 0.0% |
| Q4 2025 | 98 | $465.8M | 32,250,076 | 20 | 34 | 21 | 0.0% |
| Q3 2025 | 80 | $474.1M | 30,827,646 | 10 | 33 | 21 | 0.0% |
| Q2 2025 | 79 | $467.3M | 32,003,302 | 12 | 24 | 27 | 0.0% |
| Q1 2025 | 77 | $386.0M | 31,507,292 | 7 | 26 | 26 | 0.0% |
| Q4 2024 | 82 | $377.4M | 29,614,629 | 14 | 28 | 26 | 0.0% |
| Q3 2024 | 71 | $356.5M | 27,781,515 | 6 | 27 | 26 | 0.0% |
| Q2 2024 | 71 | $357.0M | 27,657,660 | 9 | 24 | 25 | 0.0% |
| Q1 2024 | 79 | $405.7M | 34,530,986 | 15 | 30 | 19 | 0.0% |
| Q4 2023 | 78 | $341.1M | 31,211,238 | 14 | 36 | 11 | 0.0% |
| Q3 2023 | 71 | $283.0M | 27,156,660 | 9 | 32 | 16 | 0.0% |
| Q2 2023 | 68 | $293.3M | 26,886,764 | 8 | 29 | 15 | 0.0% |
| Q1 2023 | 64 | $273.1M | 26,225,773 | 5 | 32 | 17 | 0.0% |
| Q4 2022 | 65 | $232.1M | 25,508,550 | 15 | 23 | 18 | 0.0% |
| Q3 2022 | 59 | $202.0M | 21,414,399 | 12 | 34 | 11 | 0.0% |
| Q2 2022 | 52 | $179.7M | 18,106,610 | 16 | 21 | 10 | 0.0% |
| Q1 2022 | 37 | $190.3M | 13,655,690 | 8 | 18 | 9 | 0.0% |
| Q4 2021 | 47 | $225.4M | 13,023,448 | 28 | 14 | 2 | 0.0% |
| Q3 2021 | 19 | $65.0M | 3,412,124 | 9 | 10 | 0 | 0.0% |
| Q2 2021 | 11 | $19.1M | 954,390 | 11 | 0 | 0 | 0.0% |