DaveManuel.com · Institutional Ownership · Who Owns It
VIRTUS CONVERTIBLE & INCOME (NCV)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
59
Reporting holders
$113.9M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $21.1M | 1,200,261 | 0.00% | 6q | -8.0%-$1.8M |
| Congress Park Capital LLC | $14.3M | 813,039 | 3.86% | 5q | +1.3%+$188.5K |
| Advisors Asset Management, Inc. | $11.6M | 662,033 | 0.18% | 6q | +10.1%+$1.1M |
| GUGGENHEIM CAPITAL LLC | $9.1M | 517,653 | 0.06% | 5q | +24.0%+$1.8M |
| Penserra Capital Management LLC | $6.9M | 393,601 | 0.05% | 6q | +4.0%+$264.3K |
| LPL Financial LLC | $6.8M | 387,995 | 0.00% | 6q | +4.8%+$310.4K |
| Saba Capital Management, L.P. | $5.9M | 336,482 | 0.15% | 5q | -53.5%-$6.8M |
| ENVESTNET ASSET MANAGEMENT INC | $5.4M | 305,024 | 0.00% | 6q | +239.5%+$3.8M |
| AMERIPRISE FINANCIAL INC | $4.6M | 261,266 | 0.00% | 6q | -4.6%-$223.0K |
| BANK OF AMERICA CORP /DE/ | $4.6M | 259,164 | 0.00% | 6q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $3.3M | 185,909 | 1.00% | new | NEW |
| Summit Financial, LLC | $2.1M | 120,157 | 0.02% | 5q | -3.1%-$67.6K |
| OSAIC HOLDINGS, INC. | $1.9M | 106,675 | 0.00% | 6q | +8.3%+$143.7K |
| NewEdge Advisors, LLC | $1.5M | 85,040 | 0.00% | 6q | +20.0%+$249.8K |
| PARK AVENUE SECURITIES LLC | $1.4M | 82,281 | 0.01% | 4q | -2.8%-$41.1K |
| CoreCap Advisors, LLC | $1.3M | 72,675 | 0.04% | 6q | +6.6%+$78.7K |
| Invesco Ltd. | $1.2M | 65,455 | 0.00% | 6q | +4.5%+$49.1K |
| Wealth Care LLC | $1.1M | 62,340 | 0.89% | 2q | -8.7%-$104.8K |
| Cambridge Investment Research Advisors, Inc. | $974.0K | 55,326 | 0.00% | 6q | +97.6%+$481.0K |
| Kestra Advisory Services, LLC | $886.4K | 50,394 | 0.00% | 6q | +2.2%+$18.9K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $732.9K | 41,663 | 0.09% | 6q | +13.3%+$85.8K |
| Thrivent Financial for Lutherans | $695.0K | 39,548 | 0.00% | 6q | HELD |
| CHOREO, LLC | $589.6K | 33,521 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $589.0K | 33,460 | 0.00% | 6q | -1.9%-$11.1K |
| Lido Advisors, LLC | $558.1K | 31,729 | 0.00% | 6q | HELD |
| Cetera Investment Advisers | $542.4K | 30,837 | 0.00% | 6q | +14.1%+$67.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $538.2K | 30,596 | 0.00% | 5q | +1.5%+$8.1K |
| &PARTNERS | $481.0K | 27,347 | 0.00% | 4q | HELD |
| UBS Group AG | $457.6K | 26,014 | 0.00% | 6q | -4.5%-$21.7K |
| Merit Financial Group, LLC | $393.4K | 22,363 | 0.00% | 5q | -2.5%-$10.0K |
| Mariner, LLC | $346.5K | 19,699 | 0.00% | 6q | +1.8%+$6.2K |
| RAYMOND JAMES FINANCIAL INC | $307.3K | 17,470 | 0.00% | 6q | -18.2%-$68.4K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $251.6K | 14,301 | 0.18% | 5q | -12.0%-$34.4K |
| Everstar Asset Management, LLC | $242.5K | 14,025 | 0.12% | 4q | +21.7%+$43.2K |
| E&G Advisors, LLC | $206.7K | 11,749 | 0.04% | 6q | HELD |
| Alteri Wealth LLC | $200.2K | 11,380 | 0.06% | 6q | HELD |
| Shaker Financial Services, LLC | $188.4K | 10,712 | 0.06% | 4q | -26.5%-$68.1K |
| Global Retirement Partners, LLC | $149.8K | 8,515 | 0.00% | 4q | +1.3%+$2.0K |
| WELLS FARGO & COMPANY/MN | $107.8K | 6,131 | 0.00% | 6q | +1.7%+$1.8K |
| Clear Street Group Inc. | $56.1K | 3,189 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $54.0K | 3,069 | 0.00% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $42.9K | 2,437 | 0.00% | 3q | -5.5%-$2.5K |
| TRUST CO OF VERMONT | $28.7K | 1,631 | 0.00% | 4q | HELD |
| Institute for Wealth Management, LLC. | $26.9K | 1,529 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $26.4K | 1,500 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $23.2K | 1,320 | 0.00% | 2q | HELD |
| WPG Advisers, LLC | $18.9K | 1,073 | 0.01% | 6q | -4.9% |
| Rockefeller Capital Management L.P. | $18.2K | 1,037 | 0.00% | 3q | +1282.7%+$16.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $14.7K | 840 | 0.00% | 3q | HELD |
| Financial Gravity Companies, Inc. | $13.9K | 793 | 0.00% | 2q | HELD |
| GHP Investment Advisors, Inc. | $13.2K | 750 | 0.00% | 5q | HELD |
| PEOPLES FINANCIAL SERVICES CORP. | $12.4K | 707 | 0.01% | 6q | HELD |
| Allworth Financial LP | $6.5K | 372 | 0.00% | 5q | HELD |
| ASSETMARK, INC | $5.4K | 307 | 0.00% | 6q | +438.6%+$4.4K |
| HIGHLINE WEALTH PARTNERS LLC | $3.1K | 175 | 0.00% | 4q | +7.4% |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | $1.6K | 93 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $1.2K | 68 | 0.00% | 6q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $69 | 4 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $41 | 2 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $18.6M | 1,230,025 | 2 | 6 | 4 | 0.0% |
| Q2 2026 | 59 | $113.9M | 6,474,726 | 5 | 22 | 14 | 0.0% |
| Q1 2026 | 61 | $97.8M | 6,570,752 | 7 | 19 | 17 | 0.0% |
| Q4 2025 | 65 | $101.7M | 6,709,404 | 8 | 23 | 13 | 0.0% |
| Q3 2025 | 62 | $88.6M | 5,906,629 | 9 | 18 | 17 | 0.0% |
| Q2 2025 | 65 | $90.1M | 6,341,633 | 21 | 11 | 21 | 0.0% |
| Q1 2025 | 57 | $71.2M | 5,504,409 | 54 | 1 | 1 | 0.0% |
| Q4 2024 | 92 | $77.8M | 22,422,684 | 14 | 29 | 22 | 0.0% |
| Q3 2024 | 90 | $83.3M | 23,815,145 | 8 | 31 | 25 | 0.0% |
| Q2 2024 | 97 | $74.6M | 22,829,707 | 14 | 24 | 30 | 0.0% |
| Q1 2024 | 96 | $120.6M | 36,110,147 | 12 | 24 | 29 | 0.0% |
| Q4 2023 | 101 | $90.4M | 26,828,812 | 16 | 31 | 22 | 0.0% |
| Q3 2023 | 92 | $63.4M | 20,399,362 | 12 | 36 | 24 | 0.0% |
| Q2 2023 | 92 | $63.1M | 18,125,522 | 14 | 21 | 25 | 0.0% |
| Q1 2023 | 93 | $55.0M | 16,379,688 | 13 | 26 | 25 | 0.0% |
| Q4 2022 | 93 | $57.8M | 16,984,392 | 15 | 17 | 33 | 0.0% |
| Q3 2022 | 84 | $82.5M | 22,776,974 | 14 | 19 | 18 | 0.0% |
| Q2 2022 | 80 | $94.5M | 25,678,055 | 12 | 19 | 25 | 0.0% |
| Q1 2022 | 80 | $125.4M | 24,945,067 | 10 | 28 | 16 | 0.0% |
| Q4 2021 | 83 | $158.0M | 27,109,980 | 7 | 24 | 25 | 0.0% |
| Q3 2021 | 86 | $148.9M | 24,977,562 | 7 | 27 | 24 | 0.0% |
| Q2 2021 | 89 | $151.2M | 24,518,849 | 14 | 22 | 23 | 0.0% |
| Q1 2021 | 88 | $128.8M | 22,763,242 | 84 | 1 | 0 | 0.0% |
| Q4 2020 | 85 | $121.6M | 21,180,914 | 19 | 15 | 25 | 0.0% |
| Q3 2020 | 69 | $87.8M | 19,155,395 | 10 | 16 | 22 | 0.0% |
| Q2 2020 | 60 | $86.9M | 19,830,407 | 4 | 22 | 14 | 0.0% |
| Q1 2020 | 67 | $76.9M | 20,562,200 | 9 | 16 | 25 | 0.0% |
| Q4 2019 | 76 | $117.8M | 20,476,090 | 12 | 23 | 17 | 0.0% |
| Q3 2019 | 66 | $102.3M | 18,143,032 | 11 | 18 | 18 | 0.0% |
| Q2 2019 | 62 | $89.6M | 15,851,916 | 9 | 17 | 12 | 0.0% |
| Q1 2019 | 62 | $188.9M | 29,164,681 | 7 | 17 | 13 | 0.0% |
| Q4 2018 | 69 | $85.9M | 16,554,654 | 0 | 1 | 2 | 0.0% |