DaveManuel.com · Institutional Ownership · Who Owns It
VIRTUS CONVERTIBLE & INC FD (NCZ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
62
Reporting holders
$122.7M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $45.4M | 2,856,116 | 0.00% | 6q | -2.4%-$1.1M |
| Advisors Asset Management, Inc. | $20.6M | 1,296,527 | 0.31% | 6q | +18.6%+$3.2M |
| Congress Park Capital LLC | $8.6M | 542,943 | 2.33% | 5q | +1.3%+$106.6K |
| GUGGENHEIM CAPITAL LLC | $5.9M | 370,125 | 0.04% | 5q | +39.6%+$1.7M |
| Penserra Capital Management LLC | $5.6M | 351,407 | 0.04% | 6q | +4.0%+$212.9K |
| ENVESTNET ASSET MANAGEMENT INC | $5.2M | 330,016 | 0.00% | 6q | +271.5%+$3.8M |
| LPL Financial LLC | $4.8M | 303,708 | 0.00% | 6q | -2.1%-$102.6K |
| COHEN & STEERS, INC. | $4.5M | 285,042 | 0.01% | 6q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $3.3M | 205,874 | 1.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $1.7M | 109,570 | 0.00% | 6q | +44.4%+$535.3K |
| PARK AVENUE SECURITIES LLC | $1.3M | 84,766 | 0.01% | 4q | -2.3%-$32.4K |
| Saba Capital Management, L.P. | $1.2M | 77,617 | 0.03% | 2q | -77.9%-$4.4M |
| OPPENHEIMER & CO INC | $1.2M | 76,589 | 0.01% | 6q | -4.7%-$59.5K |
| ROYAL BANK OF CANADA | $1.2M | 73,758 | 0.00% | 6q | -1.0%-$11.9K |
| RAYMOND JAMES FINANCIAL INC | $971.6K | 61,106 | 0.00% | 6q | +5.0%+$46.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $841.5K | 53,128 | 0.00% | 6q | -3.8%-$33.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $811.4K | 51,029 | 0.00% | 6q | +10.0%+$73.6K |
| Cambridge Investment Research Advisors, Inc. | $792.0K | 49,816 | 0.00% | 6q | +113.7%+$421.4K |
| Twelve Points Wealth Management LLC | $735.6K | 46,263 | 0.15% | 6q | -2.2%-$16.9K |
| Kestra Advisory Services, LLC | $677.5K | 42,607 | 0.00% | 6q | -3.6%-$25.1K |
| BANK OF AMERICA CORP /DE/ | $649.9K | 40,874 | 0.00% | 6q | HELD |
| CHOREO, LLC | $631.8K | 39,738 | 0.01% | 6q | +192.7%+$416.0K |
| Merit Financial Group, LLC | $578.6K | 36,391 | 0.00% | 6q | -0.7%-$4.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $554.2K | 34,856 | 0.00% | 6q | +19.1%+$89.0K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $543.6K | 34,187 | 0.07% | 6q | +71.3%+$226.2K |
| Invesco Ltd. | $475.6K | 29,911 | 0.00% | 6q | -11.0%-$58.8K |
| UBS Group AG | $404.5K | 25,438 | 0.00% | 6q | +1.1%+$4.4K |
| Baird Financial Group, Inc. | $349.2K | 21,961 | 0.00% | 2q | +1.9%+$6.5K |
| Closed-End Fund Advisors, Inc. | $325.5K | 20,471 | 0.32% | 3q | +8.0%+$24.1K |
| Stonebridge Financial Group, LLC/CA | $260.0K | 16,370 | 0.04% | new | FIRST |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $252.7K | 15,890 | 0.06% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $226.7K | 14,259 | 0.00% | 6q | -10.0%-$25.3K |
| Cetera Investment Advisers | $221.6K | 13,938 | 0.00% | new | NEW |
| PFG Investments, LLC | $219.0K | 13,776 | 0.01% | 6q | +1.2%+$2.6K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $212.1K | 13,339 | 0.15% | 5q | -8.3%-$19.1K |
| ACCREDITED INVESTOR SERVICES, LLC | $184.2K | 11,583 | 0.10% | 6q | -7.9%-$15.9K |
| XTX Topco Ltd | $171.2K | 10,766 | 0.00% | new | NEW |
| HOLLENCREST CAPITAL MANAGEMENT | $164.4K | 10,338 | 0.01% | 6q | HELD |
| Mariner, LLC | $162.9K | 10,243 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $161.4K | 10,151 | 0.00% | 2q | +6.5%+$9.8K |
| WOLVERINE ASSET MANAGEMENT LLC | $99.0K | 6,225 | 0.00% | 6q | -89.2%-$814.3K |
| CoreCap Advisors, LLC | $76.9K | 4,838 | 0.00% | 6q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $55.8K | 3,507 | 0.01% | 3q | -4.4%-$2.6K |
| PNC Financial Services Group, Inc. | $25.0K | 1,575 | 0.00% | new | NEW |
| WPG Advisers, LLC | $24.6K | 1,548 | 0.01% | 6q | -4.6%-$1.2K |
| FIFTH THIRD BANCORP | $24.3K | 1,526 | 0.00% | 2q | -4.5%-$1.1K |
| Allworth Financial LP | $22.5K | 1,412 | 0.00% | 5q | HELD |
| Rockefeller Capital Management L.P. | $20.4K | 1,284 | 0.00% | 2q | +483.6%+$16.9K |
| HighMark Wealth Management LLC | $12.8K | 805 | 0.00% | 6q | +2.3% |
| GHP Investment Advisors, Inc. | $11.9K | 750 | 0.00% | 5q | HELD |
| HARBOUR INVESTMENTS, INC. | $11.4K | 716 | 0.00% | 2q | HELD |
| EverSource Wealth Advisors, LLC | $11.1K | 700 | 0.00% | 6q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $7.8K | 503 | 0.00% | 2q | HELD |
| SHP Wealth Management | $4.8K | 300 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $4.2K | 261 | 0.00% | new | NEW |
| Strategic Wealth Partners, Ltd. | $3.2K | 202 | 0.00% | 5q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.2K | 200 | 0.00% | new | NEW |
| ASSETMARK, INC | $1.7K | 109 | 0.00% | 6q | HELD |
| Institute for Wealth Management, LLC. | $939 | 59 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $867 | 55 | 0.00% | new | NEW |
| BFC Planning, Inc. | $37 | 2 | 0.00% | 6q | HELD |
| FMR LLC | $16 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $13.0M | 921,653 | 3 | 4 | 3 | 0.0% |
| Q2 2026 | 62 | $122.7M | 7,719,065 | 10 | 19 | 18 | 0.0% |
| Q1 2026 | 58 | $97.7M | 7,287,141 | 12 | 18 | 17 | 0.0% |
| Q4 2025 | 59 | $99.0M | 7,182,472 | 5 | 16 | 19 | 0.0% |
| Q3 2025 | 58 | $94.7M | 6,921,869 | 5 | 15 | 22 | 0.0% |
| Q2 2025 | 61 | $87.0M | 6,775,352 | 13 | 14 | 16 | 0.0% |
| Q1 2025 | 54 | $70.4M | 6,090,524 | 51 | 1 | 2 | 0.0% |
| Q4 2024 | 82 | $83.8M | 26,758,289 | 7 | 32 | 20 | 0.0% |
| Q3 2024 | 82 | $81.0M | 26,050,444 | 15 | 27 | 20 | 0.0% |
| Q2 2024 | 74 | $73.8M | 25,262,959 | 10 | 18 | 25 | 0.0% |
| Q1 2024 | 71 | $138.2M | 46,216,760 | 10 | 30 | 15 | 0.0% |
| Q4 2023 | 78 | $101.3M | 34,013,154 | 14 | 30 | 15 | 0.0% |
| Q3 2023 | 71 | $63.6M | 23,028,418 | 9 | 27 | 16 | 0.0% |
| Q2 2023 | 71 | $66.8M | 21,481,834 | 9 | 26 | 17 | 0.0% |
| Q1 2023 | 69 | $63.2M | 21,030,945 | 12 | 22 | 22 | 0.0% |
| Q4 2022 | 68 | $60.6M | 21,056,577 | 12 | 31 | 19 | 0.0% |
| Q3 2022 | 64 | $71.6M | 25,377,824 | 10 | 23 | 20 | 0.0% |
| Q2 2022 | 73 | $82.2M | 26,015,183 | 19 | 20 | 18 | 0.0% |
| Q1 2022 | 61 | $105.6M | 24,385,764 | 6 | 19 | 19 | 0.0% |
| Q4 2021 | 69 | $154.3M | 30,246,473 | 12 | 25 | 15 | 0.0% |
| Q3 2021 | 64 | $154.5M | 29,761,712 | 9 | 21 | 22 | 0.0% |
| Q2 2021 | 65 | $156.6M | 29,263,444 | 11 | 22 | 18 | 0.0% |
| Q1 2021 | 61 | $153.8M | 30,891,718 | 55 | 2 | 0 | 0.0% |
| Q4 2020 | 64 | $93.3M | 18,332,206 | 18 | 11 | 19 | 0.0% |
| Q3 2020 | 49 | $64.0M | 15,550,969 | 6 | 11 | 15 | 0.0% |
| Q2 2020 | 48 | $59.1M | 15,119,612 | 8 | 17 | 11 | 0.0% |
| Q1 2020 | 49 | $46.3M | 17,475,631 | 10 | 21 | 8 | 0.0% |
| Q4 2019 | 52 | $61.4M | 11,995,917 | 9 | 19 | 10 | 0.0% |
| Q3 2019 | 50 | $49.7M | 9,880,431 | 8 | 18 | 12 | 0.0% |
| Q2 2019 | 49 | $41.9M | 8,304,051 | 13 | 14 | 8 | 0.0% |
| Q1 2019 | 45 | $40.1M | 7,231,083 | 4 | 16 | 12 | 0.0% |
| Q4 2018 | 51 | $34.2M | 7,592,515 | 1 | 2 | 2 | 0.0% |