DaveManuel.com · Institutional Ownership · Who Owns It
VIRTUS DIVIDEND INTEREST & P (NFJ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
133
Reporting holders
$587.4M
Reported value
0.0%
Calls
0.0%
Puts
+11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $157.8M | 10,387,693 | 0.01% | 22q | -2.9%-$4.8M |
| Saba Capital Management, L.P. | $155.2M | 10,216,703 | 3.98% | 22q | HELD |
| BANK OF AMERICA CORP /DE/ | $37.9M | 2,491,798 | 0.00% | 22q | -5.2%-$2.1M |
| Allspring Global Investments Holdings, LLC | $26.4M | 1,738,983 | 0.04% | 19q | +3.9%+$998.1K |
| STIFEL FINANCIAL CORP | $19.0M | 1,249,735 | 0.02% | 22q | +1.8%+$329.9K |
| SIT INVESTMENT ASSOCIATES INC | $18.9M | 1,243,817 | 0.36% | 2q | +164.3%+$11.7M |
| Invesco Ltd. | $17.4M | 1,146,704 | 0.00% | 22q | -5.6%-$1.0M |
| Focus Partners Wealth | $14.1M | 927,671 | 0.01% | 3q | -3.0%-$431.9K |
| LPL Financial LLC | $11.3M | 745,664 | 0.00% | 22q | +1.3%+$140.1K |
| Advisors Asset Management, Inc. | $10.8M | 712,432 | 0.17% | 17q | -17.4%-$2.3M |
| Penserra Capital Management LLC | $9.4M | 616,973 | 0.07% | 10q | +4.0%+$357.4K |
| Arete Wealth Advisors, LLC | $8.0M | 528,076 | 0.53% | 3q | -1.1%-$88.6K |
| ROYAL BANK OF CANADA | $7.6M | 500,096 | 0.00% | 22q | -1.8%-$138.6K |
| GUGGENHEIM CAPITAL LLC | $7.1M | 464,665 | 0.04% | 22q | +3.3%+$224.4K |
| RAYMOND JAMES FINANCIAL INC | $6.6M | 437,670 | 0.00% | 7q | HELD |
| WELLS FARGO & COMPANY/MN | $5.8M | 379,838 | 0.00% | 22q | -3.1%-$183.5K |
| Cambridge Investment Research Advisors, Inc. | $4.5M | 299,514 | 0.01% | 22q | +499.4%+$3.8M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $4.3M | 285,864 | 0.54% | 22q | -1.1%-$47.1K |
| UBS Group AG | $4.1M | 270,326 | 0.00% | 22q | +5.8%+$226.3K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $3.9M | 253,669 | 0.01% | 8q | -51.8%-$4.1M |
| OSAIC HOLDINGS, INC. | $2.9M | 192,037 | 0.00% | 22q | +13.6%+$350.3K |
| Creative Planning | $2.8M | 182,430 | 0.00% | 7q | -2.9%-$83.6K |
| Advisor OS, LLC | $2.5M | 167,200 | 0.17% | 22q | +221.1%+$1.7M |
| EVOLVE PRIVATE WEALTH, LLC | $2.5M | 163,454 | 0.15% | 3q | -5.4%-$141.1K |
| Thrivent Financial for Lutherans | $2.1M | 139,164 | 0.00% | 22q | -6.1%-$136.7K |
| Kestra Advisory Services, LLC | $1.9M | 126,508 | 0.01% | 7q | +7.5%+$133.5K |
| D.A. DAVIDSON & CO. | $1.4M | 95,225 | 0.01% | 22q | -0.8%-$12.4K |
| READYSTATE ASSET MANAGEMENT LP | $1.4M | 92,936 | 0.05% | new | NEW |
| Navis Wealth Advisors, LLC | $1.4M | 91,000 | 0.52% | new | NEW |
| NewEdge Advisors, LLC | $1.4M | 89,464 | 0.00% | 17q | -15.0%-$240.1K |
| North Ground Capital | $1.4M | 89,387 | 1.63% | new | NEW |
| Modern Wealth Management, LLC | $1.3M | 88,328 | 0.02% | 9q | -0.6%-$8.4K |
| CHOREO, LLC | $1.1M | 71,189 | 0.01% | 11q | -11.8%-$144.5K |
| Atlas Wealth LLC | $1.0M | 68,822 | 0.15% | new | NEW |
| Opal Wealth Advisors, LLC | $1.0M | 68,075 | 0.22% | 15q | -8.2%-$92.0K |
| STEPHENS INC /AR/ | $997.7K | 65,682 | 0.01% | 17q | +11.4%+$102.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $970.4K | 63,885 | 0.01% | 3q | +2240.1%+$928.9K |
| Merit Financial Group, LLC | $911.1K | 59,980 | 0.01% | 6q | -1.4%-$13.0K |
| Fund Advisors of America Inc/FL | $903.3K | 59,466 | 0.82% | 3q | +1.5%+$13.0K |
| Integrated Wealth Concepts LLC | $841.9K | 55,427 | 0.01% | 17q | -55.3%-$1.0M |
| &PARTNERS | $841.1K | 55,456 | 0.00% | 6q | -17.0%-$172.3K |
| Beckerman Institutional, LLC | $834.6K | 54,945 | 0.40% | 8q | -0.9%-$7.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $773.3K | 50,909 | 0.00% | 22q | +4.1%+$30.6K |
| Global Retirement Partners, LLC | $751.9K | 49,500 | 0.01% | 12q | +7.1%+$49.8K |
| CSS LLC/IL | $729.4K | 48,021 | 0.03% | new | NEW |
| Baird Financial Group, Inc. | $721.5K | 47,496 | 0.00% | 17q | -15.8%-$135.3K |
| BENJAMIN EDWARDS INC | $713.0K | 46,932 | 0.01% | 8q | -19.0%-$166.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $697.7K | 46,052 | 0.00% | 12q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $695.4K | 45,782 | 0.01% | 22q | -2.3%-$16.1K |
| Farther Finance Advisors, LLC | $677.0K | 44,567 | 0.01% | 3q | +337.5%+$522.2K |
| UHLMANN PRICE SECURITIES, LLC | $669.0K | 44,040 | 0.02% | 8q | +2.0%+$13.2K |
| Mariner, LLC | $654.1K | 43,064 | 0.00% | 16q | +20.4%+$111.0K |
| Closed-End Fund Advisors, Inc. | $653.9K | 43,050 | 0.64% | 3q | -6.8%-$47.6K |
| Pointe Capital Management LLC | $645.0K | 42,461 | 0.29% | 22q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $640.1K | 42,141 | 0.36% | 6q | -8.7%-$60.8K |
| ENVESTNET ASSET MANAGEMENT INC | $609.4K | 40,120 | 0.00% | 22q | -3.7%-$23.4K |
| PARK AVENUE SECURITIES LLC | $595.0K | 39,193 | 0.00% | 2q | -5.0%-$31.6K |
| Avidian Wealth Enterprises, LLC | $531.9K | 35,019 | 0.01% | 14q | HELD |
| Diversify Advisory Services, LLC | $488.9K | 32,270 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $488.9K | 32,270 | 0.01% | 2q | HELD |
| SAX WEALTH ADVISORS, LLC | $454.4K | 36,035 | 0.02% | 3q | HELD |
| Cetera Investment Advisers | $448.2K | 29,505 | 0.00% | 15q | -21.3%-$121.1K |
| Sanctuary Advisors, LLC | $439.3K | 28,921 | 0.00% | 9q | HELD |
| Venture Visionary Partners LLC | $425.2K | 27,990 | 0.01% | 22q | HELD |
| Kovack Advisors, Inc. | $417.9K | 27,494 | 0.02% | 3q | +29.8%+$96.0K |
| FIFTH THIRD BANCORP | $417.0K | 27,454 | 0.00% | 3q | +0.9%+$3.7K |
| Ionic Capital Management LLC | $408.4K | 26,888 | 0.06% | 3q | -32.8%-$199.2K |
| Core Wealth Advisors, Inc. | $408.3K | 26,881 | 0.08% | 2q | +56.3%+$147.0K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $361.8K | 23,818 | 0.01% | 15q | +1.9%+$6.8K |
| XTX Topco Ltd | $353.7K | 23,288 | 0.00% | new | NEW |
| Comprehensive Money Management Services LLC | $348.6K | 22,950 | 0.22% | 7q | -6.1%-$22.8K |
| Jupiter Wealth Management LLC | $325.4K | 21,421 | 0.13% | 2q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $303.8K | 20,000 | 0.01% | 5q | HELD |
| Yakira Capital Management, Inc. | $265.4K | 17,471 | 0.08% | new | NEW |
| ASHTON THOMAS SECURITIES, LLC | $264.7K | 17,425 | 0.04% | 9q | HELD |
| Steward Partners Investment Advisory, LLC | $263.6K | 17,354 | 0.00% | 22q | +17.8%+$39.8K |
| Pinnacle Wealth Planning Services, Inc. | $259.4K | 17,078 | 0.02% | 3q | -3.9%-$10.5K |
| Permanent Capital Management, LP | $258.6K | 17,024 | 0.03% | new | NEW |
| M Holdings Securities, Inc. | $256.0K | 16,988 | 0.04% | 3q | +4.8%+$11.8K |
| Vestmark Advisory Solutions, Inc. | $254.2K | 16,738 | 0.00% | 3q | -3.3%-$8.8K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $254.2K | 16,738 | 0.00% | 4q | -3.3%-$8.8K |
| Janney Montgomery Scott LLC | $253.0K | 16,632 | 0.00% | 22q | -8.8%-$24.3K |
| Stratos Wealth Partners, LTD. | $246.7K | 16,238 | 0.00% | 19q | -6.3%-$16.6K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $244.7K | 16,100 | 0.01% | 15q | HELD |
| Occidental Asset Management, LLC | $237.9K | 15,664 | 0.02% | 15q | -7.0%-$18.0K |
| TRUIST FINANCIAL CORP | $237.0K | 15,599 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $234.3K | 15,426 | 0.00% | 22q | +6.0%+$13.2K |
| Procyon Advisors, LLC | $232.7K | 15,316 | 0.01% | 3q | -16.4%-$45.6K |
| Shaker Financial Services, LLC | $228.2K | 15,025 | 0.07% | 6q | -90.4%-$2.1M |
| Capital Investment Advisors, LLC | $222.4K | 14,643 | 0.00% | 12q | -10.9%-$27.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $219.0K | 14,419 | 0.00% | 3q | -67.9%-$463.4K |
| COMMERCE BANK | $213.1K | 14,028 | 0.00% | 22q | HELD |
| Alteri Wealth LLC | $211.0K | 13,893 | 0.06% | 7q | HELD |
| HighTower Advisors, LLC | $209.2K | 13,772 | 0.00% | 19q | -11.8%-$28.0K |
| MGO ONE SEVEN LLC | $206.2K | 13,575 | 0.00% | new | NEW |
| Vanguard Capital Wealth Advisors | $199.8K | 13,155 | 0.14% | 17q | +1.9%+$3.8K |
| CARY STREET PARTNERS FINANCIAL LLC | $191.4K | 12,603 | 0.00% | 3q | HELD |
| Berry Wealth Group, LP | $184.7K | 12,159 | 0.59% | 10q | +1.8%+$3.2K |
| Private Advisor Group, LLC | $180.2K | 11,861 | 0.00% | 14q | -44.9%-$146.7K |
| Equitable Holdings, Inc. | $179.2K | 11,800 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-14 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 2.8% |
| 2026-10-14 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 2.8% |
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-10-08 | Issuer tender, amended | itself | -? | filing |
| 2026-09-03 | Issuer tender, amended | itself | -? | filing |
| 2026-09-01 | Issuer tender offer | itself | -? | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 29 | $19.0M | 1,266,200 | 4 | 5 | 7 | 0.0% |
| Q2 2026 | 133 | $587.4M | 38,680,052 | 20 | 37 | 48 | 0.0% |
| Q1 2026 | 122 | $481.5M | 38,167,130 | 12 | 36 | 44 | 0.0% |
| Q4 2025 | 130 | $497.2M | 38,568,815 | 20 | 32 | 46 | 0.0% |
| Q3 2025 | 123 | $503.0M | 38,668,467 | 9 | 38 | 39 | 0.0% |
| Q2 2025 | 136 | $501.7M | 40,459,393 | 15 | 45 | 36 | 0.0% |
| Q1 2025 | 127 | $495.6M | 40,838,973 | 14 | 35 | 42 | 0.0% |
| Q4 2024 | 133 | $534.7M | 42,325,806 | 11 | 45 | 32 | 0.0% |
| Q3 2024 | 132 | $566.7M | 42,458,535 | 16 | 34 | 38 | 0.0% |
| Q2 2024 | 131 | $496.8M | 40,460,483 | 15 | 42 | 38 | 0.0% |
| Q1 2024 | 130 | $787.0M | 61,657,547 | 17 | 38 | 38 | 0.0% |
| Q4 2023 | 132 | $623.7M | 49,497,409 | 11 | 40 | 39 | 0.0% |
| Q3 2023 | 138 | $432.2M | 38,146,669 | 14 | 41 | 41 | 0.0% |
| Q2 2023 | 132 | $442.7M | 36,257,651 | 15 | 43 | 37 | 0.0% |
| Q1 2023 | 133 | $434.8M | 37,003,109 | 20 | 44 | 38 | 0.0% |
| Q4 2022 | 125 | $5.2B | 461,546,951 | 22 | 46 | 36 | 0.0% |
| Q3 2022 | 110 | $379.0M | 34,594,836 | 12 | 40 | 27 | 0.0% |
| Q2 2022 | 116 | $409.7M | 34,459,114 | 27 | 29 | 28 | 0.0% |
| Q1 2022 | 101 | $480.5M | 33,386,738 | 10 | 28 | 30 | 0.0% |
| Q4 2021 | 113 | $562.4M | 34,989,874 | 16 | 27 | 30 | 0.0% |
| Q3 2021 | 109 | $509.9M | 34,377,682 | 14 | 32 | 28 | 0.0% |
| Q2 2021 | 107 | $540.0M | 35,106,352 | 7 | 26 | 41 | 0.0% |
| Q1 2021 | 112 | $521.1M | 37,813,747 | 100 | 3 | 1 | 0.0% |
| Q4 2020 | 116 | $461.8M | 33,506,589 | 22 | 23 | 30 | 0.0% |
| Q3 2020 | 104 | $358.8M | 30,405,604 | 12 | 27 | 36 | 0.0% |
| Q2 2020 | 103 | $325.4M | 29,110,238 | 8 | 30 | 35 | 0.0% |
| Q1 2020 | 111 | $273.3M | 28,433,440 | 19 | 38 | 27 | 0.0% |
| Q4 2019 | 108 | $370.8M | 28,441,378 | 11 | 28 | 31 | 0.0% |
| Q3 2019 | 102 | $347.7M | 28,449,803 | 12 | 33 | 26 | 0.0% |
| Q2 2019 | 101 | $354.8M | 28,618,383 | 14 | 27 | 28 | 0.0% |
| Q1 2019 | 103 | $360.8M | 29,912,694 | 10 | 33 | 29 | 0.0% |
| Q4 2018 | 106 | $310.3M | 28,999,440 | 1 | 1 | 4 | 0.0% |