DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (NFTY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
53
Reporting holders
$70.7M
Reported value
0.0%
Calls
0.0%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Crumly & Associates Inc. | $15.8M | 293,242 | 3.02% | 14q | +4.0%+$604.3K |
| LPL Financial LLC | $6.0M | 111,130 | 0.00% | 19q | -3.9%-$244.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.7M | 106,330 | 0.00% | 6q | -31.6%-$2.6M |
| Archer Investment Corp | $4.9M | 90,196 | 0.47% | 16q | +77.0%+$2.1M |
| Geneos Wealth Management Inc. | $4.6M | 85,514 | 0.09% | 12q | -4.7%-$228.9K |
| FLOW TRADERS U.S. LLC | $3.8M | 69,783 | 0.15% | 4q | +291.7%+$2.8M |
| Cetera Investment Advisers | $3.2M | 60,081 | 0.00% | 10q | -55.1%-$4.0M |
| OLD MISSION CAPITAL LLC | $3.2M | 59,122 | 0.05% | 5q | -56.6%-$4.2M |
| IHT Wealth Management, LLC | $2.9M | 53,888 | 0.06% | 12q | -2.4%-$71.1K |
| Cambridge Investment Research Advisors, Inc. | $2.7M | 49,518 | 0.00% | 15q | +118.7%+$1.4M |
| Merkkuri Wealth Advisors LLC | $2.3M | 43,224 | 1.44% | 9q | +22.1%+$421.4K |
| RAYMOND JAMES FINANCIAL INC | $1.6M | 30,606 | 0.00% | 7q | -10.6%-$194.5K |
| Purus Wealth Management, LLC | $1.6M | 30,497 | 0.45% | 13q | -13.8%-$262.6K |
| PRIVATE CLIENT SERVICES, LLC | $1.3M | 24,440 | 0.34% | 11q | -27.0%-$486.0K |
| Ameritas Investment Partners, Inc. | $1.2M | 21,826 | 0.03% | 10q | +13.1%+$135.7K |
| Pine Valley Investments Ltd Liability Co | $1.1M | 20,316 | 0.04% | 9q | +1.3%+$14.1K |
| OSAIC HOLDINGS, INC. | $953.1K | 17,697 | 0.00% | 22q | -15.0%-$167.9K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $803.4K | 14,934 | 0.48% | 19q | -0.7%-$6.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $785.2K | 14,585 | 0.00% | 2q | +19.0%+$125.5K |
| Equitable Holdings, Inc. | $696.3K | 12,943 | 0.00% | 11q | -51.4%-$736.0K |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $672.2K | 12,495 | 0.34% | 11q | HELD |
| Prasad Wealth Partners, LLC | $599.0K | 11,136 | 0.14% | 7q | -2.2%-$13.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $571.3K | 10,619 | 0.00% | 15q | +23.9%+$110.2K |
| ENVESTNET ASSET MANAGEMENT INC | $540.1K | 10,040 | 0.00% | 14q | -31.2%-$244.9K |
| Moors & Cabot, Inc. | $454.4K | 8,447 | 0.02% | 9q | -31.9%-$212.4K |
| Kestra Advisory Services, LLC | $405.4K | 7,536 | 0.00% | 12q | -35.6%-$224.2K |
| Summit Financial, LLC | $380.9K | 7,081 | 0.00% | 4q | -3.9%-$15.4K |
| Atlantic Union Bankshares Corp | $352.4K | 6,550 | 0.01% | 5q | HELD |
| Summit Wealth Partners, LLC | $308.5K | 5,735 | 0.04% | 5q | +5.9%+$17.1K |
| JANE STREET GROUP, LLC | $239.7K | 4,455 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $236.0K | 4,401 | 0.00% | new | NEW |
| UBS Group AG | $150.3K | 2,794 | 0.00% | 4q | +9.0%+$12.4K |
| ROYAL BANK OF CANADA | $119.0K | 2,220 | 0.00% | 10q | -4.6%-$5.8K |
| Migdal Insurance & Financial Holdings Ltd. | $107.6K | 2,000 | 0.00% | 17q | HELD |
| HAZLETT, BURT & WATSON, INC. | $74.0K | 1,374 | 0.02% | 7q | HELD |
| NewEdge Advisors, LLC | $72.2K | 1,342 | 0.00% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $65.0K | 1,208 | 0.00% | 20q | -7.2%-$5.1K |
| Rockefeller Capital Management L.P. | $60.5K | 1,123 | 0.00% | 4q | HELD |
| Arax Advisory Partners | $36.6K | 680 | 0.00% | 3q | -23.1%-$11.0K |
| CNB Bank | $35.0K | 650 | 0.01% | 8q | HELD |
| CoreCap Advisors, LLC | $18.4K | 342 | 0.00% | 5q | HELD |
| Hanson & Doremus Investment Management | $18.0K | 329 | 0.00% | 9q | HELD |
| MORGAN STANLEY | $17.9K | 333 | 0.00% | 33q | -0.9% |
| SBI Securities Co., Ltd. | $13.6K | 253 | 0.00% | 7q | -29.7%-$5.8K |
| TUCKER ASSET MANAGEMENT LLC | $13.5K | 251 | 0.00% | 10q | -59.5%-$19.9K |
| REAP Financial Group, LLC | $12.3K | 228 | 0.00% | 11q | HELD |
| Spire Wealth Management | $5.4K | 100 | 0.00% | 5q | HELD |
| Strategic Wealth Partners, Ltd. | $3.9K | 73 | 0.00% | 3q | HELD |
| IFG Advisory, LLC | $2.7K | 50 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $2.2K | 40 | 0.00% | new | NEW |
| Transamerica Financial Advisors, LLC | $1.7K | 31 | 0.00% | 21q | -3.1% |
| Steward Partners Investment Advisory, LLC | $1.1K | 21 | 0.00% | 10q | HELD |
| WELLS FARGO & COMPANY/MN | $22 | none filed | 0.00% | 7q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $6.5M | 127,853 | 1 | 2 | 3 | 0.0% |
| Q2 2026 | 53 | $70.7M | 1,313,809 | 4 | 11 | 25 | 0.0% |
| Q1 2026 | 60 | $78.2M | 1,514,149 | 2 | 18 | 25 | 0.0% |
| Q4 2025 | 70 | $92.4M | 1,584,155 | 7 | 23 | 30 | 0.0% |
| Q3 2025 | 66 | $101.8M | 1,787,631 | 7 | 20 | 25 | 0.0% |
| Q2 2025 | 69 | $119.9M | 1,999,514 | 12 | 21 | 25 | 0.0% |
| Q1 2025 | 69 | $138.4M | 2,482,382 | 6 | 25 | 29 | 0.0% |
| Q4 2024 | 81 | $180.6M | 3,224,656 | 13 | 39 | 20 | 0.0% |
| Q3 2024 | 79 | $202.1M | 3,117,295 | 13 | 39 | 15 | 0.0% |
| Q2 2024 | 68 | $172.9M | 2,867,852 | 13 | 27 | 15 | 0.0% |
| Q1 2024 | 57 | $143.4M | 2,517,974 | 15 | 20 | 14 | 0.0% |
| Q4 2023 | 47 | $93.1M | 1,722,449 | 10 | 14 | 14 | 0.0% |
| Q3 2023 | 35 | $85.6M | 1,759,293 | 8 | 9 | 8 | 0.0% |
| Q2 2023 | 28 | $97.3M | 2,034,415 | 6 | 11 | 7 | 0.0% |
| Q1 2023 | 28 | $82.2M | 1,956,167 | 10 | 13 | 1 | 0.0% |
| Q4 2022 | 25 | $66.0M | 1,511,189 | 7 | 8 | 6 | 0.0% |
| Q3 2022 | 20 | $583.3M | 13,617,969 | 5 | 2 | 10 | 0.0% |
| Q2 2022 | 16 | $41.6M | 1,008,738 | 1 | 7 | 5 | 0.0% |
| Q1 2022 | 16 | $48.9M | 1,068,239 | 1 | 6 | 8 | 0.0% |
| Q4 2021 | 18 | $273.3M | 5,705,011 | 4 | 2 | 8 | 0.0% |
| Q3 2021 | 14 | $73.7M | 1,498,933 | 3 | 5 | 4 | 0.0% |
| Q2 2021 | 11 | $68.6M | 1,529,112 | 8 | 2 | 0 | 0.0% |
| Q1 2021 | 4 | $1.3M | 31,753 | 1 | 2 | 1 | 0.0% |
| Q4 2020 | 3 | $957.0K | 24,947 | 0 | 2 | 1 | 0.0% |
| Q3 2020 | 4 | $427.0K | 13,805 | 2 | 0 | 2 | 0.0% |
| Q2 2020 | 2 | $434.0K | 15,429 | 0 | 1 | 0 | 0.0% |
| Q1 2020 | 4 | $991.0K | 43,648 | 1 | 1 | 1 | 0.0% |
| Q4 2019 | 6 | $1.7M | 48,696 | 0 | 2 | 3 | 0.0% |
| Q3 2019 | 7 | $1.7M | 49,079 | 2 | 1 | 3 | 0.0% |
| Q2 2019 | 6 | $5.4M | 146,876 | 0 | 2 | 2 | 0.0% |
| Q1 2019 | 6 | $2.3M | 59,702 | 1 | 3 | 0 | 0.0% |
| Q4 2018 | 6 | $2.1M | 58,311 | 0 | 0 | 0 | 0.0% |