DaveManuel.com · Institutional Ownership · Who Owns It
NERVGEN PHARMA CORP (NGEN)
Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.
66
Reporting holders
$25.7M
Reported value
3.0%
Calls
0.1%
Puts
+20
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Empery Asset Management, LP | $8.2M | 4,000,000 | 9.53% | new | NEW |
| Rock Springs Capital Management LP | $2.5M | 1,208,231 | 0.12% | new | NEW |
| DAFNA Capital Management LLC | $2.2M | 1,050,000 | 0.41% | new | NEW |
| Ghisallo Capital Management LLC | $2.1M | 1,000,000 | 0.04% | new | NEW |
| ARMISTICE CAPITAL, LLC | $1.4M | 678,000 | 0.02% | new | NEW |
| LMR Partners LLP | $1.2M | 600,000 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $898.1K | 435,962 | 0.00% | 2q | +117.6%+$485.3K |
| UBS Group AG | $782.2K | 379,726 | 0.00% | 2q | +517.3%+$655.5K |
| Stonepine Capital Management, LLC | $559.7K | 271,678 | 0.32% | new | NEW |
| JANE STREET GROUP, LLC | $557.7K | 270,750 | 0.00% | new | NEW |
| Woodline Partners LP | $516.0K | 250,500 | 0.00% | new | NEW |
| PFG Investments, LLC | $448.1K | 217,500 | 0.02% | 2q | +8.2%+$34.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $411.6K CALL+PUT | options only | 0.00% | new | OPTIONS |
| BANK OF AMERICA CORP /DE/ | $383.6K | 186,200 | 0.00% | 2q | -7.2%-$29.8K |
| ROYAL BANK OF CANADA | $363.0K | 176,075 | 0.00% | 2q | +2.4%+$8.5K |
| SIMPLEX TRADING, LLC | $329.2K CALL+PUT | options only | 0.00% | 2q | OPTIONS |
| BANK OF MONTREAL /CAN/ | $284.4K | 78,394 | 0.00% | 2q | +24.6%+$56.2K |
| Quadrature Capital Ltd | $277.1K | 134,518 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $152.9K | 74,215 | 0.00% | 2q | -14.5%-$26.0K |
| CAPTRUST FINANCIAL ADVISORS | $132.7K | 64,423 | 0.00% | 2q | +3.3%+$4.2K |
| GEODE CAPITAL MANAGEMENT, LLC | $119.6K | 58,040 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $105.2K | 51,093 | 0.00% | 2q | +27.8%+$22.9K |
| HRT FINANCIAL LP | $90.0K | 43,858 | 0.00% | 2q | +105.3%+$46.2K |
| AXQ CAPITAL, LP | $88.8K | 43,099 | 0.01% | new | NEW |
| LIBERTY WEALTH MANAGEMENT LLC | $82.9K | 22,000 | 0.01% | 2q | HELD |
| MILLENNIUM MANAGEMENT LLC | $81.9K | 39,740 | 0.00% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $73.1K | 35,500 | 0.00% | 2q | +69.0%+$29.9K |
| Virtu Financial LLC | $71.0K | 34,589 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $68.0K | 33,000 | 0.00% | 2q | -1.0% |
| McKinley Carter Wealth Services, Inc. | $67.3K | 32,653 | 0.00% | 2q | +5.7%+$3.6K |
| Traynor Capital Management, Inc. | $64.9K | 31,500 | 0.00% | 2q | +23.5%+$12.4K |
| Cetera Investment Advisers | $64.7K | 31,400 | 0.00% | 2q | HELD |
| Patriot Financial Group Insurance Agency, LLC | $58.7K | 28,500 | 0.01% | 2q | -23.0%-$17.5K |
| CITADEL ADVISORS LLC | $57.3K CALL | options only | 0.00% | new | OPTIONS |
| LPL Financial LLC | $55.0K | 26,710 | 0.00% | 2q | +99.3%+$27.4K |
| Almanack Investment Partners, LLC. | $53.0K | 25,750 | 0.01% | 2q | +23.1%+$9.9K |
| Busey Bank | $51.5K | 25,000 | 0.00% | 2q | HELD |
| SPROTT INC. | $51.5K | 25,000 | 0.00% | 2q | HELD |
| TD Waterhouse Canada Inc. | $49.8K | 23,800 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $45.3K | 22,000 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $41.2K | 20,000 | 0.00% | 2q | HELD |
| Arax Advisory Partners | $40.6K | 19,727 | 0.00% | 2q | +9.4%+$3.5K |
| GOLDMAN SACHS GROUP INC | $40.4K | 19,623 | 0.00% | new | NEW |
| Mariner, LLC | $36.8K | 17,875 | 0.00% | 2q | HELD |
| Moors & Cabot, Inc. | $35.1K | 17,036 | 0.00% | new | NEW |
| Creative Planning | $32.1K | 15,575 | 0.00% | 2q | +20.4%+$5.4K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $32.0K | 15,504 | 0.00% | 2q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $30.9K | 16,462 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $28.8K | 14,714 | 0.00% | 2q | +9.3%+$2.5K |
| MORGAN STANLEY | $26.7K | 12,939 | 0.00% | 2q | +8.0%+$2.0K |
| SCOTIA CAPITAL INC. | $26.3K | 12,740 | 0.00% | 2q | -2.0% |
| CIBC WORLD MARKET INC. | $22.6K | 10,960 | 0.00% | 2q | +3.8% |
| Ashton Thomas Private Wealth, LLC | $22.0K | 10,700 | 0.00% | 2q | HELD |
| Revisor Wealth Management LLC | $21.8K | 10,600 | 0.01% | new | NEW |
| FLPUTNAM INVESTMENT MANAGEMENT CO | $21.0K | 10,200 | 0.00% | 2q | HELD |
| VALLEY FORGE INVESTMENT CONSULTANTS INC ADV | $20.6K | 10,000 | 0.01% | 2q | -87.1%-$139.5K |
| D'Orazio & Associates, Inc. | $20.6K | 10,000 | 0.00% | 2q | HELD |
| Paladin Partners, LLC | $20.6K | 10,000 | 0.01% | 3q | HELD |
| Aventura Private Wealth, LLC | $14.0K | 6,780 | 0.00% | 2q | -1.5% |
| Allworth Financial LP | $12.4K | 6,000 | 0.00% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $12.4K | 6,000 | 0.00% | 2q | +46.2%+$3.9K |
| Smartleaf Asset Management LLC | $7.2K | 3,656 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $7.1K | 3,774 | 0.00% | 2q | +277.4%+$5.2K |
| Federation des caisses Desjardins du Quebec | $5.2K | 2,500 | 0.00% | new | NEW |
| GROUP ONE TRADING LLC | $3.3K CALL | options only | 0.00% | 2q | OPTIONS |
| NATIONAL BANK OF CANADA /FI/ | $1.7K | 833 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $379.0K | 203,299 | 3 | 1 | 1 | 0.0% |
| Q2 2026 | 66 | $25.7M | 11,993,602 | 23 | 20 | 7 | 3.1% |
| Q1 2026 | 46 | $6.4M | 1,693,343 | 46 | 0 | 0 | 0.1% |
| Q4 2025 | 1 | $56.0K | 10,000 | 0 | 0 | 0 | 0.0% |
| Q1 2024 | 1 | $5.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q4 2023 | 1 | $6.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q3 2023 | 1 | $4.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q2 2023 | 1 | $4.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q1 2023 | 1 | $4.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q4 2022 | 1 | $4.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q3 2022 | 1 | $4.0K | 3,400 | 0 | 0 | 0 | 0.0% |
| Q2 2022 | 2 | $50.0K | 33,400 | 0 | 0 | 0 | 0.0% |
| Q1 2022 | 2 | $48.0K | 33,400 | 0 | 1 | 0 | 0.0% |
| Q4 2021 | 2 | $70.0K | 33,000 | 1 | 0 | 1 | 0.0% |
| Q3 2021 | 1 | $12.0K | 6,500 | 0 | 0 | 1 | 0.0% |
| Q2 2021 | 1 | $25.0K | 20,000 | 1 | 0 | 0 | 0.0% |