DaveManuel.com · Institutional Ownership · Who Owns It
NIO INC (NIO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
435
Reporting holders
$2.1B
Reported value
10.1%
Calls
22.3%
Puts
-14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $151.8M incl. $109.8M options CALL+PUT | 8,292,496 | 0.01% | 31q | +268.9%+$110.7M |
| MORGAN STANLEY | $138.7M | 27,411,634 | 0.01% | 32q | +86.2%+$64.2M |
| LMR Partners LLP | $111.9M incl. $110.8M options PUT | 221,300 | 0.42% | 27q | -35.4%-$61.2M |
| CITADEL ADVISORS LLC | $100.8M incl. $56.5M options CALL+PUT | 8,759,358 | 0.01% | 31q | -33.8%-$51.5M |
| UBS Group AG | $100.5M incl. $3.0M options CALL+PUT | 19,271,326 | 0.01% | 31q | +56.1%+$36.1M |
| BANK OF AMERICA CORP /DE/ | $96.1M | 18,998,920 | 0.01% | 31q | +33.5%+$24.1M |
| D. E. Shaw & Co., Inc. | $94.8M incl. $2.6M options CALL+PUT | 18,204,968 | 0.05% | 28q | -52.5%-$104.7M |
| BNP PARIBAS FINANCIAL MARKETS | $85.0M incl. $22.3M options CALL+PUT | 12,397,069 | 0.03% | 15q | -7.1%-$6.5M |
| GOLDMAN SACHS GROUP INC | $82.3M incl. $4.2M options PUT | 15,446,712 | 0.01% | 31q | +12.1%+$8.9M |
| RENAISSANCE TECHNOLOGIES LLC | $81.8M | 16,161,048 | 0.11% | 9q | +11.8%+$8.6M |
| WOLVERINE ASSET MANAGEMENT LLC | $71.8M PUT | options only | 0.63% | 30q | OPTIONS |
| Aspex Management (HK) Ltd | $66.5M | 13,141,609 | 0.75% | 4q | HELD |
| MILLENNIUM MANAGEMENT LLC | $58.8M incl. $24.5M options CALL+PUT | 6,785,809 | 0.02% | 31q | +495.7%+$48.9M |
| JANE STREET GROUP, LLC | $48.5M incl. $40.8M options CALL+PUT | 1,517,985 | 0.00% | 31q | -72.4%-$127.1M |
| IMC-Chicago, LLC | $48.5M incl. $35.5M options CALL+PUT | 2,572,872 | 0.01% | 19q | +120.4%+$26.5M |
| BlackRock, Inc. | $47.9M | 9,461,793 | 0.00% | 8q | -11.8%-$6.4M |
| TWO SIGMA INVESTMENTS, LP | $45.7M | 9,031,336 | 0.03% | 4q | -32.3%-$21.8M |
| SIMPLEX TRADING, LLC | $45.5M incl. $40.9M options CALL+PUT | 907,758 | 0.03% | 31q | HELD |
| Assenagon Asset Management S.A. | $38.0M | 7,513,152 | 0.02% | new | NEW |
| Capital Markets Trading UK LLP | $36.7M incl. $31.8M options CALL+PUT | 962,077 | 0.35% | 25q | +476.2%+$30.3M |
| MACKENZIE FINANCIAL CORP | $31.1M | 6,153,021 | 0.03% | 6q | +122.5%+$17.1M |
| Legal & General Group Plc | $28.5M | 5,624,516 | 0.01% | 30q | -6.1%-$1.8M |
| STATE STREET CORP | $24.3M | 4,810,903 | 0.00% | 30q | +11.8%+$2.6M |
| MARSHALL WACE, LLP | $24.0M | 4,733,908 | 0.02% | 2q | -43.4%-$18.4M |
| CITIGROUP INC | $20.1M incl. $16.7M options CALL+PUT | 680,573 | 0.01% | 31q | +37.7%+$5.5M |
| Ghisallo Capital Management LLC | $17.7M | 3,500,000 | 0.35% | 4q | -12.5%-$2.5M |
| Point72 Asset Management, L.P. | $17.6M incl. $479.7K options CALL+PUT | 3,382,983 | 0.02% | 3q | -49.0%-$16.9M |
| BARCLAYS PLC | $16.9M incl. $4.0M options CALL+PUT | 2,541,379 | 0.00% | 31q | +203.9%+$11.3M |
| Walleye Trading LLC | $16.7M incl. $10.1M options CALL+PUT | 1,309,429 | 0.02% | 31q | -11.1%-$2.1M |
| GROUP ONE TRADING LLC | $16.6M incl. $13.2M options CALL+PUT | 688,007 | 0.02% | 31q | -25.4%-$5.7M |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $16.0M PUT | options only | 0.39% | 6q | OPTIONS |
| Invesco Ltd. | $15.8M | 3,129,388 | 0.00% | 31q | HELD |
| CMT Capital Markets Trading GmbH | $15.4M incl. $13.6M options CALL+PUT | 370,762 | 0.13% | 10q | HELD |
| JPMORGAN CHASE & CO | $13.3M incl. $15.3K options PUT | 2,688,359 | 0.00% | 30q | -59.0%-$19.2M |
| SG Americas Securities, LLC | $11.2M incl. $186.0K options CALL+PUT | 2,174,803 | 0.01% | 30q | -56.7%-$14.7M |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $10.0M | 1,985,984 | 0.04% | 4q | -68.7%-$22.1M |
| OLD MISSION CAPITAL LLC | $9.6M | 1,887,802 | 0.15% | 2q | +7.3%+$649.0K |
| TUDOR INVESTMENT CORP ET AL | $8.9M CALL+PUT | options only | 0.01% | 3q | OPTIONS |
| HSBC HOLDINGS PLC | $8.1M | 1,600,640 | 0.00% | 30q | +651.5%+$7.0M |
| Clear Street Group Inc. | $7.9M | 1,564,708 | 0.02% | 3q | +48.6%+$2.6M |
| NATIXIS | $7.3M | 1,444,106 | 0.03% | 5q | -11.3%-$931.2K |
| DekaBank Deutsche Girozentrale | $7.1M | 1,301,518 | 0.01% | 27q | HELD |
| Trexquant Investment LP | $6.9M | 1,373,430 | 0.04% | 4q | -40.0%-$4.6M |
| Balyasny Asset Management L.P. | $6.9M incl. $6.7M options CALL+PUT | 33,634 | 0.01% | 5q | -85.5%-$40.8M |
| HRT FINANCIAL LP | $6.3M incl. $934.0K options OPT | 1,241,966 | 0.01% | 4q | -27.3%-$2.4M |
| LAZARD ASSET MANAGEMENT LLC | $6.2M | 1,218,260 | 0.01% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $5.9M | 1,157,721 | 0.00% | 26q | -3.4%-$206.2K |
| Weiss Asset Management LP | $5.1M PUT | options only | 0.05% | 13q | OPTIONS |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $4.6M | 916,146 | 0.01% | 9q | +5.1%+$226.6K |
| Parallax Volatility Advisers, L.P. | $4.3M CALL+PUT | options only | 0.01% | 31q | OPTIONS |
| Qube Research & Technologies Ltd | $4.3M | 849,748 | 0.00% | 3q | +1338.6%+$4.0M |
| AVIVA PLC | $4.2M | 834,284 | 0.01% | 29q | -1.3%-$55.8K |
| CSS LLC/IL | $4.0M PUT | options only | 0.15% | 30q | OPTIONS |
| STOREBRAND ASSET MANAGEMENT AS | $3.7M | 734,744 | 0.01% | 26q | +1.2%+$43.4K |
| Leonteq Securities AG | $3.5M | 693,140 | 0.12% | 23q | +83.3%+$1.6M |
| NINE MASTS CAPITAL Ltd | $3.4M incl. $958.8K options PUT | 474,500 | 0.34% | 3q | HELD |
| CAPITAL FUND MANAGEMENT S.A. | $3.2M | 636,116 | 0.01% | new | NEW |
| J. Safra Sarasin Holding AG | $3.1M | 621,601 | 0.05% | new | NEW |
| XY Capital Ltd | $2.8M | 562,296 | 2.75% | 3q | +26.5%+$596.8K |
| Verition Fund Management LLC | $2.8M incl. $1.4M options PUT | 269,000 | 0.01% | 8q | -78.8%-$10.3M |
| DV EQUITIES, LLC | $2.8M | 548,073 | 0.40% | 2q | -52.8%-$3.1M |
| Baker Avenue Asset Management, LP | $2.7M | 543,197 | 0.05% | 4q | HELD |
| Sculptor Capital LP | $2.7M PUT | options only | 0.02% | 11q | OPTIONS |
| Walleye Capital LLC | $2.5M incl. $2.4M options CALL+PUT | 10,826 | 0.01% | 23q | -93.0%-$33.3M |
| VAN ECK ASSOCIATES CORP | $2.5M | 492,784 | 0.00% | 24q | +0.8%+$20.3K |
| Tidal Investments LLC | $2.4M | 481,573 | 0.00% | 23q | -19.8%-$600.8K |
| KBC Group NV | $2.4M | 471,838 | 0.01% | 26q | -19.2%-$566.3K |
| Swedbank AB | $2.4M | 465,821 | 0.00% | 21q | +9.8%+$209.5K |
| Mitsubishi UFJ Asset Management Co., Ltd. | $2.3M | 451,100 | 0.00% | 29q | +25.7%+$466.1K |
| Marex Group Ltd | $2.2M | 444,105 | 0.01% | 15q | +35.1%+$583.4K |
| DRW Securities, LLC | $2.0M | 404,649 | 0.05% | 3q | +201.9%+$1.4M |
| Alliance Wealth Advisors, LLC | $2.0M incl. $1.0M options CALL | 200,000 | 0.66% | 13q | HELD |
| LPL Financial LLC | $2.0M | 399,809 | 0.00% | 31q | -1.2%-$23.9K |
| PEAK6 LLC | $2.0M CALL | options only | 0.00% | 7q | OPTIONS |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $1.9M | 367,214 | 0.00% | 3q | -5.9%-$117.5K |
| FMR LLC | $1.8M | 362,063 | 0.00% | 26q | +2.2%+$39.9K |
| NORTHERN TRUST CORP | $1.8M | 352,454 | 0.00% | 30q | -7.1%-$137.3K |
| DEUTSCHE BANK AG\ | $1.7M | 341,698 | 0.00% | 31q | -17.9%-$376.3K |
| Electron Capital Partners, LLC | $1.4M | 284,515 | 0.06% | new | NEW |
| SBI Securities Co., Ltd. | $1.2M | 244,780 | 0.03% | 7q | -23.1%-$372.8K |
| Polymer Capital Management (HK) LTD | $1.2M | 239,100 | 0.06% | 4q | +144.2%+$714.5K |
| HBK INVESTMENTS L P | $1.1M PUT | options only | 0.01% | 7q | OPTIONS |
| PROFUND ADVISORS LLC | $1.1M | 209,428 | 0.03% | 30q | +1.8%+$18.9K |
| Cambridge Investment Research Advisors, Inc. | $1.0M | 199,942 | 0.00% | 28q | +93.1%+$487.9K |
| Diametric Capital, LP | $997.4K | 197,112 | 0.11% | 2q | -12.2%-$139.2K |
| DNB Asset Management AS | $983.1K | 194,288 | 0.00% | 24q | -11.5%-$128.1K |
| Nykredit A/S | $964.4K | 190,585 | 0.00% | new | FIRST |
| Rathbones Group PLC | $953.9K | 188,514 | 0.00% | 18q | -50.9%-$990.0K |
| Russell Investments Group, Ltd. | $932.8K | 184,833 | 0.00% | 31q | -81.8%-$4.2M |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | $928.0K | 183,400 | 0.04% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $917.6K | 181,351 | 0.00% | 30q | HELD |
| Fisher Asset Management, LLC | $907.5K | 179,346 | 0.00% | 21q | -33.2%-$450.2K |
| Creative Planning | $875.0K | 172,924 | 0.00% | 31q | -9.6%-$92.8K |
| NOMURA HOLDINGS INC | $851.1K CALL | options only | 0.00% | 5q | OPTIONS |
| Vontobel Holding Ltd. | $842.8K incl. $72.9K options CALL | 152,163 | 0.00% | 23q | -36.7%-$489.2K |
| Mariner, LLC | $814.2K | 160,914 | 0.00% | 23q | +10.0%+$74.2K |
| Quadrature Capital Ltd | $811.1K | 160,302 | 0.01% | 4q | -89.3%-$6.7M |
| XTX Topco Ltd | $790.2K | 156,162 | 0.01% | 4q | +552.4%+$669.1K |
| Advisors Asset Management, Inc. | $782.0K | 154,554 | 0.01% | 17q | +5.1%+$38.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $776.4K | 153,444 | 0.00% | 31q | +2.8%+$21.3K |
Showing the largest 100 of 436 reported holders. The count of 435 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 111 | $17.7M | 4,794,450 | 13 | 13 | 23 | 7.2% |
| Q2 2026 | 435 | $2.1B | 277,522,119 | 48 | 105 | 135 | 32.4% |
| Q1 2026 | 449 | $2.9B | 280,916,296 | 65 | 126 | 113 | 41.4% |
| Q4 2025 | 450 | $2.9B | 319,578,398 | 71 | 119 | 111 | 44.6% |
| Q3 2025 | 430 | $4.5B | 348,420,313 | 82 | 113 | 102 | 44.4% |
| Q2 2025 | 400 | $1.2B | 168,200,778 | 32 | 97 | 126 | 53.3% |
| Q1 2025 | 428 | $1.6B | 221,708,516 | 51 | 105 | 123 | 48.1% |
| Q4 2024 | 445 | $1.5B | 177,755,601 | 47 | 88 | 152 | 48.7% |
| Q3 2024 | 451 | $2.3B | 180,445,933 | 51 | 110 | 135 | 46.6% |
| Q2 2024 | 486 | $1.7B | 276,758,619 | 48 | 136 | 132 | 33.0% |
| Q1 2024 | 491 | $2.4B | 388,554,969 | 55 | 143 | 144 | 28.3% |
| Q4 2023 | 516 | $5.2B | 438,462,950 | 54 | 126 | 159 | 23.1% |
| Q3 2023 | 485 | $4.8B | 427,259,524 | 60 | 142 | 141 | 18.8% |
| Q2 2023 | 493 | $5.6B | 496,840,066 | 47 | 144 | 141 | 14.3% |
| Q1 2023 | 504 | $5.9B | 494,583,634 | 63 | 147 | 145 | 12.1% |
| Q4 2022 | 528 | $6.0B | 519,897,541 | 77 | 133 | 193 | 15.4% |
| Q3 2022 | 488 | $33.9B | 2,060,287,491 | 35 | 151 | 145 | 3.9% |
| Q2 2022 | 529 | $45.9B | 6,628,211,157 | 66 | 173 | 163 | 5.2% |
| Q1 2022 | 515 | $37.2B | 5,063,322,504 | 54 | 179 | 156 | 7.1% |
| Q4 2021 | 603 | $69.4B | 4,862,019,000 | 79 | 177 | 198 | 9.8% |
| Q3 2021 | 579 | $66.0B | 4,416,349,077 | 44 | 202 | 186 | 9.1% |
| Q2 2021 | 670 | $96.3B | 4,077,803,429 | 137 | 238 | 161 | 9.2% |
| Q1 2021 | 585 | $62.0B | 1,425,893,200 | 121 | 248 | 143 | 10.7% |
| Q4 2020 | 582 | $56.8B | 873,036,958 | 212 | 193 | 106 | 24.8% |
| Q3 2020 | 393 | $19.2B | 754,740,513 | 152 | 129 | 76 | 16.8% |
| Q2 2020 | 282 | $5.9B | 656,722,302 | 86 | 113 | 44 | 14.2% |
| Q1 2020 | 232 | $1.7B | 487,100,128 | 51 | 57 | 61 | 18.5% |
| Q4 2019 | 236 | $2.1B | 396,649,954 | 44 | 51 | 53 | 25.1% |
| Q3 2019 | 207 | $751.7M | 370,803,240 | 32 | 64 | 56 | 23.0% |
| Q2 2019 | 226 | $1.4B | 462,619,334 | 79 | 70 | 38 | 16.2% |
| Q1 2019 | 211 | $2.7B | 474,978,652 | 126 | 46 | 17 | 9.4% |
| Q4 2018 | 111 | $1.5B | 228,266,078 | 7 | 0 | 4 | 4.9% |