DaveManuel.com · Institutional Ownership · Who Owns It
ANNALY CAPITAL MANAGEMENT IN (NLY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
802
Reporting holders
$10.0B
Reported value
58.2%
Of shares outstanding
0.8%
Calls
0.6%
Puts
+15
Holder change
Institutions report 438,449,161 shares against 753,714,442 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $2.0B | 87,219,586 | 0.03% | 8q | +6.7%+$122.7M |
| VANGUARD CAPITAL MANAGEMENT LLC | $735.7M | 32,900,428 | 0.02% | 2q | +2.8%+$19.8M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $698.8M | 31,250,997 | 0.03% | 2q | +1.6%+$10.8M |
| STATE STREET CORP | $679.5M | 29,426,379 | 0.02% | 16q | +4.5%+$29.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $465.1M | 20,823,764 | 0.02% | 16q | +4.4%+$19.5M |
| FMR LLC | $319.5M | 14,288,182 | 0.01% | 16q | HELD |
| Allspring Global Investments Holdings, LLC | $256.1M | 11,536,667 | 0.39% | 16q | -14.5%-$43.4M |
| NORGES BANK | $201.1M | 8,994,042 | 0.02% | 14q | +23.8%+$38.6M |
| NORTHERN TRUST CORP | $173.5M | 7,758,697 | 0.02% | 16q | +4.3%+$7.1M |
| Invesco Ltd. | $172.7M | 7,724,098 | 0.01% | 16q | +14.4%+$21.7M |
| CITADEL ADVISORS LLC | $164.3M incl. $13.5M options CALL+PUT | 6,741,186 | 0.02% | 16q | +119.2%+$89.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $160.5M | 7,176,291 | 0.02% | 16q | -61.1%-$252.3M |
| MORGAN STANLEY | $148.4M | 6,636,749 | 0.01% | 16q | +2.5%+$3.6M |
| JPMORGAN CHASE & CO | $138.0M | 5,961,247 | 0.01% | 16q | +9.8%+$12.3M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $121.4M | 5,427,809 | 0.02% | 16q | +3.6%+$4.3M |
| AMERIPRISE FINANCIAL INC | $112.5M | 5,030,245 | 0.02% | 16q | +41.2%+$32.8M |
| Bank of New York Mellon Corp | $107.4M | 4,801,781 | 0.02% | 16q | -3.2%-$3.6M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $106.3M | 4,754,528 | 0.02% | 14q | -9.6%-$11.2M |
| VANGUARD FIDUCIARY TRUST CO | $103.4M | 4,626,296 | 0.02% | 2q | +4.0%+$4.0M |
| KBC Group NV | $102.5M | 4,582,170 | 0.22% | 16q | -7.9%-$8.8M |
| D. E. Shaw & Co., Inc. | $96.6M incl. $8.5M options CALL+PUT | 3,941,485 | 0.05% | 16q | -33.2%-$48.0M |
| VAN ECK ASSOCIATES CORP | $69.3M | 3,098,157 | 0.04% | 16q | +7.2%+$4.7M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $69.2M incl. $65.4M options CALL+PUT | 169,783 | 0.01% | 16q | HELD |
| LSV ASSET MANAGEMENT | $68.5M | 3,064,917 | 0.12% | 16q | HELD |
| Advisors Capital Management, LLC | $66.8M | 2,985,668 | 0.71% | 2q | +2.4%+$1.6M |
| Amundi | $63.1M | 2,821,769 | 0.02% | 16q | -16.0%-$12.1M |
| PFA Pension, Forsikringsaktieselskab | $61.5M | 2,748,669 | 0.16% | 3q | -0.6%-$344.0K |
| BANK OF AMERICA CORP /DE/ | $61.0M | 2,728,647 | 0.00% | 16q | +6.2%+$3.5M |
| Legal & General Group Plc | $56.5M | 2,527,626 | 0.01% | 16q | +18.6%+$8.9M |
| FRANKLIN RESOURCES INC | $55.6M | 2,487,066 | 0.01% | 16q | -7.9%-$4.8M |
| GOLDMAN SACHS GROUP INC | $53.0M | 2,372,258 | 0.00% | 16q | +130.6%+$30.0M |
| VICTORY CAPITAL MANAGEMENT INC | $48.7M | 2,177,472 | 0.03% | 16q | +1.6%+$744.9K |
| RHUMBLINE ADVISERS | $46.0M | 2,058,328 | 0.03% | 16q | +4.7%+$2.1M |
| Swiss National Bank | $45.3M | 2,026,200 | 0.02% | 13q | +1.1%+$485.2K |
| UBS Group AG | $45.1M | 2,018,564 | 0.01% | 16q | -8.8%-$4.3M |
| FIRST TRUST ADVISORS LP | $43.7M | 1,955,084 | 0.03% | 16q | +41.9%+$12.9M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $43.2M | 1,931,415 | 0.03% | 8q | +17.2%+$6.3M |
| Russell Investments Group, Ltd. | $37.8M | 1,681,567 | 0.03% | 16q | +5.2%+$1.9M |
| PRINCIPAL FINANCIAL GROUP INC | $37.6M | 1,679,569 | 0.02% | 16q | +3.7%+$1.4M |
| WELLS FARGO & COMPANY/MN | $36.0M | 1,610,178 | 0.01% | 16q | +3.7%+$1.3M |
| Cetera Investment Advisers | $33.1M | 1,478,727 | 0.03% | 16q | +5.9%+$1.8M |
| ROYAL BANK OF CANADA | $32.9M | 1,472,094 | 0.00% | 16q | +6.6%+$2.0M |
| DANSKE BANK A/S | $32.7M | 1,463,300 | 0.06% | 10q | -3.6%-$1.2M |
| LPL Financial LLC | $32.4M | 1,447,269 | 0.01% | 16q | +7.5%+$2.3M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $32.1M | 1,435,732 | 0.04% | 9q | +4.1%+$1.3M |
| DEUTSCHE BANK AG\ | $31.2M | 1,394,967 | 0.01% | 16q | -19.0%-$7.3M |
| Tredje AP-fonden | $31.1M | 1,392,045 | 0.14% | 16q | +193.3%+$20.5M |
| SEI INVESTMENTS CO | $30.9M | 1,382,130 | 0.03% | 16q | -12.8%-$4.5M |
| Nuveen, LLC | $30.6M | 1,369,196 | 0.01% | 6q | +2.5%+$741.2K |
| ENVESTNET ASSET MANAGEMENT INC | $29.7M | 1,330,369 | 0.01% | 16q | +2.6%+$742.4K |
| BARCLAYS PLC | $29.4M | 1,316,485 | 0.01% | 16q | -1.6%-$481.8K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $29.4M | 1,315,423 | 0.03% | 16q | -19.3%-$7.0M |
| California Public Employees Retirement System | $28.6M | 1,279,502 | 0.02% | 16q | +6.4%+$1.7M |
| ALLIANCEBERNSTEIN L.P. | $28.0M | 1,325,933 | 0.01% | 16q | +7.0%+$1.8M |
| MILLENNIUM MANAGEMENT LLC | $26.7M incl. $15.6M options CALL+PUT | 497,711 | 0.01% | 12q | -59.8%-$39.7M |
| Swedbank AB | $26.5M | 1,185,749 | 0.02% | 15q | -17.3%-$5.6M |
| Sumitomo Mitsui Trust Group, Inc. | $24.8M | 1,109,617 | 0.01% | 16q | +1.2%+$294.9K |
| WELLINGTON MANAGEMENT GROUP LLP | $22.3M | 999,489 | 0.00% | 16q | +21.8%+$4.0M |
| Retirement Systems of Alabama | $21.9M | 979,848 | 0.07% | 16q | -11.1%-$2.7M |
| OSAIC HOLDINGS, INC. | $20.2M | 902,412 | 0.02% | 16q | -1.2%-$249.4K |
| Balyasny Asset Management L.P. | $20.1M | 899,582 | 0.03% | new | NEW |
| Mediolanum International Funds Ltd | $19.8M | 854,284 | 0.17% | 7q | +13.8%+$2.4M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $19.3M | 865,318 | 0.01% | 16q | +22.2%+$3.5M |
| HSBC HOLDINGS PLC | $19.3M | 858,481 | 0.01% | 16q | +215.8%+$13.2M |
| CITIGROUP INC | $19.2M | 856,901 | 0.01% | 16q | +49.8%+$6.4M |
| RAYMOND JAMES FINANCIAL INC | $18.0M | 806,502 | 0.00% | 7q | -7.5%-$1.5M |
| South Dakota Investment Council | $16.3M | 730,038 | 0.28% | 9q | +104.5%+$8.3M |
| Cambridge Investment Research Advisors, Inc. | $15.7M | 700,234 | 0.02% | 16q | +105.3%+$8.0M |
| IBEX WEALTH ADVISORS | $15.5M | 691,089 | 1.21% | 10q | +3.1%+$470.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $15.1M | 670,590 | 0.03% | 12q | +752.7%+$13.3M |
| SG Americas Securities, LLC | $15.0M | 671,728 | 0.01% | 16q | +141.7%+$8.8M |
| JANE STREET GROUP, LLC | $14.2M CALL+PUT | options only | 0.00% | 16q | OPTIONS |
| BNP PARIBAS FINANCIAL MARKETS | $14.0M | 625,998 | 0.00% | 7q | +5.9%+$784.1K |
| Illinois Municipal Retirement Fund | $14.0M | 624,366 | 0.16% | 16q | +205.8%+$9.4M |
| AQR CAPITAL MANAGEMENT LLC | $13.3M | 596,896 | 0.00% | 8q | -34.9%-$7.2M |
| Columbus Macro, LLC | $12.8M | 571,503 | 1.24% | 7q | +5.3%+$646.2K |
| AVIVA PLC | $12.7M | 568,248 | 0.02% | 16q | +12.2%+$1.4M |
| QRG CAPITAL MANAGEMENT, INC. | $12.5M | 561,069 | 0.10% | 12q | +45.3%+$3.9M |
| Edgestream Partners, L.P. | $12.5M | 559,414 | 0.37% | 6q | +4516.0%+$12.2M |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $12.2M | 543,997 | 0.02% | 16q | -0.8%-$101.8K |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $11.9M | 530,412 | 0.02% | 16q | -6.6%-$837.9K |
| TD Asset Management Inc | $11.6M | 519,768 | 0.01% | 15q | +25.1%+$2.3M |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $11.3M | 503,759 | 0.05% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $11.0M | 493,184 | 0.01% | 16q | +0.9%+$96.1K |
| NORDEA INVESTMENT MANAGEMENT AB | $11.0M | 490,426 | 0.01% | 16q | +710.5%+$9.7M |
| Dupree Financial Group, LLC | $10.9M | 486,650 | 4.08% | 11q | +2.6%+$271.4K |
| United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund | $10.7M | 478,667 | 0.19% | 3q | +8.1%+$805.0K |
| Janney Montgomery Scott LLC | $10.4M | 463,393 | 0.02% | 13q | +6.4%+$619.9K |
| Apollon Wealth Management, LLC | $10.2M | 458,107 | 0.12% | 5q | +11.9%+$1.1M |
| PRUDENTIAL PLC | $10.2M | 456,773 | 0.06% | 16q | +86.6%+$4.7M |
| NEUBERGER BERMAN GROUP LLC | $10.0M | 445,905 | 0.01% | 16q | -1.2%-$118.7K |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $9.8M | 439,572 | 0.01% | 3q | -32.1%-$4.6M |
| STOREBRAND ASSET MANAGEMENT AS | $9.6M | 430,517 | 0.02% | 16q | HELD |
| APG Asset Management N.V. | $9.6M | 488,641 | 0.02% | 7q | +45.8%+$3.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.5M | 426,970 | 0.01% | 16q | +6.6%+$590.8K |
| STIFEL FINANCIAL CORP | $9.5M | 423,650 | 0.01% | 16q | +26.6%+$2.0M |
| Pictet Asset Management Holding SA | $9.4M | 419,836 | 0.01% | 12q | +12.1%+$1.0M |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $8.9M | 397,942 | 0.01% | 16q | +1.5%+$130.0K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $8.8M | 391,364 | 0.01% | 16q | -1.4%-$123.7K |
| Alberta Investment Management Corp | $8.5M | 382,100 | 0.05% | new | NEW |
Showing the largest 100 of 803 reported holders. The count of 802 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-10-01 | Delisting notice from the exchange | NEW YORK STOCK EXCHANGE LLC | - | filing |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-02 | 2026-10-02 | Charter or bylaws amended | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-03 | Finkelstein David L | CEO and Co-CIO | Sold | 50,000 | $1.1M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 274 | $415.0M | 21,912,571 | 28 | 97 | 76 | 0.0% |
| Q2 2026 | 802 | $10.0B | 438,449,161 | 79 | 349 | 204 | 1.4% |
| Q1 2026 | 787 | $9.1B | 418,666,468 | 89 | 348 | 177 | 1.9% |
| Q4 2025 | 777 | $9.4B | 412,018,360 | 104 | 319 | 181 | 1.4% |
| Q3 2025 | 699 | $8.1B | 389,257,636 | 87 | 297 | 146 | 2.9% |
| Q2 2025 | 669 | $7.2B | 370,292,260 | 82 | 314 | 144 | 3.0% |
| Q1 2025 | 664 | $7.1B | 346,262,084 | 98 | 261 | 157 | 1.5% |
| Q4 2024 | 641 | $6.2B | 332,761,354 | 68 | 260 | 148 | 2.1% |
| Q3 2024 | 626 | $6.2B | 298,857,374 | 78 | 236 | 172 | 2.4% |
| Q2 2024 | 609 | $5.0B | 249,799,858 | 85 | 204 | 171 | 4.0% |
| Q1 2024 | 585 | $5.5B | 270,082,440 | 66 | 200 | 158 | 3.5% |
| Q4 2023 | 576 | $5.4B | 264,901,750 | 68 | 192 | 184 | 4.0% |
| Q3 2023 | 554 | $4.9B | 248,792,383 | 51 | 174 | 178 | 4.5% |
| Q2 2023 | 565 | $5.2B | 249,221,000 | 54 | 209 | 160 | 4.5% |
| Q1 2023 | 568 | $5.3B | 260,104,716 | 71 | 215 | 154 | 6.8% |
| Q4 2022 | 578 | $5.5B | 244,938,031 | 107 | 190 | 177 | 6.6% |
| Q3 2022 | 532 | $12.5B | 713,691,480 | 504 | 5 | 19 | 2.0% |
| Q2 2022 | 747 | $17.8B | 2,993,544,640 | 92 | 291 | 185 | 0.2% |
| Q1 2022 | 728 | $17.7B | 2,487,988,852 | 71 | 269 | 216 | 1.0% |
| Q4 2021 | 756 | $17.5B | 2,223,725,013 | 80 | 233 | 229 | 0.6% |
| Q3 2021 | 711 | $14.8B | 1,743,309,192 | 63 | 289 | 200 | 0.6% |
| Q2 2021 | 714 | $11.1B | 1,241,331,373 | 80 | 284 | 178 | 0.6% |
| Q1 2021 | 690 | $14.2B | 1,634,626,564 | 69 | 259 | 200 | 0.6% |
| Q4 2020 | 690 | $13.6B | 1,587,995,257 | 72 | 218 | 206 | 1.0% |
| Q3 2020 | 656 | $16.4B | 2,290,788,896 | 66 | 207 | 209 | 0.6% |
| Q2 2020 | 663 | $12.5B | 1,889,693,469 | 95 | 209 | 224 | 0.8% |
| Q1 2020 | 671 | $12.7B | 2,477,820,996 | 105 | 232 | 196 | 0.3% |
| Q4 2019 | 668 | $26.8B | 2,814,426,396 | 73 | 202 | 207 | 0.4% |
| Q3 2019 | 619 | $28.2B | 3,188,140,419 | 58 | 231 | 193 | 0.2% |
| Q2 2019 | 615 | $18.1B | 1,970,896,595 | 74 | 226 | 196 | 0.4% |
| Q1 2019 | 653 | $25.9B | 2,594,431,368 | 97 | 281 | 136 | 0.1% |
| Q4 2018 | 601 | $12.4B | 1,263,966,101 | 8 | 12 | 9 | 0.3% |