DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN MULTI ASSET INCOME FU (NMAI)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
77
Reporting holders
$83.2M
Reported value
0.0%
Calls
0.0%
Puts
-8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $12.2M | 863,331 | 0.00% | 19q | -12.6%-$1.8M |
| UBS Group AG | $9.8M | 690,881 | 0.00% | 19q | +2.9%+$276.7K |
| Penserra Capital Management LLC | $8.0M | 561,723 | 0.06% | 8q | +4.0%+$303.6K |
| Pathstone Holdings, LLC | $7.1M | 502,864 | 0.02% | 7q | -52.6%-$7.9M |
| LPL Financial LLC | $6.4M | 451,617 | 0.00% | 17q | +6.5%+$392.5K |
| Advisors Asset Management, Inc. | $3.6M | 255,802 | 0.06% | 3q | +8.8%+$294.2K |
| STIFEL FINANCIAL CORP | $3.2M | 228,667 | 0.00% | 19q | +5.3%+$164.1K |
| Navis Wealth Advisors, LLC | $3.0M | 213,038 | 1.14% | new | NEW |
| ROYAL BANK OF CANADA | $2.6M | 185,846 | 0.00% | 19q | -22.6%-$770.2K |
| D.A. DAVIDSON & CO. | $2.1M | 144,737 | 0.01% | 19q | +10.3%+$191.4K |
| Cetera Investment Advisers | $1.7M | 116,910 | 0.00% | 15q | -15.8%-$310.3K |
| Cambridge Investment Research Advisors, Inc. | $1.7M | 116,540 | 0.00% | 19q | +114.9%+$883.3K |
| FIRST TRUST ADVISORS LP | $1.6M | 116,430 | 0.00% | 19q | +3.2%+$51.1K |
| Hennion & Walsh Asset Management, Inc. | $1.4M | 96,340 | 0.04% | 3q | +91.0%+$650.4K |
| BANK OF AMERICA CORP /DE/ | $1.3M | 90,907 | 0.00% | 19q | +4.3%+$53.1K |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 86,036 | 0.00% | 7q | +2.5%+$30.2K |
| OSAIC HOLDINGS, INC. | $1.2M | 83,518 | 0.00% | 19q | +4.6%+$52.1K |
| Closed-End Fund Advisors, Inc. | $912.0K | 64,361 | 0.89% | 3q | +2.4%+$21.7K |
| Calamos Advisors LLC | $879.3K | 62,051 | 0.00% | 4q | +7.1%+$58.6K |
| Rockefeller Capital Management L.P. | $832.6K | 58,757 | 0.00% | 19q | HELD |
| EVOLVE PRIVATE WEALTH, LLC | $775.1K | 54,259 | 0.05% | 3q | -4.7%-$38.6K |
| JPMORGAN CHASE & CO | $742.6K | 53,041 | 0.00% | 19q | +2.2%+$16.3K |
| PMG Family Office LLC | $674.9K | 47,242 | 0.62% | 4q | +2.9%+$18.8K |
| NWF Advisory Services Inc. | $643.5K | 45,411 | 0.06% | 6q | +4.2%+$26.2K |
| HUB Investment Partners, LLC | $631.2K | 44,542 | 0.01% | 2q | +1.3%+$8.4K |
| Advisory Services Network, LLC | $629.0K | 44,391 | 0.01% | 4q | +14.5%+$79.6K |
| Janney Montgomery Scott LLC | $613.0K | 43,283 | 0.00% | 7q | +9.8%+$54.9K |
| NewEdge Advisors, LLC | $521.7K | 36,814 | 0.00% | 19q | -6.7%-$37.3K |
| MILLENNIUM MANAGEMENT LLC | $460.9K | 32,523 | 0.00% | 13q | -44.7%-$372.5K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $439.3K | 31,001 | 0.05% | 11q | -1.6%-$7.1K |
| Gladstone Institutional Advisory LLC | $425.1K | 30,000 | 0.01% | 18q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $422.1K | 29,785 | 0.00% | 19q | +0.6%+$2.7K |
| Invesco Ltd. | $407.7K | 28,773 | 0.00% | 4q | +1.8%+$7.1K |
| SILVERLAKE WEALTH MANAGEMENT LLC | $389.4K | 27,479 | 0.07% | 19q | HELD |
| MELFA WEALTH MANAGEMENT, INC. | $386.9K | 27,305 | 0.21% | 4q | HELD |
| HighTower Advisors, LLC | $366.0K | 25,828 | 0.00% | 4q | HELD |
| Fortitude Advisory Group L.L.C. | $363.6K | 25,658 | 0.14% | 15q | +13.4%+$43.1K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $350.8K | 24,984 | 0.02% | 5q | +22.1%+$63.4K |
| Virtu Financial LLC | $347.0K | 24,457 | 0.01% | new | NEW |
| XTX Topco Ltd | $277.2K | 19,562 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $271.2K | 19,139 | 0.00% | 6q | -53.0%-$306.3K |
| MML INVESTORS SERVICES, LLC | $243.2K | 17,164 | 0.00% | 19q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $240.7K | 16,989 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $234.6K | 16,558 | 0.00% | 3q | -3.3%-$8.1K |
| Koshinski Asset Management, Inc. | $229.7K | 16,209 | 0.01% | 10q | HELD |
| Kovack Advisors, Inc. | $179.3K | 12,755 | 0.01% | new | NEW |
| Merit Financial Group, LLC | $160.7K | 11,338 | 0.00% | 5q | -10.6%-$19.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $160.3K | 11,314 | 0.00% | 2q | -16.8%-$32.4K |
| Integrated Wealth Concepts LLC | $155.9K | 11,000 | 0.00% | 17q | -49.5%-$152.8K |
| ENVESTNET ASSET MANAGEMENT INC | $149.0K | 10,515 | 0.00% | 2q | -76.3%-$480.8K |
| Advisor OS, LLC | $147.2K | 10,389 | 0.01% | 10q | HELD |
| Allworth Financial LP | $63.9K | 4,510 | 0.00% | 19q | +329.1%+$49.0K |
| Towne Trust Company, N.A | $58.1K | 4,100 | 0.02% | 6q | HELD |
| Atlantic Union Bankshares Corp | $43.2K | 3,051 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $38.0K | 2,684 | 0.00% | 19q | HELD |
| Cassaday & Co Wealth Management LLC | $35.5K | 2,504 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $27.9K | 1,967 | 0.00% | 19q | +80.1%+$12.4K |
| Farther Finance Advisors, LLC | $20.0K | 1,408 | 0.00% | 5q | HELD |
| Keating Financial Advisory Services, Inc. | $18.4K | 1,297 | 0.00% | 3q | HELD |
| Axiom Investment Management LLC | $17.3K | 1,218 | 0.01% | 2q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $14.4K | 1,013 | 0.00% | 4q | +12.8%+$1.6K |
| HARBOUR INVESTMENTS, INC. | $14.2K | 1,000 | 0.00% | 2q | +344.4%+$11.0K |
| FNY Investment Advisers, LLC | $14.0K | 1,000 | 0.01% | 2q | HELD |
| Global Retirement Partners, LLC | $10.8K | 764 | 0.00% | 2q | -45.2%-$8.9K |
| BFC Planning, Inc. | $10.7K | 753 | 0.00% | 2q | HELD |
| N.E.W. Advisory Services LLC | $10.3K | 728 | 0.00% | 6q | -55.6%-$12.9K |
| CoreCap Advisors, LLC | $6.4K | 455 | 0.00% | 8q | HELD |
| DELTA ASSET MANAGEMENT LLC/TN | $5.7K | 400 | 0.00% | 15q | HELD |
| Geneos Wealth Management Inc. | $5.4K | 381 | 0.00% | 18q | HELD |
| Measured Wealth Private Client Group, LLC | $5.2K | 364 | 0.00% | 4q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $3.1K | 222 | 0.00% | 3q | -58.5%-$4.4K |
| HIGHLINE WEALTH PARTNERS LLC | $2.5K | 178 | 0.00% | 4q | -20.9% |
| WPG Advisers, LLC | $2.0K | 140 | 0.00% | 5q | -40.4%-$1.3K |
| SIGNATUREFD, LLC | $1.7K | 122 | 0.00% | 4q | +90.6% |
| BlackRock, Inc. | $822 | 58 | 0.00% | 2q | -32.6% |
| FIFTH THIRD BANCORP | $312 | 22 | 0.00% | 2q | -99.3%-$46.3K |
| CITIGROUP INC | $28 | 2 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $7.7M | 758,170 | 2 | 5 | 3 | 0.0% |
| Q2 2026 | 77 | $83.2M | 5,870,405 | 5 | 29 | 21 | 0.0% |
| Q1 2026 | 85 | $81.8M | 6,593,522 | 17 | 34 | 12 | 0.0% |
| Q4 2025 | 84 | $92.4M | 7,082,996 | 14 | 25 | 23 | 0.0% |
| Q3 2025 | 73 | $96.3M | 7,418,939 | 13 | 25 | 11 | 0.0% |
| Q2 2025 | 67 | $99.9M | 7,908,763 | 9 | 24 | 14 | 0.0% |
| Q1 2025 | 64 | $96.3M | 8,004,584 | 10 | 22 | 9 | 0.0% |
| Q4 2024 | 67 | $101.6M | 8,439,108 | 11 | 19 | 13 | 0.0% |
| Q3 2024 | 64 | $125.3M | 8,928,805 | 8 | 14 | 23 | 0.0% |
| Q2 2024 | 63 | $123.5M | 9,999,270 | 3 | 20 | 15 | 0.0% |
| Q1 2024 | 71 | $160.4M | 12,893,076 | 18 | 16 | 16 | 0.0% |
| Q4 2023 | 64 | $148.6M | 12,085,410 | 11 | 19 | 19 | 0.0% |
| Q3 2023 | 66 | $110.8M | 9,960,671 | 5 | 19 | 24 | 0.0% |
| Q2 2023 | 70 | $106.8M | 9,158,622 | 6 | 21 | 21 | 0.0% |
| Q1 2023 | 73 | $93.9M | 8,136,182 | 9 | 21 | 19 | 0.0% |
| Q4 2022 | 75 | $88.0M | 7,659,082 | 16 | 17 | 28 | 0.0% |
| Q3 2022 | 69 | $960.5M | 84,340,080 | 7 | 27 | 21 | 0.0% |
| Q2 2022 | 78 | $1.1B | 81,464,088 | 15 | 17 | 26 | 0.0% |
| Q1 2022 | 71 | $1.6B | 99,598,359 | 11 | 15 | 19 | 0.0% |
| Q4 2021 | 72 | $1.9B | 101,028,485 | 67 | 0 | 0 | 0.0% |