DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER ENGY INFRSTR & INC (NML)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
89
Reporting holders
$211.4M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $38.5M | 3,796,841 | 0.00% | 31q | -0.8%-$311.2K |
| MORGAN STANLEY | $32.7M | 3,220,189 | 0.00% | 35q | -0.9%-$294.3K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $28.2M | 2,781,835 | 1.70% | 31q | -2.9%-$849.0K |
| Saba Capital Management, L.P. | $19.8M | 1,951,651 | 0.51% | 18q | +12.0%+$2.1M |
| UBS Group AG | $9.6M | 946,783 | 0.00% | 31q | +5.8%+$523.7K |
| Advisors Asset Management, Inc. | $9.1M | 901,049 | 0.14% | 17q | +2.8%+$251.9K |
| D. E. Shaw & Co., Inc. | $8.3M | 813,814 | 0.00% | 14q | HELD |
| PRIVATE MANAGEMENT GROUP INC | $5.1M | 507,125 | 0.14% | 27q | -31.6%-$2.4M |
| OPPENHEIMER & CO INC | $4.1M | 402,706 | 0.04% | 15q | +1.4%+$55.4K |
| Thomas J. Herzfeld Advisors, Inc. | $3.6M | 352,764 | 1.10% | 2q | +9.0%+$296.5K |
| STIFEL FINANCIAL CORP | $3.2M | 310,691 | 0.00% | 31q | -3.7%-$120.0K |
| AMERIPRISE FINANCIAL INC | $3.1M | 300,970 | 0.00% | 31q | -8.3%-$275.5K |
| COHEN & STEERS, INC. | $2.9M | 287,000 | 0.00% | 15q | HELD |
| Invesco Ltd. | $2.7M | 267,509 | 0.00% | 9q | +5.1%+$130.8K |
| UHLMANN PRICE SECURITIES, LLC | $2.5M | 246,450 | 0.09% | 8q | +2.7%+$66.4K |
| RAYMOND JAMES FINANCIAL INC | $2.3M | 230,830 | 0.00% | 7q | +21.8%+$418.3K |
| WELLS FARGO & COMPANY/MN | $2.3M | 228,824 | 0.00% | 31q | +1.2%+$26.7K |
| NewEdge Advisors, LLC | $2.3M | 228,521 | 0.01% | 18q | +35.1%+$602.0K |
| LPL Financial LLC | $2.2M | 215,754 | 0.00% | 23q | +64.4%+$856.6K |
| Focus Partners Wealth | $2.0M | 196,204 | 0.00% | 4q | -26.9%-$732.3K |
| Samalin Investment Counsel, LLC | $1.8M | 174,324 | 0.55% | 2q | +84.9%+$811.7K |
| VestGen Advisors, LLC | $1.6M | 160,541 | 0.05% | 4q | +4.1%+$63.9K |
| NEUBERGER BERMAN GROUP LLC | $1.6M | 159,427 | 0.00% | 6q | HELD |
| OSAIC HOLDINGS, INC. | $1.5M | 144,788 | 0.00% | 26q | +30.5%+$343.6K |
| Closed-End Fund Advisors, Inc. | $1.4M | 142,740 | 1.41% | 3q | +2.4%+$34.1K |
| Cornerstone Wealth Management, LLC | $1.2M | 116,577 | 0.05% | 14q | +2.7%+$30.6K |
| STALEY CAPITAL ADVISERS INC | $1.2M | 115,000 | 0.05% | 31q | HELD |
| Sanctuary Advisors, LLC | $1.1M | 106,768 | 0.01% | 9q | +10.5%+$103.2K |
| Cambridge Investment Research Advisors, Inc. | $892.0K | 87,904 | 0.00% | 8q | +115.7%+$478.4K |
| Rockefeller Capital Management L.P. | $859.8K | 84,797 | 0.00% | 9q | +50.9%+$289.9K |
| IFG Advisory, LLC | $855.2K | 84,341 | 0.03% | 13q | +5074.3%+$838.7K |
| Pathstone Holdings, LLC | $803.3K | 79,223 | 0.00% | new | NEW |
| Knollwood Investment Advisory, LLC | $801.8K | 79,074 | 0.07% | 13q | +2.0%+$15.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $716.1K | 70,618 | 0.00% | 31q | +64.7%+$281.2K |
| Noble Wealth Management PBC | $658.3K | 64,921 | 0.29% | 2q | -7.8%-$56.1K |
| EVOLVE PRIVATE WEALTH, LLC | $649.5K | 64,054 | 0.04% | 3q | +216.9%+$444.5K |
| Cetera Investment Advisers | $635.9K | 62,710 | 0.00% | 9q | +31.4%+$152.1K |
| &PARTNERS | $600.6K | 59,227 | 0.00% | 2q | +11.2%+$60.7K |
| Legacy Advisors, LLC | $507.0K | 50,000 | 0.05% | 4q | HELD |
| Calamos Advisors LLC | $414.0K | 40,825 | 0.00% | 10q | -50.2%-$417.4K |
| HighTower Advisors, LLC | $413.8K | 40,806 | 0.00% | 18q | -29.3%-$171.3K |
| Alteri Wealth LLC | $400.8K | 39,529 | 0.11% | 7q | +3.3%+$12.7K |
| Henson-Edgewater Management, LLC | $361.9K | 33,978 | 0.19% | 3q | HELD |
| RHODES INVESTMENT ADVISORS INC /ADV | $347.3K | 34,250 | 0.26% | 3q | -3.9%-$14.2K |
| OpenArc Corporate Advisory, LLC | $346.2K | 34,146 | 0.00% | 3q | HELD |
| Quantedge Capital Pte Ltd | $317.0K | 31,261 | 0.24% | 3q | +16.4%+$44.6K |
| ROYAL BANK OF CANADA | $316.0K | 31,208 | 0.00% | 31q | +16.1%+$43.7K |
| Beacon Pointe Advisors, LLC | $300.6K | 29,643 | 0.00% | 4q | +49.8%+$99.9K |
| Ballast Rock Private Wealth LLC | $283.9K | 28,000 | 0.13% | 3q | HELD |
| US BANCORP \DE\ | $243.4K | 24,000 | 0.00% | 2q | HELD |
| MONETARY MANAGEMENT GROUP INC | $235.2K | 23,200 | 0.05% | 15q | HELD |
| CHOREO, LLC | $229.3K | 22,615 | 0.00% | 9q | +2.1%+$4.7K |
| Arete Wealth Advisors, LLC | $220.2K | 21,712 | 0.01% | 2q | +0.5%+$1.1K |
| J. Derek Lewis & Associates Inc. | $217.2K | 21,421 | 0.04% | 3q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $216.5K | 21,349 | 0.00% | 7q | +1.0%+$2.2K |
| Cannell & Spears LLC | $202.8K | 20,000 | 0.00% | new | NEW |
| Abel Hall, LLC | $202.8K | 20,000 | 0.04% | 9q | HELD |
| TRUIST FINANCIAL CORP | $190.4K | 18,774 | 0.00% | 27q | -1.1%-$2.1K |
| First National Bank of Mount Dora, Trust Investment Services | $177.4K | 17,500 | 0.04% | 26q | HELD |
| Astoria Portfolio Advisors LLC. | $161.3K | 15,912 | 0.03% | 12q | +1.2%+$1.9K |
| Arax Advisory Partners | $157.2K | 15,500 | 0.00% | new | NEW |
| Adalta Capital Management LLC | $152.1K | 15,000 | 0.07% | new | NEW |
| Stratos Wealth Advisors, LLC | $152.1K | 15,000 | 0.01% | 13q | -40.0%-$101.4K |
| Gladstone Institutional Advisory LLC | $144.8K | 14,282 | 0.00% | 22q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $141.7K | 13,974 | 0.00% | 20q | +0.8%+$1.2K |
| FIFTH THIRD BANCORP | $128.6K | 12,684 | 0.00% | 2q | +66.7%+$51.5K |
| Atlas Wealth LLC | $122.1K | 12,038 | 0.02% | new | NEW |
| NorthRock Partners, LLC | $119.0K | 11,739 | 0.00% | 4q | -13.6%-$18.7K |
| STEEL GROVE CAPITAL ADVISORS, LLC | $114.8K | 11,325 | 0.01% | 8q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $109.2K | 10,774 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $91.4K | 9,182 | 0.00% | 6q | HELD |
| BI Asset Management Fondsmaeglerselskab A/S | $68.0K | 6,752 | 0.00% | 9q | -84.2%-$363.3K |
| CX Institutional | $54.0K | 5,339 | 0.00% | 6q | +2.1%+$1.1K |
| Institute for Wealth Management, LLC. | $44.9K | 4,430 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $40.8K | 4,025 | 0.00% | 29q | HELD |
| IFP Advisors, Inc | $36.3K | 3,579 | 0.00% | 14q | +1.1% |
| Ameritas Advisory Services, LLC | $33.1K | 3,269 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $31.9K | 3,148 | 0.00% | 6q | -24.7%-$10.5K |
| CITIGROUP INC | $30.4K | 3,000 | 0.00% | 31q | HELD |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | $24.3K | 2,400 | 0.01% | 7q | HELD |
| BFSG, LLC | $23.1K | 2,280 | 0.00% | 12q | -8.4%-$2.1K |
| Atlantic Union Bankshares Corp | $14.5K | 1,430 | 0.00% | 5q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $14.2K | 1,401 | 0.00% | 5q | HELD |
| PNC Financial Services Group, Inc. | $10.1K | 1,000 | 0.00% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $9.1K | 900 | 0.00% | 10q | HELD |
| BFC Planning, Inc. | $5.9K | 586 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $4.8K | 470 | 0.00% | 10q | HELD |
| Continuum Advisory, LLC | $2.3K | 229 | 0.00% | new | NEW |
| JFS WEALTH ADVISORS, LLC | $1.4K | 140 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $10.9M | 1,100,758 | 2 | 6 | 5 | 0.0% |
| Q2 2026 | 89 | $211.4M | 20,850,549 | 11 | 37 | 17 | 0.0% |
| Q1 2026 | 88 | $215.2M | 20,482,238 | 11 | 34 | 15 | 0.0% |
| Q4 2025 | 85 | $166.9M | 19,635,857 | 5 | 31 | 16 | 0.0% |
| Q3 2025 | 83 | $160.5M | 18,403,009 | 8 | 29 | 19 | 0.0% |
| Q2 2025 | 83 | $178.3M | 19,812,713 | 8 | 31 | 18 | 0.0% |
| Q1 2025 | 84 | $178.4M | 19,827,730 | 11 | 29 | 15 | 0.0% |
| Q4 2024 | 81 | $181.0M | 20,501,988 | 9 | 25 | 18 | 0.0% |
| Q3 2024 | 76 | $184.1M | 22,453,441 | 7 | 24 | 19 | 0.0% |
| Q2 2024 | 75 | $190.6M | 23,825,438 | 13 | 21 | 20 | 0.0% |
| Q1 2024 | 73 | $269.8M | 36,635,364 | 13 | 24 | 17 | 0.0% |
| Q4 2023 | 65 | $241.4M | 35,087,862 | 4 | 22 | 14 | 0.0% |
| Q3 2023 | 71 | $195.7M | 28,451,099 | 10 | 15 | 16 | 0.0% |
| Q2 2023 | 68 | $204.4M | 29,721,022 | 7 | 18 | 18 | 0.0% |
| Q1 2023 | 64 | $204.4M | 31,104,003 | 6 | 20 | 15 | 0.0% |
| Q4 2022 | 71 | $204.9M | 30,785,978 | 12 | 17 | 17 | 0.0% |
| Q3 2022 | 60 | $168.7M | 27,579,033 | 0 | 13 | 22 | 0.0% |
| Q2 2022 | 69 | $173.2M | 28,817,604 | 7 | 8 | 28 | 0.0% |
| Q1 2022 | 68 | $163.4M | 25,376,153 | 10 | 17 | 19 | 0.0% |
| Q4 2021 | 69 | $135.9M | 25,974,440 | 8 | 17 | 21 | 0.0% |
| Q3 2021 | 66 | $116.3M | 23,555,653 | 4 | 15 | 24 | 0.0% |
| Q2 2021 | 67 | $113.0M | 22,612,567 | 6 | 13 | 24 | 0.0% |
| Q1 2021 | 69 | $97.0M | 23,091,986 | 16 | 11 | 24 | 0.0% |
| Q4 2020 | 62 | $83.3M | 24,705,701 | 15 | 14 | 19 | 0.0% |
| Q3 2020 | 57 | $58.2M | 24,446,386 | 16 | 13 | 14 | 0.0% |
| Q2 2020 | 46 | $62.0M | 21,131,580 | 9 | 15 | 14 | 0.0% |
| Q1 2020 | 55 | $40.2M | 21,256,721 | 15 | 16 | 15 | 0.0% |
| Q4 2019 | 55 | $136.1M | 20,129,017 | 13 | 19 | 10 | 0.0% |
| Q3 2019 | 48 | $126.9M | 17,621,708 | 2 | 19 | 20 | 0.0% |
| Q2 2019 | 52 | $122.6M | 16,340,250 | 8 | 16 | 18 | 0.0% |
| Q1 2019 | 53 | $135.9M | 17,076,040 | 6 | 18 | 16 | 0.0% |
| Q4 2018 | 55 | $114.1M | 17,068,975 | 1 | 1 | 0 | 0.0% |