DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN N Y MUN VALUE FD (NNY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
45
Reporting holders
$36.2M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $4.9M | 565,802 | 0.00% | 31q | +6.3%+$292.7K |
| Tortoise Investment Management, LLC | $4.7M | 538,148 | 0.35% | 22q | -2.1%-$100.5K |
| 1607 Capital Partners, LLC | $4.4M | 499,432 | 0.38% | 22q | -18.6%-$1.0M |
| Hennion & Walsh Asset Management, Inc. | $3.6M | 414,691 | 0.10% | 16q | -1.9%-$70.9K |
| GUGGENHEIM CAPITAL LLC | $3.2M | 370,877 | 0.02% | 21q | +1.0%+$33.4K |
| MORGAN STANLEY | $2.2M | 256,513 | 0.00% | 35q | +1.2%+$26.8K |
| Penbrook Management LLC | $1.9M | 213,727 | 1.19% | 31q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.2M | 140,982 | 0.00% | 31q | +111.1%+$648.3K |
| LEIGH BALDWIN & CO., LLC | $1.0M | 117,483 | 0.55% | 7q | -1.9%-$20.4K |
| WELLS FARGO & COMPANY/MN | $983.5K | 112,523 | 0.00% | 31q | +40.7%+$284.4K |
| Fiera Capital Corp | $953.1K | 109,052 | 0.00% | 3q | -5.2%-$52.7K |
| OSAIC HOLDINGS, INC. | $869.6K | 99,500 | 0.00% | 26q | +16.0%+$119.8K |
| RAYMOND JAMES FINANCIAL INC | $828.2K | 94,758 | 0.00% | 7q | +12.5%+$92.0K |
| Marshall & Sterling Wealth Advisors Inc. | $566.8K | 64,849 | 0.34% | 7q | +5.3%+$28.3K |
| LPL Financial LLC | $444.8K | 50,897 | 0.00% | 21q | +40.8%+$129.0K |
| Summit Trail Advisors, LLC | $413.2K | 47,278 | 0.01% | 2q | -5.8%-$25.4K |
| STIFEL FINANCIAL CORP | $356.4K | 40,783 | 0.00% | 30q | -5.5%-$20.6K |
| BANK OF AMERICA CORP /DE/ | $288.3K | 32,989 | 0.00% | 31q | +34.2%+$73.5K |
| Herold Advisors, Inc. | $284.0K | 32,495 | 0.06% | 20q | +18.6%+$44.6K |
| MELFA WEALTH MANAGEMENT, INC. | $261.4K | 29,908 | 0.14% | 15q | HELD |
| Breakwater Capital Group | $257.0K | 29,406 | 0.03% | 12q | -4.3%-$11.7K |
| Janney Montgomery Scott LLC | $242.0K | 27,673 | 0.00% | 31q | HELD |
| VIRTUE ASSET MANAGEMENT LLC | $196.1K | 22,440 | 0.14% | 4q | HELD |
| Kestra Advisory Services, LLC | $165.8K | 18,910 | 0.00% | 2q | +1.0%+$1.7K |
| Arax Advisory Partners | $163.0K | 18,652 | 0.00% | new | NEW |
| Realta Investment Advisors | $151.5K | 17,338 | 0.05% | 22q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $136.4K | 15,601 | 0.00% | 7q | +14.1%+$16.9K |
| Cetera Investment Advisers | $136.1K | 15,572 | 0.00% | 4q | -16.2%-$26.3K |
| ROYAL BANK OF CANADA | $136.0K | 15,524 | 0.00% | 31q | HELD |
| BCS Private Wealth Management, Inc. | $131.5K | 15,000 | 0.04% | 5q | HELD |
| CIM, LLC | $122.8K | 14,049 | 0.02% | 24q | HELD |
| Steward Partners Investment Advisory, LLC | $109.5K | 12,526 | 0.00% | 28q | HELD |
| Prospera Financial Services Inc | $104.9K | 12,000 | 0.00% | 7q | HELD |
| Tyche Wealth Partners LLC | $99.6K | 11,393 | 0.01% | 11q | HELD |
| Gladstone Institutional Advisory LLC | $93.3K | 10,674 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $89.5K | 10,238 | 0.00% | new | NEW |
| Avestar Capital, LLC | $87.7K | 10,000 | 0.00% | 15q | HELD |
| Pacific Wealth Strategies Group, Inc. | $87.4K | 10,000 | 0.05% | 7q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $57.6K | 6,588 | 0.00% | 3q | HELD |
| Rockefeller Capital Management L.P. | $50.0K | 5,720 | 0.00% | 4q | +1.0% |
| Grove Bank & Trust | $35.0K | 4,000 | 0.00% | 6q | HELD |
| CITIGROUP INC | $20.9K | 2,388 | 0.00% | 15q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $17.3K | 2,000 | 0.00% | 4q | HELD |
| Spire Wealth Management | $4.5K | 519 | 0.00% | 21q | HELD |
| FNY Investment Advisers, LLC | $2.0K | 300 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $5.9M | 762,285 | 3 | 2 | 2 | 0.0% |
| Q2 2026 | 45 | $36.2M | 4,141,198 | 3 | 14 | 9 | 0.0% |
| Q1 2026 | 43 | $33.8M | 4,050,381 | 4 | 9 | 12 | 0.0% |
| Q4 2025 | 45 | $37.0M | 4,341,198 | 7 | 16 | 8 | 0.0% |
| Q3 2025 | 40 | $34.5M | 4,177,778 | 4 | 9 | 15 | 0.0% |
| Q2 2025 | 41 | $37.0M | 4,560,687 | 4 | 14 | 10 | 0.0% |
| Q1 2025 | 42 | $38.2M | 4,626,093 | 5 | 9 | 13 | 0.0% |
| Q4 2024 | 40 | $37.9M | 4,713,519 | 6 | 10 | 10 | 0.0% |
| Q3 2024 | 34 | $37.0M | 4,299,407 | 2 | 9 | 9 | 0.0% |
| Q2 2024 | 36 | $36.7M | 4,432,791 | 3 | 15 | 4 | 0.0% |
| Q1 2024 | 37 | $41.7M | 5,016,328 | 4 | 11 | 6 | 0.0% |
| Q4 2023 | 36 | $38.5M | 4,646,171 | 2 | 10 | 12 | 0.0% |
| Q3 2023 | 36 | $31.1M | 3,877,143 | 6 | 11 | 2 | 0.0% |
| Q2 2023 | 34 | $30.5M | 3,613,828 | 5 | 8 | 5 | 0.0% |
| Q1 2023 | 32 | $30.8M | 3,526,476 | 3 | 10 | 7 | 0.0% |
| Q4 2022 | 38 | $24.6M | 2,969,421 | 9 | 16 | 5 | 0.0% |
| Q3 2022 | 39 | $135.9M | 16,646,882 | 6 | 13 | 6 | 0.0% |
| Q2 2022 | 39 | $33.0M | 3,878,901 | 7 | 11 | 8 | 0.0% |
| Q1 2022 | 40 | $33.4M | 3,702,266 | 3 | 12 | 8 | 0.0% |
| Q4 2021 | 39 | $33.9M | 3,437,438 | 3 | 9 | 11 | 0.0% |
| Q3 2021 | 36 | $48.9M | 4,877,700 | 3 | 11 | 6 | 0.0% |
| Q2 2021 | 39 | $35.7M | 3,553,049 | 13 | 19 | 1 | 0.0% |
| Q1 2021 | 25 | $24.4M | 2,497,803 | 8 | 5 | 1 | 0.0% |
| Q4 2020 | 21 | $23.7M | 2,372,843 | 1 | 8 | 1 | 0.0% |
| Q3 2020 | 23 | $23.5M | 2,323,384 | 1 | 7 | 3 | 0.0% |
| Q2 2020 | 24 | $22.1M | 2,281,062 | 1 | 7 | 2 | 0.0% |
| Q1 2020 | 26 | $21.3M | 2,248,601 | 3 | 6 | 4 | 0.0% |
| Q4 2019 | 24 | $23.6M | 2,225,630 | 1 | 6 | 3 | 0.0% |
| Q3 2019 | 23 | $22.8M | 2,240,070 | 2 | 6 | 6 | 0.0% |
| Q2 2019 | 22 | $22.6M | 2,268,995 | 2 | 6 | 2 | 0.0% |
| Q1 2019 | 21 | $23.7M | 2,367,464 | 2 | 6 | 3 | 0.0% |
| Q4 2018 | 22 | $23.1M | 2,422,737 | 0 | 1 | 0 | 0.0% |