DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN CORE PLUS IMPACT FUND (NPCT)
Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.
48
Reporting holders
$82.8M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $27.1M | 2,674,133 | 0.00% | 21q | -1.0%-$277.8K |
| Atlas Wealth LLC | $15.6M | 1,535,428 | 2.22% | new | NEW |
| Penserra Capital Management LLC | $8.3M | 814,982 | 0.06% | 8q | +4.0%+$314.9K |
| GUGGENHEIM CAPITAL LLC | $4.9M | 485,099 | 0.03% | 19q | -3.8%-$192.5K |
| CAPTRUST FINANCIAL ADVISORS | $4.9M | 484,030 | 0.01% | 11q | -2.1%-$103.7K |
| SIT INVESTMENT ASSOCIATES INC | $3.9M | 382,175 | 0.07% | 19q | HELD |
| WELLS FARGO & COMPANY/MN | $3.3M | 324,495 | 0.00% | 21q | -6.3%-$220.5K |
| STIFEL FINANCIAL CORP | $2.6M | 259,972 | 0.00% | 21q | +2.1%+$54.6K |
| BANK OF AMERICA CORP /DE/ | $1.8M | 176,408 | 0.00% | 21q | +3.3%+$57.8K |
| FLAGSHIP HARBOR ADVISORS, LLC | $1.3M | 124,411 | 0.05% | 13q | -0.5%-$6.8K |
| Cambridge Investment Research Advisors, Inc. | $1.2M | 116,188 | 0.00% | 12q | +93.9%+$569.4K |
| LPL Financial LLC | $1.0M | 100,542 | 0.00% | 15q | +20.4%+$172.4K |
| OSAIC HOLDINGS, INC. | $913.5K | 90,163 | 0.00% | 21q | +27.7%+$198.1K |
| ROYAL BANK OF CANADA | $777.0K | 76,707 | 0.00% | 21q | -10.6%-$91.9K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $696.2K | 68,731 | 0.08% | 7q | -0.8%-$5.4K |
| Invesco Ltd. | $632.5K | 62,441 | 0.00% | 9q | -35.4%-$346.5K |
| PFG Investments, LLC | $379.5K | 37,461 | 0.01% | 10q | HELD |
| EVOLVE PRIVATE WEALTH, LLC | $369.9K | 36,196 | 0.02% | 3q | -7.8%-$31.5K |
| SeaCrest Wealth Management, LLC | $334.3K | 32,997 | 0.04% | 14q | -18.2%-$74.5K |
| HRT FINANCIAL LP | $318.0K | 31,404 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $288.7K | 28,502 | 0.00% | 7q | +21.1%+$50.3K |
| READYSTATE ASSET MANAGEMENT LP | $248.3K | 24,509 | 0.01% | new | NEW |
| Closed-End Fund Advisors, Inc. | $231.9K | 22,888 | 0.23% | 3q | -2.1%-$5.1K |
| UBS Group AG | $227.1K | 22,415 | 0.00% | 21q | -28.1%-$88.9K |
| XTX Topco Ltd | $211.8K | 20,909 | 0.00% | 3q | +35.0%+$55.0K |
| NOMURA HOLDINGS INC | $162.1K | 16,000 | 0.00% | new | NEW |
| UHLMANN PRICE SECURITIES, LLC | $160.9K | 15,879 | 0.01% | 8q | +2.9%+$4.5K |
| Savant Capital, LLC | $117.0K | 11,512 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $115.0K | 11,352 | 0.00% | 2q | +24.9%+$23.0K |
| MERCER GLOBAL ADVISORS INC /ADV | $109.0K | 10,759 | 0.00% | 4q | HELD |
| Onyx Bridge Wealth Group LLC | $104.0K | 10,267 | 0.01% | 20q | HELD |
| &PARTNERS | $102.0K | 10,068 | 0.00% | 11q | HELD |
| US BANCORP \DE\ | $92.5K | 9,132 | 0.00% | 4q | HELD |
| Ameritas Advisory Services, LLC | $84.2K | 8,315 | 0.00% | new | NEW |
| BFC Planning, Inc. | $68.0K | 6,712 | 0.00% | 7q | +2.9%+$1.9K |
| FIFTH THIRD BANCORP | $64.9K | 6,404 | 0.00% | 2q | -1.1% |
| CoreCap Advisors, LLC | $50.6K | 5,000 | 0.00% | 6q | -46.9%-$44.8K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $41.4K | 4,082 | 0.01% | 11q | -10.9%-$5.1K |
| Larson Financial Group LLC | $37.7K | 3,720 | 0.00% | 11q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $33.3K | 3,291 | 0.00% | 3q | HELD |
| WPG Advisers, LLC | $20.8K | 2,055 | 0.01% | 7q | HELD |
| Quent Capital, LLC | $15.2K | 1,500 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $13.8K | 1,388 | 0.00% | 2q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $10.1K | 1,000 | 0.00% | 4q | HELD |
| FNY Investment Advisers, LLC | $6.0K | 600 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $5.3K | 521 | 0.00% | 2q | HELD |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | $5.1K | 500 | 0.00% | 2q | HELD |
| ASSETMARK, INC | $588 | 58 | 0.00% | 10q | -98.9%-$50.7K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $1.6M | 175,225 | 3 | 0 | 2 | 0.0% |
| Q2 2026 | 48 | $82.8M | 8,173,301 | 7 | 11 | 16 | 0.0% |
| Q1 2026 | 47 | $71.0M | 6,967,436 | 6 | 15 | 20 | 0.0% |
| Q4 2025 | 48 | $75.4M | 7,408,335 | 9 | 15 | 14 | 0.0% |
| Q3 2025 | 43 | $76.3M | 6,932,893 | 6 | 9 | 17 | 0.0% |
| Q2 2025 | 41 | $79.7M | 7,113,263 | 5 | 14 | 15 | 0.0% |
| Q1 2025 | 52 | $97.8M | 9,146,997 | 14 | 21 | 10 | 0.0% |
| Q4 2024 | 43 | $108.1M | 10,282,746 | 9 | 16 | 12 | 0.0% |
| Q3 2024 | 38 | $131.0M | 11,054,465 | 7 | 17 | 8 | 0.0% |
| Q2 2024 | 39 | $147.6M | 13,561,680 | 5 | 15 | 13 | 0.0% |
| Q1 2024 | 45 | $175.2M | 16,926,288 | 7 | 22 | 9 | 0.0% |
| Q4 2023 | 49 | $149.7M | 14,852,451 | 12 | 14 | 15 | 0.0% |
| Q3 2023 | 43 | $115.2M | 12,572,703 | 5 | 12 | 15 | 0.0% |
| Q2 2023 | 44 | $121.1M | 12,113,968 | 6 | 18 | 10 | 0.0% |
| Q1 2023 | 45 | $115.1M | 11,259,072 | 8 | 15 | 16 | 0.0% |
| Q4 2022 | 47 | $109.4M | 10,556,159 | 17 | 15 | 12 | 0.0% |
| Q3 2022 | 38 | $181.2M | 17,695,864 | 9 | 15 | 9 | 0.0% |
| Q2 2022 | 35 | $207.5M | 17,702,926 | 7 | 16 | 10 | 0.0% |
| Q1 2022 | 33 | $237.3M | 15,792,700 | 8 | 13 | 9 | 0.0% |
| Q4 2021 | 30 | $217.3M | 11,873,343 | 13 | 11 | 5 | 0.0% |
| Q3 2021 | 18 | $114.8M | 5,874,798 | 7 | 9 | 2 | 0.0% |
| Q2 2021 | 11 | $20.9M | 1,074,828 | 11 | 0 | 0 | 0.0% |