DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN VRIABL RAT PFD & INM (NPFD)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
52
Reporting holders
$147.7M
Reported value
0.0%
Calls
0.0%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $45.3M | 2,408,758 | 0.86% | 17q | -0.7%-$309.1K |
| MORGAN STANLEY | $37.0M | 1,968,184 | 0.00% | 19q | -1.4%-$531.8K |
| ROYAL BANK OF CANADA | $11.1M | 587,471 | 0.00% | 19q | -10.7%-$1.3M |
| Advisors Asset Management, Inc. | $8.4M | 444,389 | 0.13% | 5q | +14.7%+$1.1M |
| UBS Group AG | $7.8M | 416,649 | 0.00% | 19q | +8.6%+$622.3K |
| WELLS FARGO & COMPANY/MN | $5.1M | 270,297 | 0.00% | 19q | -30.2%-$2.2M |
| Invesco Ltd. | $5.0M | 265,957 | 0.00% | 15q | +2.3%+$114.8K |
| Atlas Wealth LLC | $5.0M | 263,387 | 0.71% | new | NEW |
| COHEN & STEERS, INC. | $3.9M | 205,000 | 0.01% | 8q | HELD |
| STIFEL FINANCIAL CORP | $2.9M | 154,395 | 0.00% | 18q | -1.2%-$34.4K |
| FIRST TRUST ADVISORS LP | $2.4M | 127,209 | 0.00% | 17q | +4.3%+$98.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 67,225 | 0.00% | 9q | +4.1%+$50.0K |
| EVOLVE PRIVATE WEALTH, LLC | $1.2M | 64,082 | 0.07% | 3q | -6.8%-$89.3K |
| Closed-End Fund Advisors, Inc. | $969.6K | 51,519 | 0.95% | 3q | -5.5%-$56.0K |
| Summit Financial, LLC | $956.8K | 50,421 | 0.01% | 4q | +0.8%+$8.0K |
| Cetera Investment Advisers | $895.0K | 47,557 | 0.00% | 10q | -22.4%-$257.9K |
| ENVESTNET ASSET MANAGEMENT INC | $797.4K | 42,371 | 0.00% | 11q | -31.3%-$363.2K |
| Equitable Holdings, Inc. | $782.6K | 41,584 | 0.00% | 2q | HELD |
| WEDBUSH SECURITIES INC | $694.0K | 36,897 | 0.02% | 17q | +19.4%+$112.5K |
| Janney Montgomery Scott LLC | $577.0K | 30,635 | 0.00% | 4q | +19.9%+$95.6K |
| BESSEMER GROUP INC | $527.0K | 27,976 | 0.00% | 2q | HELD |
| BANK OF AMERICA CORP /DE/ | $439.6K | 23,357 | 0.00% | 8q | -13.0%-$65.9K |
| UHLMANN PRICE SECURITIES, LLC | $382.0K | 20,294 | 0.01% | 8q | +2.2%+$8.1K |
| Global Retirement Partners, LLC | $371.6K | 19,744 | 0.01% | 2q | +13.0%+$42.6K |
| LPL Financial LLC | $355.4K | 18,883 | 0.00% | 5q | -8.3%-$32.2K |
| OSAIC HOLDINGS, INC. | $339.3K | 18,027 | 0.00% | 17q | +417.4%+$273.7K |
| SMITH CHAS P & ASSOCIATES PA CPAS | $338.8K | 18,000 | 0.02% | 5q | HELD |
| Seed Wealth Management, Inc. | $320.5K | 17,030 | 0.20% | 13q | HELD |
| Lido Advisors, LLC | $285.7K | 15,054 | 0.00% | 11q | HELD |
| &PARTNERS | $283.9K | 15,083 | 0.00% | 11q | HELD |
| Virtu Financial LLC | $275.0K | 14,622 | 0.01% | new | NEW |
| Sage Capital Management, LLC | $254.1K | 13,500 | 0.10% | 6q | HELD |
| CHOREO, LLC | $242.1K | 12,756 | 0.00% | 10q | -7.2%-$18.8K |
| MILLENNIUM MANAGEMENT LLC | $232.0K | 12,328 | 0.00% | 2q | -55.9%-$294.4K |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $221.5K | 11,767 | 0.06% | 14q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $219.4K | 11,658 | 0.12% | 6q | -3.1%-$7.0K |
| Merit Financial Group, LLC | $203.1K | 10,791 | 0.00% | 5q | +0.9%+$1.7K |
| Arax Advisory Partners | $114.8K | 6,101 | 0.00% | new | NEW |
| Ritter Daniher Financial Advisory LLC / DE | $61.5K | 3,269 | 0.01% | 3q | -31.4%-$28.2K |
| Pinnacle Wealth Planning Services, Inc. | $58.6K | 3,112 | 0.01% | 3q | HELD |
| BARCLAYS PLC | $52.7K | 2,800 | 0.00% | 2q | HELD |
| CoreCap Advisors, LLC | $47.8K | 2,539 | 0.00% | 4q | HELD |
| WPG Advisers, LLC | $25.9K | 1,375 | 0.02% | 7q | HELD |
| FIFTH THIRD BANCORP | $18.3K | 974 | 0.00% | 2q | -36.5%-$10.5K |
| US BANCORP \DE\ | $17.8K | 947 | 0.00% | 6q | HELD |
| FNY Investment Advisers, LLC | $13.0K | 700 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $11.5K | 611 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $10.0K | 533 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $8.6K | 458 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $7.4K | 393 | 0.00% | 4q | HELD |
| Rockefeller Capital Management L.P. | $3.1K | 166 | 0.00% | 4q | -86.5%-$20.0K |
| ASSETMARK, INC | $828 | 44 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $6.1M | 352,436 | 3 | 2 | 4 | 0.0% |
| Q2 2026 | 52 | $147.7M | 7,848,879 | 4 | 12 | 17 | 0.0% |
| Q1 2026 | 57 | $141.5M | 7,794,621 | 14 | 19 | 14 | 0.0% |
| Q4 2025 | 49 | $156.3M | 8,209,149 | 6 | 10 | 18 | 0.0% |
| Q3 2025 | 46 | $170.5M | 8,545,044 | 6 | 13 | 16 | 0.0% |
| Q2 2025 | 43 | $180.2M | 9,348,802 | 6 | 14 | 11 | 0.0% |
| Q1 2025 | 46 | $164.2M | 8,751,074 | 9 | 17 | 12 | 0.0% |
| Q4 2024 | 42 | $162.2M | 8,886,437 | 2 | 25 | 7 | 0.0% |
| Q3 2024 | 51 | $162.4M | 8,575,370 | 12 | 21 | 12 | 0.0% |
| Q2 2024 | 43 | $172.6M | 9,394,402 | 5 | 20 | 9 | 0.0% |
| Q1 2024 | 43 | $245.0M | 13,681,207 | 7 | 18 | 10 | 0.0% |
| Q4 2023 | 42 | $165.9M | 10,210,217 | 13 | 15 | 7 | 0.0% |
| Q3 2023 | 33 | $102.8M | 6,559,117 | 4 | 9 | 11 | 0.0% |
| Q2 2023 | 39 | $87.4M | 5,626,849 | 5 | 15 | 10 | 0.0% |
| Q1 2023 | 36 | $70.7M | 4,461,631 | 10 | 13 | 5 | 0.0% |
| Q4 2022 | 35 | $64.5M | 3,675,163 | 15 | 13 | 2 | 0.0% |
| Q3 2022 | 23 | $20.6M | 1,178,888 | 8 | 10 | 3 | 0.0% |
| Q2 2022 | 17 | $16.8M | 913,752 | 8 | 4 | 2 | 0.0% |
| Q1 2022 | 12 | $14.3M | 621,106 | 4 | 4 | 1 | 0.0% |
| Q4 2021 | 10 | $8.4M | 331,984 | 10 | 0 | 0 | 0.0% |