DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN NY AMT FREE (NRK)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
110
Reporting holders
$120.3M
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $28.6M | 2,669,944 | 0.00% | 35q | -6.5%-$2.0M |
| GUGGENHEIM CAPITAL LLC | $15.1M | 1,406,909 | 0.09% | 31q | +5.5%+$793.0K |
| Hennion & Walsh Asset Management, Inc. | $8.9M | 830,423 | 0.25% | 22q | +14.3%+$1.1M |
| WELLS FARGO & COMPANY/MN | $6.4M | 595,028 | 0.00% | 31q | -2.6%-$167.0K |
| HighTower Advisors, LLC | $4.7M | 440,190 | 0.00% | 31q | +0.6%+$27.4K |
| Lido Advisors, LLC | $4.1M | 380,076 | 0.01% | 11q | HELD |
| North Ground Capital | $3.5M | 323,680 | 4.16% | 7q | -8.7%-$329.5K |
| BANK OF AMERICA CORP /DE/ | $3.1M | 287,023 | 0.00% | 31q | +3.6%+$107.9K |
| ROYAL BANK OF CANADA | $2.9M | 274,997 | 0.00% | 31q | +11.6%+$307.5K |
| PFG Investments, LLC | $2.8M | 260,768 | 0.11% | 10q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $2.6M | 239,593 | 0.05% | 30q | -2.6%-$68.4K |
| RAYMOND JAMES FINANCIAL INC | $2.3M | 212,057 | 0.00% | 7q | +6.2%+$133.1K |
| UBS Group AG | $2.0M | 183,425 | 0.00% | 31q | -1.4%-$27.9K |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 180,396 | 0.00% | 2q | +178.0%+$1.2M |
| ROBINSON CAPITAL MANAGEMENT, LLC | $1.8M | 169,189 | 0.80% | 8q | -60.2%-$2.7M |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $1.5M | 138,453 | 0.02% | 30q | HELD |
| Indivisible Partners | $1.3M | 125,691 | 0.08% | 3q | +11.0%+$133.7K |
| Cetera Investment Advisers | $1.3M | 118,032 | 0.00% | 10q | +14.2%+$157.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 116,856 | 0.00% | 31q | -1.6%-$19.8K |
| Avestar Capital, LLC | $1.2M | 114,968 | 0.07% | 11q | +8.7%+$99.2K |
| STIFEL FINANCIAL CORP | $1.2M | 110,684 | 0.00% | 31q | -1.4%-$17.4K |
| LPL Financial LLC | $1.1M | 98,501 | 0.00% | 31q | +44.6%+$325.8K |
| ENVESTNET ASSET MANAGEMENT INC | $958.1K | 89,373 | 0.00% | 12q | +12.5%+$106.3K |
| OSAIC HOLDINGS, INC. | $899.9K | 83,950 | 0.00% | 26q | +110.9%+$473.3K |
| JANE STREET GROUP, LLC | $814.9K | 76,018 | 0.00% | 3q | +263.1%+$590.5K |
| Alpine Global Management, LLC | $804.3K | 75,024 | 0.13% | 2q | -36.5%-$462.6K |
| WEDBUSH SECURITIES INC | $759.0K | 70,845 | 0.02% | 22q | -1.7%-$12.8K |
| RMR Wealth Builders | $705.9K | 65,445 | 0.04% | 14q | HELD |
| DEUTSCHE BANK AG\ | $676.4K | 63,101 | 0.00% | 13q | -53.4%-$776.3K |
| ASHTON THOMAS SECURITIES, LLC | $661.5K | 61,711 | 0.10% | 9q | +25.2%+$133.0K |
| Realta Investment Advisors | $572.0K | 53,359 | 0.18% | 5q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $564.8K | 52,683 | 0.00% | 4q | +8.3%+$43.4K |
| OPPENHEIMER & CO INC | $502.1K | 46,840 | 0.01% | 30q | +10.2%+$46.5K |
| AMERIPRISE FINANCIAL INC | $495.6K | 43,207 | 0.00% | 2q | +24.3%+$96.8K |
| Breakwater Capital Group | $472.6K | 44,086 | 0.06% | 4q | +95.0%+$230.3K |
| CHOREO, LLC | $448.9K | 41,606 | 0.00% | 4q | -8.4%-$41.4K |
| Mariner, LLC | $417.9K | 38,983 | 0.00% | 31q | -1.7%-$7.3K |
| NewEdge Wealth, LLC | $407.9K | 38,055 | 0.00% | 8q | -46.6%-$355.9K |
| Janney Montgomery Scott LLC | $395.0K | 36,871 | 0.00% | 7q | -8.7%-$37.8K |
| Herold Advisors, Inc. | $375.0K | 34,793 | 0.07% | 20q | +7.5%+$26.0K |
| MML INVESTORS SERVICES, LLC | $373.4K | 34,836 | 0.00% | 31q | +154.3%+$226.6K |
| CARY STREET PARTNERS FINANCIAL LLC | $346.8K | 32,349 | 0.01% | 4q | HELD |
| PNC Financial Services Group, Inc. | $337.3K | 31,463 | 0.00% | 31q | HELD |
| Leisure Capital Management | $323.2K | 30,153 | 0.10% | 13q | HELD |
| Stockman Wealth Management, Inc. | $321.6K | 30,000 | 0.03% | 5q | HELD |
| Kingsview Wealth Management, LLC | $293.0K | 27,328 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $284.8K | 26,569 | 0.00% | 4q | -3.0%-$8.8K |
| &PARTNERS | $280.7K | 26,198 | 0.00% | 6q | +44.3%+$86.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $280.4K | 26,160 | 0.00% | new | NEW |
| STALEY CAPITAL ADVISERS INC | $278.7K | 26,000 | 0.01% | 24q | HELD |
| Closed-End Fund Advisors, Inc. | $271.8K | 25,352 | 0.27% | 3q | HELD |
| Ascent Wealth Partners, LLC | $270.6K | 25,247 | 0.03% | 16q | HELD |
| Evanson Financial, LLC | $258.9K | 24,146 | 0.01% | new | FIRST |
| Lionshead Wealth Management, LLC | $257.9K | 24,023 | 0.17% | new | NEW |
| Opal Wealth Advisors, LLC | $254.9K | 23,780 | 0.06% | 10q | HELD |
| BCS Private Wealth Management, Inc. | $251.3K | 23,300 | 0.08% | 5q | HELD |
| Mathes Company, Inc. | $247.0K | 23,000 | 0.08% | 25q | HELD |
| Williams Jones Wealth Management, LLC. | $230.5K | 21,500 | 0.00% | 12q | +10.3%+$21.4K |
| MELFA WEALTH MANAGEMENT, INC. | $199.7K | 18,625 | 0.11% | 3q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $198.5K | 18,513 | 0.01% | new | NEW |
| Clear Creek Financial Management, LLC | $190.8K | 17,800 | 0.01% | 9q | HELD |
| GenWealth Group, Inc. | $188.3K | 17,565 | 0.03% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $182.1K | 16,990 | 0.00% | 29q | +1.8%+$3.2K |
| Mountain Hill Investment Partners Corp. | $177.9K | 16,594 | 0.10% | 7q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $176.1K | 16,424 | 0.10% | 4q | -16.7%-$35.2K |
| Global Retirement Partners, LLC | $172.0K | 16,048 | 0.00% | 2q | +91.5%+$82.2K |
| NORTHERN TRUST CORP | $165.9K | 15,474 | 0.00% | new | NEW |
| Moors & Cabot, Inc. | $159.7K | 14,900 | 0.01% | 15q | HELD |
| CITADEL ADVISORS LLC | $158.8K | 14,809 | 0.00% | new | NEW |
| Merit Financial Group, LLC | $153.2K | 14,287 | 0.00% | 3q | -7.1%-$11.7K |
| PARK AVENUE SECURITIES LLC | $149.0K | 13,940 | 0.00% | 2q | -1.4%-$2.2K |
| Kestra Advisory Services, LLC | $147.0K | 13,633 | 0.00% | new | NEW |
| Kercheville Advisors, LLC | $143.7K | 13,403 | 0.04% | 4q | +8.8%+$11.7K |
| Spire Wealth Management | $132.2K | 12,329 | 0.00% | 22q | HELD |
| PINNACLE ASSOCIATES LTD | $130.0K | 12,130 | 0.00% | 31q | -11.0%-$16.1K |
| Pathstone Holdings, LLC | $130.0K | 12,123 | 0.00% | new | NEW |
| Occidental Asset Management, LLC | $125.7K | 11,725 | 0.01% | 2q | HELD |
| Equitable Holdings, Inc. | $123.3K | 11,500 | 0.00% | new | NEW |
| Everstar Asset Management, LLC | $122.5K | 11,431 | 0.06% | 8q | HELD |
| IBEX WEALTH ADVISORS | $121.9K | 11,375 | 0.01% | 7q | HELD |
| Creative Planning | $120.9K | 11,281 | 0.00% | 5q | -32.2%-$57.4K |
| Arax Advisory Partners | $120.5K | 11,238 | 0.00% | new | NEW |
| Belpointe Asset Management LLC | $113.6K | 10,600 | 0.00% | 3q | HELD |
| FIRST MANHATTAN CO. LLC. | $108.0K | 10,010 | 0.00% | 6q | HELD |
| Sage Capital Management, LLC | $107.2K | 10,000 | 0.04% | 3q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $86.8K | 8,097 | 0.01% | 3q | HELD |
| Farther Finance Advisors, LLC | $69.7K | 6,500 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $63.7K | 6,000 | 0.00% | new | NEW |
| BROWN, LISLE/CUMMINGS, INC. | $54.0K | 5,036 | 0.01% | 17q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $51.7K | 4,806 | 0.00% | 3q | +9.9%+$4.6K |
| Penserra Capital Management LLC | $47.0K | 4,398 | 0.00% | 2q | +200.0%+$31.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $46.6K | 4,348 | 0.00% | 31q | -2.2%-$1.1K |
| SOA Wealth Advisors, LLC. | $43.0K | 4,010 | 0.01% | 23q | HELD |
| Marshall & Sterling Wealth Advisors Inc. | $37.9K | 3,538 | 0.02% | 7q | HELD |
| ASSETMARK, INC | $28.3K | 2,643 | 0.00% | new | NEW |
| BROWN BROTHERS HARRIMAN & CO | $22.5K | 2,100 | 0.00% | 8q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $21.4K | 2,000 | 0.00% | 4q | HELD |
| WPG Advisers, LLC | $19.9K | 1,856 | 0.01% | 5q | HELD |
| IFG Advisory, LLC | $17.2K | 1,604 | 0.00% | new | NEW |
| NBT BANK, N.A. | $14.0K | 1,306 | 0.00% | 8q | HELD |
Showing the largest 100 of 110 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 34 | $17.2M | 1,862,391 | 2 | 12 | 6 | 0.0% |
| Q2 2026 | 110 | $120.3M | 11,214,437 | 16 | 29 | 22 | 0.0% |
| Q1 2026 | 100 | $123.0M | 12,021,602 | 12 | 30 | 18 | 0.0% |
| Q4 2025 | 108 | $167.0M | 16,539,395 | 21 | 30 | 26 | 0.0% |
| Q3 2025 | 96 | $195.4M | 19,157,608 | 16 | 26 | 22 | 0.0% |
| Q2 2025 | 91 | $239.3M | 24,145,667 | 9 | 25 | 25 | 0.0% |
| Q1 2025 | 88 | $285.2M | 27,692,613 | 6 | 24 | 22 | 0.0% |
| Q4 2024 | 94 | $325.4M | 31,111,355 | 10 | 21 | 24 | 0.0% |
| Q3 2024 | 95 | $352.8M | 31,502,842 | 15 | 22 | 21 | 0.0% |
| Q2 2024 | 92 | $355.4M | 32,041,279 | 8 | 24 | 19 | 0.0% |
| Q1 2024 | 91 | $363.5M | 33,441,407 | 8 | 19 | 22 | 0.0% |
| Q4 2023 | 95 | $329.4M | 31,282,149 | 8 | 24 | 30 | 0.0% |
| Q3 2023 | 99 | $263.9M | 27,933,796 | 6 | 30 | 18 | 0.0% |
| Q2 2023 | 97 | $264.7M | 25,575,880 | 6 | 15 | 33 | 0.0% |
| Q1 2023 | 96 | $266.0M | 25,168,028 | 11 | 21 | 18 | 0.0% |
| Q4 2022 | 101 | $244.6M | 23,835,742 | 12 | 21 | 36 | 0.0% |
| Q3 2022 | 107 | $365.3M | 37,199,358 | 8 | 30 | 24 | 0.0% |
| Q2 2022 | 109 | $437.2M | 39,566,209 | 12 | 27 | 30 | 0.0% |
| Q1 2022 | 106 | $425.9M | 35,099,751 | 15 | 21 | 31 | 0.0% |
| Q4 2021 | 102 | $622.0M | 45,106,580 | 8 | 23 | 18 | 0.0% |
| Q3 2021 | 96 | $618.9M | 44,751,834 | 8 | 28 | 22 | 0.0% |
| Q2 2021 | 92 | $404.7M | 28,518,228 | 8 | 26 | 18 | 0.0% |
| Q1 2021 | 91 | $399.1M | 29,238,426 | 8 | 21 | 25 | 0.0% |
| Q4 2020 | 91 | $370.0M | 27,348,046 | 8 | 21 | 26 | 0.0% |
| Q3 2020 | 85 | $363.2M | 28,240,201 | 11 | 22 | 18 | 0.0% |
| Q2 2020 | 85 | $376.4M | 29,225,522 | 3 | 24 | 22 | 0.0% |
| Q1 2020 | 87 | $324.8M | 25,985,855 | 9 | 23 | 24 | 0.0% |
| Q4 2019 | 84 | $348.2M | 25,637,750 | 15 | 20 | 18 | 0.0% |
| Q3 2019 | 70 | $344.9M | 25,626,970 | 3 | 22 | 13 | 0.0% |
| Q2 2019 | 77 | $324.1M | 24,751,825 | 8 | 15 | 19 | 0.0% |
| Q1 2019 | 78 | $301.9M | 23,685,815 | 5 | 19 | 18 | 0.0% |
| Q4 2018 | 76 | $259.3M | 22,260,577 | 1 | 1 | 2 | 0.0% |