DaveManuel.com · Institutional Ownership · Who Owns It
NEOSTELLAR CAP CORP (NSLR)
Institutional ownership reported to the SEC as of Q2 2026, across 26 quarters.
82
Reporting holders
$87.8M
Reported value
25.5%
Of shares outstanding
1.7%
Calls
2.0%
Puts
+8
Holder change
Institutions report 6,754,163 shares against 26,473,222 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GABELLI FUNDS LLC | $15.4M | 1,227,056 | 0.10% | 16q | -5.9%-$966.2K |
| Thomas J. Herzfeld Advisors, Inc. | $9.9M | 788,403 | 3.03% | 2q | +2324.5%+$9.5M |
| Kingsview Wealth Management, LLC | $7.1M | 564,301 | 0.09% | 2q | +112.7%+$3.7M |
| GatePass Capital, LLC | $6.4M | 508,150 | 2.42% | 7q | HELD |
| NEEDHAM INVESTMENT MANAGEMENT LLC | $5.3M | 426,594 | 0.16% | 25q | HELD |
| FRANKLIN RESOURCES INC | $3.6M | 290,917 | 0.00% | 6q | -3.3%-$122.6K |
| JANE STREET GROUP, LLC | $3.5M incl. $504.1K options PUT | 237,011 | 0.00% | 7q | +20.3%+$586.1K |
| MGO ONE SEVEN LLC | $3.2M | 258,244 | 0.05% | 15q | -1.4%-$46.7K |
| GAMCO INVESTORS, INC. ET AL | $3.1M | 243,500 | 0.03% | 9q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.9M incl. $2.2M options CALL+PUT | 52,541 | 0.00% | 25q | HELD |
| LPL Financial LLC | $2.6M | 208,699 | 0.00% | 6q | +3.1%+$78.1K |
| TWO SIGMA INVESTMENTS, LP | $2.5M | 200,359 | 0.00% | 6q | +270.4%+$1.8M |
| LAZARD ASSET MANAGEMENT LLC | $1.4M | 111,690 | 0.00% | new | NEW |
| INTREPID FAMILY OFFICE LLC | $1.3M | 100,000 | 0.93% | 15q | -20.0%-$313.5K |
| BlackRock, Inc. | $1.1M | 87,954 | 0.00% | 8q | -2.4%-$27.6K |
| Balyasny Asset Management L.P. | $1.1M | 86,594 | 0.00% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.0M | 91,236 | 0.00% | new | NEW |
| MANGROVE PARTNERS IM, LLC | $919.8K | 73,351 | 0.06% | 3q | +57.5%+$335.7K |
| Private Advisor Group, LLC | $901.1K | 71,856 | 0.00% | 5q | +4.1%+$35.4K |
| MORGAN STANLEY | $880.0K | 70,172 | 0.00% | 25q | +6.5%+$53.7K |
| Janney Montgomery Scott LLC | $746.0K | 59,472 | 0.00% | 4q | HELD |
| Green Alpha Advisors, LLC | $744.6K | 59,375 | 0.50% | 3q | +1.3%+$9.6K |
| WELLS FARGO & COMPANY/MN | $701.2K | 55,916 | 0.00% | 25q | +31.6%+$168.5K |
| Stratos Wealth Partners, LTD. | $596.2K | 47,543 | 0.01% | 4q | -8.4%-$54.8K |
| HARBOR CAPITAL ADVISORS, INC. | $592.0K | 47,227 | 0.04% | 6q | -7.1%-$45.4K |
| XTX Topco Ltd | $582.7K | 46,471 | 0.01% | 2q | +27.9%+$127.1K |
| Connor, Clark & Lunn Investment Management Ltd. | $545.8K | 43,521 | 0.00% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $543.2K | 43,317 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $543.0K CALL+PUT | options only | 0.00% | 25q | OPTIONS |
| Catalyst Capital Advisors LLC | $532.5K | 42,466 | 0.01% | 25q | HELD |
| Invesco Ltd. | $508.7K | 40,567 | 0.00% | 6q | -38.2%-$314.7K |
| Cresset Asset Management, LLC | $456.6K | 36,411 | 0.00% | 4q | +10.7%+$44.3K |
| Pathstone Holdings, LLC | $408.4K | 32,664 | 0.00% | 3q | +1.1%+$4.6K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $393.3K | 31,360 | 0.00% | 4q | +20.7%+$67.4K |
| NORTHERN TRUST CORP | $392.0K | 31,262 | 0.00% | 11q | HELD |
| Tactive Advisors, LLC | $380.1K | 30,311 | 0.09% | 5q | +66.5%+$151.9K |
| UBS Group AG | $368.3K | 29,368 | 0.00% | 25q | -8.0%-$31.9K |
| OSAIC HOLDINGS, INC. | $364.7K | 29,077 | 0.00% | 25q | +685.2%+$318.2K |
| Texas Capital Bank Wealth Management Services Inc | $351.1K | 28,000 | 0.02% | 2q | HELD |
| CANADA LIFE ASSURANCE Co | $343.0K | 27,465 | 0.00% | 4q | +9.0%+$28.3K |
| Wellington Shields & Co., LLC | $326.3K | 26,023 | 0.07% | 14q | -1.2%-$4.0K |
| RITHOLTZ WEALTH MANAGEMENT | $296.5K | 23,644 | 0.00% | 4q | -2.6%-$7.8K |
| Trexquant Investment LP | $279.3K | 22,274 | 0.00% | 4q | -32.4%-$133.8K |
| Granahan Investment Management, LLC | $270.2K | 21,549 | 0.01% | 6q | HELD |
| Byrne Asset Management LLC | $265.2K | 21,150 | 0.14% | 4q | -12.0%-$36.2K |
| Brookwood Investment Group LLC | $263.3K | 21,000 | 0.03% | new | NEW |
| De Lisle Partners LLP | $250.8K | 20,000 | 0.03% | new | NEW |
| Hillsdale Investment Management Inc. | $237.0K | 18,900 | 0.01% | 4q | -36.8%-$137.9K |
| Perigon Wealth Management, LLC | $208.2K | 16,600 | 0.00% | new | NEW |
| Point72 Asset Management, L.P. | $205.0K | 16,348 | 0.00% | new | NEW |
| HAZLETT, BURT & WATSON, INC. | $184.0K | 14,605 | 0.05% | 5q | -2.2%-$4.1K |
| RAYMOND JAMES FINANCIAL INC | $170.5K | 13,593 | 0.00% | 2q | +8.9%+$13.9K |
| HRT FINANCIAL LP | $132.0K | 10,576 | 0.00% | 2q | -36.9%-$77.2K |
| Marex Group Ltd | $125.4K | 10,000 | 0.00% | 2q | -37.5%-$75.3K |
| Farther Finance Advisors, LLC | $85.6K | 6,825 | 0.00% | 5q | -2.2%-$1.9K |
| ROYAL BANK OF CANADA | $61.0K | 4,876 | 0.00% | 25q | +202.3%+$40.8K |
| JPMORGAN CHASE & CO | $39.8K | 3,119 | 0.00% | 16q | +1.1% |
| Institute for Wealth Management, LLC. | $37.3K | 2,973 | 0.00% | new | NEW |
| Avion Wealth | $37.0K | 3,001 | 0.01% | 8q | HELD |
| Federation des caisses Desjardins du Quebec | $25.1K | 2,000 | 0.00% | new | NEW |
| Hickory Point Bank & Trust | $25.1K | 2,000 | 0.02% | 2q | HELD |
| SIMPLEX TRADING, LLC | $24.1K | 1,922 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $21.7K | 1,729 | 0.00% | 3q | -0.6% |
| Strive Financial Group ,LLC | $21.3K | 1,695 | 0.01% | 3q | HELD |
| Pinnacle Holdings, LLC | $16.7K | 1,329 | 0.01% | new | NEW |
| N.E.W. Advisory Services LLC | $13.8K | 1,100 | 0.00% | 4q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $11.6K | 925 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $9.9K | 835 | 0.00% | 5q | -23.6%-$3.1K |
| MCF Advisors LLC | $9.8K | 785 | 0.00% | new | NEW |
| NOMURA ASSET MANAGEMENT CO LTD | $9.0K | 714 | 0.00% | 2q | -18.5%-$2.0K |
| BFC Planning, Inc. | $7.0K | 555 | 0.00% | new | NEW |
| WealthCollab, LLC | $5.0K | 401 | 0.00% | new | NEW |
| Clearstead Advisors, LLC | $2.4K | 195 | 0.00% | new | NEW |
| Allworth Financial LP | $2.2K | 175 | 0.00% | 7q | -64.5%-$4.0K |
| Geneos Wealth Management Inc. | $1.3K | 100 | 0.00% | 2q | HELD |
| Citizens National Bank Trust Department | $978 | 78 | 0.00% | 19q | HELD |
| Intesa Sanpaolo S.p.A. | $915 | 73 | 0.00% | 3q | HELD |
| Atlantic Union Bankshares Corp | $737 | 59 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $100 | 8 | 0.00% | new | NEW |
| Caitong International Asset Management Co., Ltd | $88 | 7 | 0.00% | 2q | +600.0% |
| HUNTINGTON NATIONAL BANK | $13 | 1 | 0.00% | 15q | HELD |
| NFSG Corp | $5 | none filed | 0.00% | 2q | HELD |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-26 | Falk Erik A | Director | Bought | 50,000 | $511.0K |
| 2026-08-10 | Klein Mark D | Chairman, CEO and President | Bought | 26,040 | $250.0K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $4.8M | 629,145 | 3 | 4 | 1 | 0.0% |
| Q2 2026 | 82 | $87.8M | 6,754,163 | 19 | 21 | 23 | 3.7% |
| Q1 2026 | 74 | $59.3M | 5,361,401 | 18 | 17 | 21 | 3.2% |
| Q4 2025 | 71 | $50.5M | 5,204,162 | 9 | 26 | 17 | 2.6% |
| Q3 2025 | 74 | $50.2M | 5,369,446 | 28 | 17 | 15 | 3.8% |
| Q2 2025 | 58 | $46.0M | 5,386,355 | 13 | 16 | 13 | 3.8% |
| Q1 2025 | 58 | $33.2M | 6,630,591 | 11 | 23 | 9 | 0.9% |
| Q4 2024 | 55 | $37.5M | 6,016,980 | 14 | 16 | 10 | 5.5% |
| Q3 2024 | 45 | $17.5M | 4,272,934 | 7 | 11 | 7 | 1.6% |
| Q2 2024 | 44 | $14.7M | 3,553,948 | 6 | 5 | 12 | 0.7% |
| Q1 2024 | 48 | $15.2M | 3,324,266 | 7 | 11 | 14 | 0.8% |
| Q4 2023 | 54 | $13.4M | 3,379,489 | 10 | 11 | 14 | 0.5% |
| Q3 2023 | 56 | $13.1M | 3,467,635 | 6 | 15 | 9 | 4.3% |
| Q2 2023 | 60 | $9.3M | 2,787,137 | 9 | 6 | 19 | 4.5% |
| Q1 2023 | 70 | $15.7M | 4,106,248 | 12 | 17 | 11 | 5.0% |
| Q4 2022 | 73 | $19.1M | 4,669,547 | 19 | 13 | 22 | 7.1% |
| Q3 2022 | 65 | $457.1M | 117,861,598 | 13 | 14 | 21 | 0.2% |
| Q2 2022 | 65 | $3.0B | 461,919,328 | 6 | 21 | 14 | 0.1% |
| Q1 2022 | 80 | $4.0B | 461,694,211 | 16 | 26 | 20 | 0.2% |
| Q4 2021 | 80 | $6.0B | 463,211,582 | 13 | 39 | 22 | 0.4% |
| Q3 2021 | 79 | $5.8B | 448,036,121 | 14 | 43 | 19 | 0.3% |
| Q2 2021 | 74 | $6.1B | 449,163,773 | 12 | 43 | 16 | 0.3% |
| Q1 2021 | 74 | $5.7B | 416,486,635 | 23 | 22 | 17 | 0.5% |
| Q4 2020 | 64 | $5.4B | 409,183,901 | 15 | 13 | 17 | 0.5% |
| Q3 2020 | 65 | $4.4B | 408,504,056 | 28 | 16 | 11 | 0.3% |
| Q2 2020 | 42 | $3.4B | 405,511,179 | 42 | 0 | 0 | 0.1% |