DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (NTRL)
Institutional ownership reported to the SEC as of Q2 2026, across 27 quarters.
29
Reporting holders
$13.5M
Reported value
0.0%
Calls
0.0%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | $2.9M | 139,046 | 0.00% | 16q | -1.9%-$55.8K |
| LPL Financial LLC | $2.6M | 127,310 | 0.00% | 13q | -61.8%-$4.3M |
| FAS Wealth Partners, Inc. | $1.5M | 74,598 | 0.08% | 15q | +12.1%+$165.8K |
| Frederick Financial Consultants, LLC | $1.2M | 58,719 | 0.51% | 6q | -5.1%-$65.4K |
| Clear Harbor Asset Management, LLC | $851.7K | 41,264 | 0.05% | 14q | HELD |
| AE Wealth Management LLC | $832.3K | 40,326 | 0.00% | 4q | +67.4%+$335.0K |
| Stratos Wealth Advisors, LLC | $803.1K | 38,909 | 0.04% | 15q | -8.6%-$75.9K |
| Owen LaRue, LLC | $682.7K | 33,078 | 0.24% | 15q | -8.6%-$64.6K |
| WORLD EQUITY GROUP, INC. | $338.0K | 16,375 | 0.08% | 4q | +3.8%+$12.4K |
| ASSETMARK, INC | $333.7K | 16,167 | 0.00% | 14q | -5.2%-$18.2K |
| WEDBUSH SECURITIES INC | $302.0K | 14,647 | 0.01% | 10q | -9.6%-$32.0K |
| Cetera Investment Advisers | $212.5K | 10,296 | 0.00% | 15q | HELD |
| ROYAL BANK OF CANADA | $211.0K | 10,218 | 0.00% | 4q | +9631.4%+$208.8K |
| ENVESTNET ASSET MANAGEMENT INC | $210.6K | 10,206 | 0.00% | 17q | -6.1%-$13.8K |
| OSAIC HOLDINGS, INC. | $135.3K | 6,555 | 0.00% | 25q | HELD |
| Cassaday & Co Wealth Management LLC | $78.0K | 3,777 | 0.00% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $61.8K | 2,996 | 0.00% | 17q | HELD |
| PRIVATE TRUST CO NA | $50.5K | 2,449 | 0.00% | 4q | +6.3%+$3.0K |
| HIGHLINE WEALTH PARTNERS LLC | $43.9K | 2,129 | 0.01% | new | NEW |
| Ascentis Independent Advisors | $25.5K | 1,234 | 0.07% | 2q | HELD |
| UBS Group AG | $23.3K | 1,130 | 0.00% | 5q | +169.7%+$14.7K |
| Arax Advisory Partners | $9.7K | 470 | 0.00% | 3q | HELD |
| CALDWELL SUTTER CAPITAL, INC. | $9.1K | 440 | 0.00% | new | NEW |
| MCGUIRE CAPITAL ADVISORS INC | $4.0K | 192 | 0.00% | 3q | HELD |
| IFG Advisory, LLC | $3.7K | 177 | 0.00% | new | NEW |
| GILPIN WEALTH MANAGEMENT, LLC | $2.5K | 120 | 0.00% | 2q | HELD |
| MORGAN STANLEY | $1.7K | 80 | 0.00% | 4q | -99.2%-$197.4K |
| Farther Finance Advisors, LLC | $1.4K | 67 | 0.00% | 6q | HELD |
| JPMORGAN CHASE & CO | $103 | 5 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $1.8M | 89,877 | 1 | 0 | 3 | 0.0% |
| Q2 2026 | 29 | $13.5M | 652,980 | 3 | 6 | 9 | 0.0% |
| Q1 2026 | 36 | $26.2M | 1,263,900 | 7 | 10 | 10 | 0.0% |
| Q4 2025 | 40 | $28.0M | 1,358,929 | 8 | 15 | 13 | 0.0% |
| Q3 2025 | 33 | $25.9M | 1,274,102 | 7 | 6 | 18 | 0.0% |
| Q2 2025 | 33 | $26.9M | 1,316,943 | 7 | 9 | 11 | 0.0% |
| Q1 2025 | 31 | $27.3M | 1,363,777 | 9 | 14 | 7 | 0.1% |
| Q4 2024 | 31 | $18.2M | 917,916 | 2 | 12 | 12 | 0.0% |
| Q3 2024 | 39 | $21.0M | 1,060,185 | 6 | 16 | 12 | 0.0% |
| Q2 2024 | 42 | $21.3M | 1,086,847 | 6 | 14 | 19 | 0.0% |
| Q1 2024 | 57 | $41.7M | 2,108,868 | 11 | 21 | 22 | 0.0% |
| Q4 2023 | 59 | $54.1M | 2,684,160 | 8 | 17 | 26 | 0.0% |
| Q3 2023 | 54 | $54.1M | 2,685,505 | 9 | 22 | 19 | 0.0% |
| Q2 2023 | 54 | $60.1M | 3,004,886 | 7 | 26 | 18 | 0.0% |
| Q1 2023 | 57 | $63.0M | 3,131,328 | 19 | 14 | 15 | 0.0% |
| Q4 2022 | 44 | $72.1M | 3,576,338 | 21 | 14 | 4 | 0.0% |
| Q3 2022 | 24 | $52.4M | 2,606,366 | 14 | 8 | 1 | 0.0% |
| Q2 2022 | 10 | $13.6M | 685,604 | 6 | 3 | 1 | 0.0% |
| Q1 2022 | 6 | $2.9M | 144,611 | 3 | 1 | 2 | 0.0% |
| Q4 2021 | 6 | $3.7M | 188,506 | 0 | 1 | 5 | 0.0% |
| Q3 2021 | 9 | $8.5M | 430,381 | 1 | 3 | 3 | 0.0% |
| Q2 2021 | 8 | $10.5M | 535,828 | 0 | 3 | 3 | 0.0% |
| Q1 2021 | 8 | $12.7M | 645,337 | 0 | 4 | 3 | 0.0% |
| Q4 2020 | 7 | $12.5M | 638,241 | 0 | 4 | 1 | 0.0% |
| Q3 2020 | 7 | $12.3M | 632,568 | 2 | 1 | 3 | 0.0% |
| Q2 2020 | 6 | $11.8M | 610,807 | 4 | 1 | 1 | 0.0% |
| Q1 2020 | 2 | $1.5M | 76,505 | 2 | 0 | 0 | 0.0% |